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You are here: BAILII >> Databases >> England and Wales High Court (Queen's Bench Division) Decisions >> Shaw v Leigh Day (a firm) [2017] EWHC 825 (QB) (11 April 2017) URL: https://www.bailii.org/ew/cases/EWHC/QB/2017/825.html Cite as: [2017] EWHC 825 (QB) |
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Appeal No M15 Q161 |
QUEEN'S BENCH DIVISION
MANCHESTER DISTRICT REGISTRY
ON APPEAL FROM
MANCHESTER COUNTY COURT
1 Bridge Street, Manchester M60 9DJ |
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B e f o r e :
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GABRIELE SHAW | Appellant |
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LEIGH DAY (a firm) |
Respondent |
____________________
Elizabeth Boon (instructed by Bond Dickinson LLP) for the Respondent
Hearing date: 6 April 2017
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Crown Copyright ©
Mrs Justice Andrews:
Shaw,
against the part of the Order of District Judge Hovington dated 18 May 2015 striking out her personal claim for damages for professional negligence against the Defendant solicitors pursuant to CPR 3.4(2)(a) and/or pursuant to CPR 24.2(a)(i). The District Judge granted permission to appeal, very fairly identifying three grounds on which the Claimant stood a realistic prospect of successfully overturning his decision. After hearing counsel's arguments on 6 April 2017, I indicated that I would allow the appeal, but that I would give my reasons for doing so in a reserved judgment.
Shaw's
elderly father, Mr William Ewan, on 26 September 2007 following a surgical procedure to implant a trans-aortic valve (known as a TAVI procedure). This was a relatively new procedure. The post-mortem reports revealed physical trauma to the aorta at the site of the placement of the prosthetic valve, which had been followed by haemorrhage and severe blood loss, leading to his fatal cardiac arrest.
Shaw
strongly suspected that there had been clinical negligence on the part of the surgeon, the hospital, or both. She initially instructed the Defendant in April 2008 to advise in relation to, and to represent her at, an inquest into her father's death ("the Inquest"). By June 2009 the family had found out that the valve which had been used during the TAVI undertaken on Mr Ewan had been the subject of a recent clinical trial. After that information came to light, the Coroner ruled that the Inquest would be an Article 2 Inquest (with a jury) to include an enquiry into the circumstances of Mr Ewan's death and any systemic failings which may have contributed to it.
days
in January 2011, resulting in a finding that the catastrophic blood loss and resulting death of Mr Ewan were the unintended outcome of a therapeutic medical procedure. No adverse findings were made against the University Hospital of Leicester NHS Trust ("the NHS Trust") or against the consultant cardiologist who performed the operation, Dr Kovac. Mrs
Shaw
sought to challenge the verdict by bringing judicial review proceedings, and obtained permission, but Burnett J rejected the claim, and permission to appeal was refused by the Court of Appeal at an oral hearing on 11 February 2014. On Mrs
Shaw's
pleaded case in the professional negligence action, one of the reasons why judicial review was refused was that certain of the complaints she made could and should have been articulated by her legal representatives at the Inquest itself.
Shaw
had instructed the Defendant to act in respect of the claim for damages for clinical negligence as early as September 2009. There was, or should have been, an obvious overlap between the work to be done in conjunction with preparing for the Inquest, and the work to be done in preparation for bringing the clinical negligence claim. In both sets of proceedings, the focus of the solicitors' industry should have been on ascertaining what documentary and other evidence could be obtained, and from which sources, to establish whether Mr Ewan's death had been caused by negligence on the part of the NHS Trust and/or Dr Kovac.
Shaw
in her personal capacity alone. When the District Judge struck out the claims brought by Mrs
Shaw
in her personal capacity, he allowed her application to amend the claim form to join her as the personal representative of the Estate of her late father, thereby preserving the pleaded claims for certain heads of damage that were properly characterised as recoverable by the Estate instead of by Mrs
Shaw.
The professional negligence claim was then stayed to abide the outcome of the clinical negligence claim brought by the Estate, which had recommenced and was progressing towards trial.
Shaw
sought to adduce fresh evidence that was not available at the time of the hearing before the District Judge. That application was not opposed by Miss Boon on behalf of the Defendant, and I was satisfied that the test for admission of further evidence on appeal was met and that it would be in the interests of justice to admit it. The fresh evidence provided an update on important matters that have occurred since the professional negligence claim was struck out in May 2015. Following three specific disclosure orders made against the cardiologist and the NHS Trust on 15 October 2014, 18 December 2014 and 20 January 2015, despite strong resistance, and a non-party disclosure order made against the valve manufacturer in April 2015, the NHS Trust submitted to judgment on the amended claim on 25 June 2015. Dr Kovac initially sought to resist the claim against him on the basis that judgment had been obtained against the NHS Trust, but he eventually submitted to judgment on the amended claim on 22 October 2015.
Shaw
v Kovac and another [2015] EWHC 3335 (QB), the Judge referred to the prolonged history of the litigation, which he attributed to "the family's understandable desire to know what has happened to their much-loved father". He awarded damages to the Estate totalling £13,686.17, but refused to grant freestanding damages for the failure to obtain Mr Ewan's informed consent to the procedure. However, on 2 August 2016 the Court of Appeal granted permission to appeal that aspect of his judgment.
Shaw
to be joined as a party to the proceedings in her own right, in case it was argued by the NHS Trust and Dr Kovac that the costs of the Inquest were a loss that she had incurred personally and not a loss incurred by the Estate, but only on the basis that the application was premature. He made it plain that his ruling did not debar her from applying to be joined to the costs proceedings for the same purpose, and that he was not pre-judging the outcome of any such future application. If the costs of the Inquest are awarded either to the Estate or to Mrs
Shaw
personally in the costs proceedings, then again, there would be no basis for recovering them as damages in the professional negligence proceedings.
Shaw
personally.
Shaw
could not prove that she had suffered any recoverable loss in her own right, over and above a right to nominal damages, and that a claim for nominal damages "does not sit comfortably with the court's obligation to deal with cases justly and at proportionate cost." It is of some importance in this context to note that the claim to strike out the statement of case was brought under CPR 3.4(2)(a) on the basis that it disclosed no reasonable cause of action, rather than under CPR 3.4(2)(b), on the basis that it was an abuse of process. A claim that could succeed in obtaining an award of nominal damages is not a claim which is bound to fail. However, logically the first consideration should be whether Mrs
Shaw
has an arguable claim for recovery of other heads of damages. If she does, the issue of recovery of nominal damages ceases to matter.
Damages for distress
Shaw
at the Inquest that the Defendant solicitors undertook to obtain a particular outcome. The claim is not pleaded on the basis that it was. He also correctly held, by reference to the authorities cited to him, including Watts v Morrow [1991] 1 WLR 1421 and Farley v Skinner [2001] UKHL 49, that to fall within the exceptional category of cases in which damages for distress can be recovered for breach of contract, it is sufficient that a major or important object of the contract (as distinct from its primary purpose) is to give pleasure, relaxation, or peace of mind.
Shaw
engaged the Defendant to represent her at the inquest, an important object of that contract was to obtain peace of mind (or as families sometimes put it after an inquest or other form of public inquiry, "closure"). I consider that the point is plainly sufficiently arguable to get over the threshold for summary judgment or strike-out; indeed, I would go so far as to suggest that the Claimant may well have the better of the argument.
The claim for fees paid to the Defendant as wasted expenditure/damages
days
of the inquest but did not attend on
day
11 or 12. She also submitted that the Claimant may well face difficulty with this head of loss in the light of the compromise reached on fees (though I was told that the settlement of the dispute on fees was entered into expressly without prejudice to the claim for damages for professional negligence).
Nominal damages
days.
Although the claim had survived an application for summary judgment, and therefore had been assessed as standing a real prospect of success, the judge below had assessed the likely damages recoverable as £50 instead of the much higher figure initially claimed, and had decided that the value of the claim was disproportionate to the amount of time and expense that would be incurred in taking it to trial. He therefore struck it out as an abuse of process.
Shaw
had not claimed more than £5,000 under that head. As in Solomon, the claim was on the multi-track and substantial costs had already been incurred by the parties. I am not persuaded by those submissions. This case is a very different proposition from the Solomon litigation and the question whether it should be allowed to proceed to trial turns on its own particular facts.
Shaw's loss. Indeed, there had been argument before him about the technical division between claims for losses that she was entitled to bring as representative of her late father's estate and claims for losses that she incurred in her own right; the former claims were rightly allowed to proceed, and an amendment was permitted to enable that to happen. That does not mean that a judge dealing with an application of this nature should lose sight of the overriding objective; but he must not confuse the question whether there are reasonable grounds for bringing a claim, with the question whether the claim is an abuse of the process of the court. The tests for striking out under those two heads of CPR 3.4(2) are separate and distinct. That reasonableness of bringing an otherwise arguable and cogent claim is not determined by its value.