S.S. v the United Kingdom - 12096/10 [2012] ECHR 219 (24 January 2012)

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    Cite as: [2012] ECHR 219

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    FOURTH SECTION

    DECISION

    AS TO THE ADMISSIBILITY OF

    Application no. 12096/10
    by S.S.
    against the United Kingdom

    The European Court of Human Rights (Fourth Section), sitting on 24 January 2012 as a Chamber composed of:

    Lech Garlicki, President,
    Nicolas Bratza,
    David Thór Björgvinsson,
    Päivi Hirvelä,
    George Nicolaou,
    Ledi Bianku,
    Vincent A. De Gaetano, judges,
    and Lawrence Early, Section Registrar,

    Having regard to the above application lodged on 1 March 2010,

    Having regard to the interim measure indicated to the respondent Government under Rule 39 of the Rules of Court,

    Having regard to the decision to grant priority to the above application under Rule 41 of the Rules of Court,

    Having regard to the decision to grant anonymity to the applicant under Rule 47 § 3 of the Rules of Court,

    Having regard to the observations submitted by the respondent Government and the observations in reply submitted by the applicant,

    Having deliberated, decides as follows:

    THE FACTS

  1. The applicant, Mr S.S., is an Afghan national who was born in 1983 and lives in the United Kingdom. He was represented before the Court by Ms U. Sood, counsel. The United Kingdom Government (“the Government”) were represented by their Agent, Mr M. Kuzmicki of the Foreign and Commonwealth Office.
  2. A.  The circumstances of the case

  3. The facts of the case may be summarised as follows.
  4. 1.  The basis of the applicant’s asylum claim

  5. The applicant arrived in the United Kingdom on 25 July 2002 and claimed asylum the following day on the basis of his fear of General Dostum (a warlord of Uzbek ethnicity also referred to as “General Dostam” who currently holds the position of the Chief of Staff to the Commander in Chief of the Afghan National Army, President Hamid Karzai), his commanders and their sons. The applicant claimed that his father had worked as a local police commissioner in Saripool province in northern Afghanistan and as an adviser to General Malik (another warlord of Uzbek ethnicity who is considered to be General Dostum’s rival). The applicant claimed that in 1997, with his father’s assistance, General Malik had helped the Taliban attack General Dostum thereby killing many of his commanders and removing General Dostum from his position as the dominant power holder in the central area of northern Afghanistan.
  6. The applicant also claimed that, in April 1998, he had been arrested by the Taliban and then released after the payment of a bribe.
  7. Most significantly, the applicant claimed that, after he had been re appointed as military commander of most of the northern provinces of Afghanistan in January 2002, General Dostum had arrested and ill-treated the applicant and his father. The applicant had managed to escape but General Dostum had killed his father. The applicant had fled Afghanistan in fear not only of General Dostum but also his troops and the sons of the commanders who had previously been killed in 1997 by General Malik. He claimed that, while General Malik had security in Afghanistan as a member of the new Afghan Government, in contrast he would have no similar protection.
  8. 2.  Domestic asylum proceedings

  9. On 30 August 2002, the Secretary of State refused the applicant’s asylum application. The applicant appealed against the refusal of his asylum claim claiming that his return to Afghanistan would violate, inter alia, Articles 2 and 3 of the Convention.
  10. In a determination of the 10 January 2003, his appeal was allowed by an Adjudicator at the then Immigration Appellate Authority (“IAA”) who found that the applicant’s account of events had been consistent and that the applicant was a credible witness. The Adjudicator accepted that his father had been a high-ranking member of the military and that the applicant and his father had both faced difficulties and suffered ill-treatment in Afghanistan as a result of his father’s political opinion and activities for General Malik. The Adjudicator found that, given the objective country information and the fact that the applicant’s father had been a conspicuous high-ranking officer, the applicant would be at risk in Sheberghan (the capital of Jowzan province in northern Afghanistan and the most important Uzbek city in Afghanistan) from General Dostum and that the Afghan authorities would not be able to offer him adequate protection there. The Adjudicator also stated that, given the general insecurity and lawlessness of local warlords, he was minded to believe that there was, albeit marginally, a likelihood that the applicant would also be at risk in Kabul. Finally, he found that, even if no such risk arose in Kabul, given the applicant’s age and the general circumstances there it would be unduly harsh to expect him to relocate there upon return to Afghanistan.
  11. The Secretary of State subsequently sought permission to appeal to the then Immigration Appeal Tribunal (the “IAT”).
  12. On 5 December 2003, the IAT allowed the Secretary of State’s appeal and found that the Adjudicator’s findings on internal flight had been unsustainable. In coming to that conclusion, the IAT had before it a report prepared by Dr Antonio Giustozzi, an expert on Afghanistan, which had predicated the applicant’s safety in Kabul on the basis of his ability to maintain a low profile there. Dr Giustozzi had considered that, while it was not possible to establish with certainty that the applicant would be targeted by his father’s enemies, the applicant would have to take that possibility seriously. Dr Giustozzi had concluded that it was unlikely that the applicant would experience a serious threat from General Dostum or his political party but had considered that “some local commanders might [have an interest in him], depending on the past actions of [the applicant’s] father and especially if it was not possible to target the father directly, because he is already dead or because he has sought refuge elsewhere.”
  13. After examining Dr Giustozzi’s report, the IAT found that “as the son of a person whose father was involved with General Malik, the risk today is very low unless General Dostum was unable to exact revenge on his father.” Due to the fact that the applicant’s father had already been killed by General Dostum, the IAT considered that revenge had been exacted, and the applicant would not therefore be at risk.
  14. Furthermore, noting that General Malik himself was resident in Kabul, the IAT considered that the applicant could also safely internally relocate to Kabul where single young men would be relatively safe. The IAT found that the possibility of an attack upon the applicant by General Dostum or his followers in Kabul was “remote” and that anyone in Kabul on General Dostum’s behalf would not be interested in pursuing his former enemies because they were defending his office and leading members of his political party in the city.
  15. Finally, the IAT did not accept that there was any evidence that General Dostum or his commanders would be interested in pursuing the family members of his former enemies.
  16. On 16 January 2004, the applicant was refused permission to appeal to the Court of Appeal.
  17. On 28 February 2006, the applicant was detained at Dungavel Immigration Removal Centre pending his removal from the United Kingdom. Removal directions to Afghanistan were cancelled for unknown reasons. On 30 May 2006, the applicant was admitted to hospital before being released to his home address.
  18. 3.  The applicant’s further representations

  19. On 8 July 2009, the applicant submitted further representations to the Secretary of State based upon a report dated 5 June 2009 by Dr Peter Marsden MBE, an expert on Afghanistan. That report summarised the background to and the security situation prevailing in Afghanistan at that time. In respect of the risk from General Dostum, the report stated, inter alia, that:
  20. ...the primary risk to S.S arises from the fact that his father may have facilitated the successful entry of General Malik into Mazar-e-Sharif through the provision of strategic, logistics and technical support, drawing on his experience gained while working within the Defence Ministry of the former People’s Democratic Party of Afghanistan Government of 1979-1992. General Dostam may, therefore, have good reason to continue to feel aggrieved over the actions of S.S.’s father and may, subject to considerations of his own power and influence within the current Afghan government, have an interest in targeting S.S., notwithstanding that S.S.’s father may already have been killed by his militia. It is important to note, in this regard, that General Dostam has a reputation for serious human rights abuses and for particular ruthlessness. He would, therefore, have no hesitation in killing S.S. if other considerations did not dictate otherwise. It should be noted in this regard that, although President Karzai has maintained a certain distance from General Dostam because of his human rights record, Dostam has sought respectability and this has been rewarded through various defence-related posts of a largely honorary nature. It is therefore difficult to assess whether General Dostam would risk undermining this by actively seeking S.S. It should nonetheless be noted that his decision to imprison hundreds of Taliban prisoners, in the autumn of 2001, in conditions which were likely to lead to their deaths and to do so under the watch of US forces showed little regard for his international reputation. It would also not be difficult for General Dostam to arrange for S.S. to be killed without this being traced back to him.

    On the other hand, some of his commanders may be influenced solely by their desire to avenge [General] Malik’s treachery and, while [General] Malik may be too well protected to represent an easy target, may see an opportunity through S.S.’s inability to protect himself, to act out their revenge. It should be stressed that it would be difficult for S.S. to escape detection if he was being actively targeted.”

  21. The report commented that the applicant would be entirely vulnerable in Kabul if General Dostum or his supporters were to actively target him. In addition, the report commented upon the IAT’s findings of 5 December 2003 and did not agree that Dr Giustozzi’s report had necessarily indicated that the risk to S.S. was a low one. The report stated:
  22. ...it should be noted that there has been, for many decades, a pronounced labelling process in Afghanistan so that people have been identified with members of their families who have taken particular political positions or brought harm to others by virtue of the power they wielded. The individual is thus identified by association with his relatives and it is common practice for revenge attacks to be undertaken against male relatives if the original perpetrator of the action is no longer alive or to be found. It is also important to note that the desire to take revenge can pass through the generations, particularly if the original action which led to such a desire was especially serious. Given that the technical, logistics and strategic support provided by S.S.’s father may have been of significant benefit in enabling General Malik to capture and subsequently facilitate the entry of the Taliban into Mazar-e-Sharif, those who may seek to avenge his role may regard it as sufficiently serious to take revenge against S.S., as his son. I do not regard paragraph 7 of Dr Giustozzi’s report as necessarily indicating that the risk to S.S. of being actively targeted by some local commanders is a low one. As he notes, the wishes of such commanders to actively target S.S. is dependent on the past actions of his father. As these actions were of a potentially very serious nature, the risk to S.S. may be a high one.”

  23. The report also set out that, in Dr Marsden’s view, S.S. may be at risk from the Taliban on account of the thousands of Taliban fighters who had died in Mazar-e-Sharif after General Malik had withdrawn his allegiance from the Taliban. However, Dr Marsden clarified that the possibility of a revenge attack upon the applicant from the Taliban had to be set against the fact that the Taliban had not killed him when he claimed that they had arrested him and imprisoned him during their period of control of Mazar-e-Sharif between 1998 and 2001.
  24. On 20 January 2010, the Secretary of State refused the applicant’s representations as not amounting to a fresh asylum claim because some of the points he had raised had already been considered in his earlier claim and the remaining points would not have created a realistic prospect of success before an immigration judge. It was not accepted that the applicant had shown that the Taliban would have the motivation, means or opportunity to target him in Kabul, an area outside of their control, particularly in light of the fact that they had not harmed him when they had detained him in 1998.
  25. It was further not accepted that General Dostum would still be interested in actively targeting the applicant due to, inter alia, the manner of his escape from detention in 2002; the passage of seven years since his arrest by General Dostum; the fact that General Dostum would now have other priorities; and the fact that General Dostum had already gained revenge by killing the applicant’s father. Furthermore, it was noted that the IAT had, six years earlier, assessed the risk to the applicant as low and it was considered that the risk to him six years later would be even lower.
  26. In addition, relying on the reasoning of the IAT determination, the Secretary of State did not accept that, even if General Dostum was interested in the applicant, he would be able to harm him in Kabul. In particular, as General Malik reportedly lived in Kabul and was able to protect himself there, there was no reason to suggest that the applicant would not be able to do the same. It was therefore considered that the applicant had failed to show that his circumstances were more likely to cause him to be harmed than any other ordinary citizen.
  27. Finally, it was not accepted that the applicant would be destitute in Kabul as he was no more vulnerable than any other citizen and had shown great resourcefulness in the United Kingdom where he had picked up transferable skills which would be of benefit to him upon return to Afghanistan.
  28. 4.  Proceedings before the High Court

  29. On 1 February 2010, the High Court refused to grant the applicant permission to apply for judicial review, stating that it was not arguable that the Secretary of State’s decision not to treat the applicant’s further submissions as a fresh claim was unlawful or irrational, or that those submissions had not been given anxious scrutiny.
  30. On 3 February 2010, the United Kingdom Border Agency’s Case Resolution Directorate, set up to consider unresolved asylum cases, gave further consideration to the applicant’s case and decided that it would not be appropriate for the applicant to be granted leave to remain in the United Kingdom bearing in mind, inter alia, his age (because it was not unreasonable to expect the applicant at 25 years of age to adapt to life back in Afghanistan); the fact that, even though he had been in the United Kingdom for seven years, he had been without valid leave to remain throughout that period; his lack of strong ties or family in the United Kingdom; his past failure to maintain contact with immigration authorities; and the lack of any compassionate or compelling circumstances in his case.
  31. On 22 February 2010, the Secretary of State set removal directions to Afghanistan for the applicant scheduled to take place on 2 March 2010. Those removal directions were deferred when, on 1 March 2010, the High Court granted the applicant an injunction to prevent his removal from the United Kingdom, pending the hearing of his renewed application for judicial review at the High Court.
  32. On 18 March 2010, the High Court refused permission to apply for judicial review further to the renewed permission hearing, thus discharging the injunction. Beatson J noted that there was no new evidence other than Dr Marsden’s report which was of a qualified nature and demonstrated only the conditional nature of the risk to which the applicant would be subject in Afghanistan. In that regard, he stated:
  33. In particular, it was only a risk if General Dostum or his senior supporters decided to target the [applicant] in Kabul. [The applicant’s counsel] relied on the passage of time since the [IAT]’s decision, but it is significant that there is nothing in Dr Marsden’s report to suggest that what was said in the [IAT]’s decision about the risk being low, unless the General had been unable to exact revenge on the father, was changed. What Dr Marsden states is that he does not accept Dr Giustozzi’s report as necessarily indicating that the risk of actively being targeted by local commanders is a low one, and the risk of being targeted may be a high one. These are examples of the qualified nature of his report.

    Given those qualifications, and the limited extent to which the recent report departs from the earlier expert report submitted on behalf of the claimant, I do not consider that the Secretary of State’s decision that there was no realistic prospect of success before the Tribunal...was Wednesbury unreasonable or otherwise flawed on public law grounds.”

  34. On 29 March 2010, the applicant lodged an application before the Court and requested an interim measure under Rule 39 of the Rules of Court to stop his removal to Afghanistan the following day.
  35. On 30 March 2010, the Acting President of the Section to which the application was allocated decided to apply Rule 39 of the Rules of Court and to indicate to the Government that the applicant should not be expelled until further notice.
  36. 5.  Proceedings before the Court of Appeal

  37. It appears that, on 30 March 2010, the day after the applicant lodged his application before the Court, he applied to the Court of Appeal for an injunction to prevent his removal and permission to appeal against the High Court’s refusal to grant permission to apply for judicial review. On 30 March 2010, the Court of Appeal refused his application for an urgent injunction to stop his removal.
  38. In support of his application, the applicant’s representatives had obtained a supplementary expert report from Dr Marsden dated 12 April 2010. Dr Marsden set out examples of human rights abuses committed by General Dostum and concluded that, if he sought to avenge the actions of an individual who had acted against his interests, he would have no hesitation in killing him or members of his family.
  39. The report further set out the power struggle between General Dostum and General Malik and the significance of General Malik’s actions in removing General Dostum from his position of power in 1997. The report went on to state:
  40. Whilst there is no objective documentation to establish whether S.S.’s father was instrumental in [General] Malik’s successful entry into Mazar-e-Sharif in May 1997, any such involvement, if it was significant to the final outcome would, in my view, be sufficient to justify a very considerable desire on [General] Dostum’s part for revenge. Given this, I would regard it as a reasonable possibility that [General] Dostum would seek to take revenge against S.S., even though revenge has already been exacted against the father.

    ...

    ...it should be noted that S.S. has provided evidence of a direct link, by virtue of his position as the son of his father, to a serious grievance which [General] Dostum will inevitably hold against [General] Malik. While it is never possible to provide evidence that the potential perpetrator of targeted violence will opt to give expression to a grievance that he hold, there is a reasonable probability in this case, based on the severity of the original grievance that, subject to S.S.’s father having played a significant role in facilitating the entry of [General] Malik into Mazar-e-Sharif in May 1997, [General] Dostum would have an interest in targeting S.S., who is clearly identified with a specific grievance, albeit indirectly through his father.

    ...it is not my experience, in monitoring developments in Afghanistan, that the passage of time will necessarily lessen the desire to exact vengeance.”

  41. The report also considered that, in Dr Marsden’s view, the applicant would be particularly exposed to targeted violence from the Taliban if, as was likely, he was unable to afford accommodation in Kabul. It further stated that the Taliban may have an additional interest in the applicant given his association with General Malik.
  42. On 30 July 2010, the Court of Appeal dismissed the applicant’s application for permission to appeal on the papers, taking the view that the supplementary expert report did not undermine Beatson J’s decision. Hallett LJ stated that:
  43. The issue for me is whether Beatson J, in the light of the information then (and arguably now) available was wrong to refuse permission to review judicially the SSHD [Secretary of State for the Home Department]’s decision to certify.

    Unfortunately, to my mind, Dr Marsden’s latest report does not truly seem to be providing new material, post dating or undermining Beatson J’s decision. Rather this proposed appeal is an attempt to reargue the material available before Beatson J in a different form.”

  44. On 18 January 2011, the Court of Appeal dismissed his renewed application for permission to appeal further to an oral hearing. Tomlinson LJ, with whom both Elias LJ and Ward LJ agreed, stated that he had given both Dr Marsden’s first and supplementary reports anxious scrutiny but did not consider that the supplementary report was any different in substance to his first report. He stated that:
  45. It is true that later in the report...Dr Marsden uses the expression “reasonable probability” rather than “reasonable possibility”, but, looking at the substance of the matter, Dr Marsden is in my view doing no more than to repeat in different language the assessment of the risk that he had proffered in his first report. He relies upon no new developments in Afghanistan from which it is to be inferred that the enthusiasm of General Dostum to exact vengeance upon the applicant for the activities of his father is likely to have increased over time, rather than, as would perhaps be expected, to have waned as other priorities and imperatives have emerged.

    ...

    In my judgment Dr Marsden’s second report contains no material which could properly lead this court to reach a conclusion different from that reached by Beatson J.”

    B.  Relevant domestic law

    1.  Asylum and human rights claims

  46. Section 82(1) of the Nationality, Immigration and Asylum Act 2002, provides a right of appeal against an immigration decision made by the Secretary of State for the Home Department.
  47. Appeals in asylum, immigration and nationality matters were, until 4 April 2005, heard by Adjudicators at the IAA. Section 101 of the Nationality, Immigration and Asylum Act 2002 provided that, with the permission of the IAT, a party to an appeal could apply to the IAT against an Adjudicator’s determination on a point of law. Section 103 of the Nationality, Immigration and Asylum Act 2002 provided that where the IAT had determined an appeal under section 101, a party to the appeal could bring a further appeal on a point of law to the Court of Appeal.
  48. 36.  Section 2 of the Human Rights Act 1998 provides that, in determining any question that arises in connection with a Convention right, courts and tribunals must take into account any case-law from this Court so far as, in the opinion of the court or tribunal, it is relevant to the proceedings in which that question has arisen. Section 6(1) provides that it is unlawful for a public authority to act in a way which is incompatible with a Convention right.

    2.  Country guidance determinations

  49. Country guidance determinations of both the former IAT and Asylum and Immigration Tribunal (“AIT”) are to be treated as an authoritative finding on the country guidance issue identified in the determination, based upon the evidence before the members of the IAT or AIT that determined the appeal. Unless expressly superseded or replaced by a later country guidance determination, country guidance determinations are authoritative in any subsequent appeals so far as that appeal relates to the country guidance issue in question and depends upon the same or similar evidence.
  50. In the country guidance determination of PM and Others (Kabul – Hizb-i-Islami) Afghanistan CG [2007] UKAIT 00089, the AIT held, inter alia, that, subject to an individual’s personal circumstances, it was unlikely to be unduly harsh (or unreasonable) to expect them to relocate to Kabul if they had established a real risk of serious harm in (and restricted to) areas outside Kabul.
  51. In the country guidance determination of RQ (Afghan National Army – Hizb-i-Islami – risk) Afghanistan CG [2008] UKAIT 00013, the AIT held, amongst other matters, that:
  52. Where the risk to a particular appellant is confined to his home area, internal relocation to Kabul is in general available. It would not be unduly harsh to expect an appellant with no individual risk factors outside his home area to live in Kabul and assist in the rebuilding of his country.

    If an appellant establishes a wider risk, extending beyond the home area, internal relocation is not necessarily available and sufficiency of protection will depend on his individual circumstances and characteristics. In particular

    (a) internal relocation outside Kabul is unlikely to provide sufficiency of protection as the areas outside Kabul remain under the control of local warlords, and the population is suspicious of strangers; and

    (b) the safety of internal relocation to Kabul is a question of fact based on the particular history of an individual appellant and of the warlord or faction known to be seeking to harm him.”

  53. In the country guidance determination of GS (Article 15 (c): Indiscriminate violence) Afghanistan CG [2009] UKAIT 00044, promulgated on 15 October 2009, the then AIT held that there was not in Afghanistan such a high level of indiscriminate violence that substantial grounds existed for believing that a civilian would, solely by being present there, face a real risk which threatens the civilian’s life or person, such as to entitle that person to the grant of humanitarian protection, pursuant to Articles 2(e) and 15(c) of Council Directive 2004/83/EC.
  54. 3.  Fresh asylum and human rights claims

  55. Section 1(4) and 3(2) of the Immigration Act 1971 provide for the making of Immigration Rules by the Secretary of State. Paragraph 353 of the Immigration Rules provides as follows:
  56. When a human rights or asylum claim has been refused and any appeal relating to that claim is no longer pending, the decision maker will consider any further submissions and, if rejected, will then determine whether they amount to a fresh claim. The submissions will amount to a fresh claim if they are significantly different from the material that has previously been considered. The submissions will only be significantly different if the content:

    (i) had not already been considered; and

    (ii) taken together with the previously considered material, created a realistic prospect of success, notwithstanding its rejection.”

  57. As regards the scrutiny of fresh asylum claims and the power of the courts to review such scrutiny, the Court of Appeal in WM (DRC) v SSHD [2006] EWCA Civ 1495 (paragraphs 10-11) has held:
  58. Accordingly, a court when reviewing a decision of the Secretary of State as to whether a fresh claim exists must address the following matters. First, has the Secretary of State asked himself the correct question? The question is not whether the Secretary of State himself thinks that the new claim is a good one or should succeed, but whether there is a realistic prospect of an adjudicator, applying the rule of anxious scrutiny, thinking that the applicant will be exposed to a real risk of persecution on return ... The Secretary of State of course can, and no doubt logically should, treat his own view of the merits as a starting-point for that enquiry; but it is only a starting point in the consideration of a question that is distinctly different from the exercise of the Secretary of State making up his own mind. Second, in addressing that question, both in respect of the evaluation of the facts and in respect of the legal conclusions to be drawn from those facts, has the Secretary of State satisfied the requirement of anxious scrutiny? If the court cannot be satisfied that the answer to both of those questions is in the affirmative it will have to grant an application for review of the Secretary of State’s decision.”

  59. Thus, an applicant making fresh representations must establish that they have a realistic prospect of success to establish a “fresh claim” which, even if then refused by the Home Office, will nonetheless generate a fresh right of appeal to be considered on the merits.
  60. C.  Relevant Information about Afghanistan

  61. On 17 December 2010, UNHCR issued the most recent Eligibility Guidelines for Assessing the International Protection needs of Asylum-Seekers from Afghanistan (“the December 2010 UNHCR Guidelines”) and set out the categories of Afghans considered to be particularly at risk in Afghanistan in view of the security, political and human rights situation in the country at that time.
  62. Those Guidelines observed:
  63. UNHCR considers that individuals with the profiles outlined below require a particularly careful examination of possible risks. These risk profiles, while not necessarily exhaustive, include (i) individuals associated with, or perceived as, supportive of the Afghan Government and the international community, including the International Security Assistance Force (ISAF); (ii) humanitarian workers and human rights activists; (iii) journalists and other media professionals; (iv) civilians suspected of supporting armed anti-Government groups; (v) members of minority religious groups and persons perceived as contravening Shari’a law; (vi) women with specific profiles; (vii) children with specific profiles; (viii) victims of trafficking; (ix) lesbian, gay, bisexual, transgender and intersex (LGBTI) individuals; (x) members of (minority) ethnic groups; and (xi) persons at risk of becoming victims of blood feuds.

    ...

    UNHCR generally considers internal flight as a reasonable alternative where protection is available from the individual’s own extended family, community or tribe in the area of prospective relocation. Single males and nuclear family units may, in certain circumstances, subsist without family and community support in urban and semi-urban areas with established infrastructure and under effective Government control. Given the breakdown in the traditional social fabric of the country caused by decades of war, massive refugee flows, and growing internal migration to urban areas, a case-by-case analysis will, nevertheless, be necessary.”

  64. The December 2010 Guidelines further stated:
  65. The well-established practice of blood feuds is rooted in traditional Afghan culture. Blood feuds are conflicts between opposing families, tribes and armed factions, and are often initiated in reaction to perceived violations to the honour of women, property rights, and land or water issues. According to the practice, individuals associated with the family or tribe of the individual seen as the wrongdoer are targeted by the victim’s tribe or family members. Revenge is sought through killing, physically injuring or publicly shaming the perpetrator or individuals related by family or tribe.

    Blood feuds can be long-running conflicts, lasting for generations, with a cycle of retaliatory violence between parties. Solving a dispute through a formal justice mechanism does not normally put an end to a blood feud. Particularly among Pashtuns, blood feuds can be settled through a formal decision of a jirga – generally an all-male community-based dispute resolution mechanism. A peaceful compromise, such as a bad dadab marriage, may sometimes prevent a dispute from spiralling into a blood feud.

    In light of the foregoing, UNHCR considers that persons involved in, or targeted because of, a blood feud may, depending on the circumstances of the individual case, be at risk on account of membership of a particular social group. Claims by persons with the aforementioned profiles may, however, give rise to the need to examine possible exclusion from refugee status.”

    COMPLAINTS

  66. The applicant complained that his return to Afghanistan, where he faced a real risk of persecution and destitution would place the United Kingdom in breach of its obligations under Articles 2 and 3 of the Convention.
  67. In addition, he complained that his attempted removal to Afghanistan by the Government of the United Kingdom prior to his renewed application for judicial review before the High Court breached Articles 6 and 8 of the Convention.
  68. THE LAW

  69. The relevant Articles of the Convention are as follows. Article 2, where relevant, provides:
  70. 1. Everyone’s right to life shall be protected by law. No one shall be deprived of his life intentionally save in the execution of a sentence of a court following his conviction of a crime for which this penalty is provided by law...”

    Article 3 provides:

    No one shall be subjected to torture or to inhuman or degrading treatment or punishment.”

    Article 6, where relevant, provides:

    1. In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law...”

    Article 8 provides:

    1. Everyone has the right to respect for his private and family life, his home and his correspondence.

    2. There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of the rights and freedoms of others.”

    A.  Articles 2 and 3 of the Convention

  71. The Court considers that it is more appropriate to deal with the complaint under Article 2 in the context of its examination of the related complaint under Article 3 and will proceed on this basis (NA. v. the United Kingdom, no. 25904/07, § 95, 17 July 2008).
  72. 1.  The parties’ submissions

    a.  The Government’s submissions

  73. The Government did not accept that there were substantial grounds for believing that the applicant would be at real risk of treatment contrary to Article 3 or a violation of Article 2 upon return to Afghanistan.
  74. First, in respect of any risk to the applicant as a result of his father’s association with General Malik in Afghanistan until his death in 2002, the Government noted that the applicant had based that alleged risk upon Dr Marsden’s report dated 5 June 2009 which had raised nothing more than speculation and the mere possibility of such a risk arising. They pointed out that Dr Marsden had suggested that the primary risk to the applicant arose from “the fact that his father may have facilitated the successful entry of General Malik into Mazar-e-Sharif through the provision of strategic, logistics and technical support” but that there was no evidence that the applicant’s father had ever provided such support.
  75. The Government argued that, even if General Dostum continued to feel aggrieved over his father’s actions fourteen years later, the suggestion that he would have any interest in targeting the applicant was entirely unsupported. Dr Marsden had himself recognised that General Dostum’s willingness to take such action would only manifest itself if other considerations did not dictate otherwise and had acknowledged that General Dostum sought respectability in Afghanistan and would risk undermining his position by actively seeking out the applicant. They therefore argued that there were no substantial grounds to suggest that General Dostum would seek the applicant out and, in so doing, risk his international reputation.
  76. Additionally, the Government submitted that Dr Marsden’s assessment of both the existence and the extent of any risk faced by the applicant was not supported by objective sources such as the UNHCR Eligibility Guidelines for Assessing the International Protection Needs of Asylum-Seekers from Afghanistan.
  77. The Government therefore argued that no substantial grounds had been disclosed for believing that there was a real risk to the applicant by reason of his father’s links with General Malik. Any residual risk was considered to be further diminished by the fact that, inter alia, even when the applicant had been held by General Dostum’s supporters in 2002, he had been able to escape through a window; that revenge had already been exacted upon the applicant’s father; and by the substantial passage of time since all of those events.
  78. Second, the Government argued that there were no grounds for believing that the Taliban would “target” the applicant upon return given that the Taliban had not killed him when they had arrested and imprisoned him in 1998 when they had been in control of Mazar-e-Sharif and when the events of 1997 had been far more immediate than they would be now. The Government argued that there was no reason to believe that the Taliban would go to the lengths of seeking to capture the applicant in Kabul, an area over which they had no control, and considered such a prospect was fanciful.
  79. Third, the Government did not accept that the applicant could be considered to be vulnerable by reason of the fact that he was 27 years of age. They noted that the AIT had consistently found in its country guidance cases that it would not be unduly harsh to expect a young man to relocate to Kabul (see RQ (Afghan National Army – Hizb-i-Islami – risk) Afghanistan CG [2008] UKAIT 00013 at paragraph 39 above) and that there was no support for the contention that such relocation would in itself expose an individual to a real risk of suffering treatment contrary to Article 3 simply by reason of the living conditions and employment prospects there. Additionally, they pointed out that the applicant would not need to be arriving in Kabul without any resources of his own because the United Kingdom Government provided a comprehensive package of reintegration assistance to help enforced returnees to Afghanistan to achieve sustainable return. Given the above, and the fact that the applicant had already proved himself to be a resourceful young man, the Government submitted that there were no substantial grounds for believing that he would be at real risk of treatment contrary to Article 3 or a violation of Article 2 upon his return to Afghanistan.
  80. Finally, the Government relied upon the Court of Appeal judgment (see paragraph 33 above) and noted that the applicant had failed to submit any observations upon that judgment. They argued that, whether considering the above matters separately or cumulatively, the applicant had failed to demonstrate that there were substantial grounds for believing that there was a real risk that he would be ill-treated contrary to Article 3 or subject to a violation of Article 2 upon return to Afghanistan.
  81. b.  The applicant’s submissions

  82. The applicant submitted that there were substantial grounds for believing that his rights under Articles 2 and 3 of the Convention would be violated if he were to be returned to Afghanistan. He argued that the IAA and domestic tribunals had accepted the credibility of his claim and had focused on the possibility of safe relocation within Afghanistan.
  83. He claimed that Dr Marsden’s report of 5 June 2009 (see paragraphs 15-17 above) indicated that there was a clear ongoing risk to him from General Dostum from which it would be difficult for him to remain undetected or to escape, even in Kabul. He argued that, due to his father’s involvement with General Malik, there would be a number of aggrieved parties in Afghanistan seeking revenge and that they would easily be able to identify him upon return.
  84. Relying upon the UNHCR Eligibility Guidelines for Assessing the International Protection Needs of Asylum-Seekers from Afghanistan dated July 2009, which, similarly to the December 2010 UNHCR Guidelines (see paragraphs 44-46 above), stated that blood feuds in Afghanistan could be long-running conflicts with a cycle of retaliatory violence targeting individuals by association with their family members, the applicant argued that he would be seen as the head of his family following his father’s death and that, as his father’s son, he would be at real risk of death or torture.
  85. In response to the Government’s argument that Dr Marsden’s report was conditional and raised only possibilities of ill-treatment, the applicant argued that the report could not be regarded to be speculative because it had concluded that neither internal relocation, nor a sufficiency of protection would be available once S.S. had become linked with his father.
  86. In response to the Government’s argument that the applicant would not be at risk from General Dostum because revenge upon his father had already been exacted, the applicant submitted that Dr Marsden had clarified in his report that risks from association with a past collaborator would not necessarily wane with time.
  87. Relying on an article published in the Telegraph newspaper in August 2009 together with two articles in the Guardian newspaper published in 2002 and 2009 which described past human rights abuses committed by General Dostum, the applicant argued that, given the General’s past conduct and “merciless nature”, he would not be prepared to allow the applicant, the son of a man who had helped bring about his defeat in 1997, to live.
  88.   In response to the Government’s claim that it was fanciful to envisage that the Taliban would capture S.S. in Kabul, he argued that it was instead fanciful to consider that they would not, given that he would be known to them and had no protection in Kabul.
  89.  Finally, without providing any further detail, the applicant contended that he would face a real risk of destitution in Kabul which could cross the Article 3 threshold if he were obliged to sleep in the streets.
  90. 2.  The Court’s assessment

    a.  General principles

  91.   It is well-established that expulsion by a Contracting State may give rise to an issue under Article 3, and hence engage the responsibility of that State under the Convention, where substantial grounds have been shown for believing that the person concerned, if deported, faces a real risk of being subjected to treatment contrary to Article 3. In such a case, Article 3 implies an obligation not to deport the person in question to that country. Article 3 is absolute and it is not possible to weigh the risk of ill-treatment against the reasons put forward for the expulsion (Saadi v. Italy [GC], no. 37201/06, §§ 125 and 138, ECHR 2008-...).
  92. The assessment whether there are substantial grounds for believing that the applicant faces such a real risk inevitably requires that the Court assess the conditions in the receiving country against the standards of Article 3 of the Convention (Mamatkulov and Askarov v. Turkey [GC], nos. 46827/99 and 46951/99, § 67, ECHR 2005-I). These standards imply that the ill-treatment the applicant alleges he will face if returned must attain a minimum level of severity if it is to fall within the scope of Article 3. The assessment of this is relative, depending on all the circumstances of the case (Hilal v. the United Kingdom, no. 45276/99, § 60, ECHR 2001-II). Owing to the absolute character of the right guaranteed, Article 3 of the Convention may also apply where the danger emanates from persons or groups of persons who are not public officials. However, it must be shown that the risk is real and that the authorities of the receiving State are not able to obviate the risk by providing appropriate protection (H.L.R. v. France, judgment of 29 April 1997, Reports 1997-III, § 40).
  93. The assessment of the existence of a real risk must necessarily be a rigorous one (see Chahal v. the United Kingdom, judgment of 15 November 1996, Reports 1996-V, § 96; and Saadi v. Italy, cited above, § 128). It is in principle for the applicant to adduce evidence capable of proving that there are substantial grounds for believing that, if the measure complained of were to be implemented, he would be exposed to a real risk of being subjected to treatment contrary to Article 3 (see N. v. Finland, no. 38885/02, § 167, 26 July 2005). The Court acknowledges that, owing to the special situation in which asylum seekers often find themselves, it is frequently necessary to give them the benefit of the doubt when it comes to assessing the credibility of their statements and the documents submitted in support thereof. However, when information is presented which gives strong reasons to question the veracity of an asylum seeker’s submissions, the individual must provide a satisfactory explanation for the alleged discrepancies (see, among other authorities, N. v. Sweden, no. 23505/09, § 53, 20 July 2010 and Collins and Akasiebie v. Sweden (dec.), no. 23944/05, 8 March 2007).
  94. In order to determine whether there is a real risk of ill-treatment in this case, the Court must examine the foreseeable consequences of sending the applicant to Afghanistan, bearing in mind the general situation there and his personal circumstances (see Vilvarajah and Others v. the United Kingdom, 30 October 1991, § 108 in fine, Series A no. 215). If an applicant has not yet been extradited or deported when the Court examines the case, the relevant time will be that of the proceedings before the Court (see Saadi v. Italy, cited above, § 133). A full and ex nunc assessment is called for as the situation in a country of destination may change over the course of time. Even though the historical position is of interest insofar as it may shed light on the current situation and its likely evolution, it is the present conditions which are decisive and it is therefore necessary to take into account information that has come to light since the final decision taken by the domestic authorities (see Salah Sheekh v. the Netherlands, no. 1948/04, § 136, ECHR 2007 I (extracts)).
  95. The Court has held that the mere possibility of ill-treatment on account of an unsettled situation in the receiving country does not in itself give rise to a breach of Article 3 (see Vilvarajah and Others v. the United Kingdom, cited above, § 111, and Saadi v. Italy, cited above, § 131) and that, where the sources available to it describe a general situation, an applicant’s specific allegations in a particular case require corroboration by other evidence (see Mamatkulov and Askarov v. Turkey, cited above, § 73; and Saadi v. Italy, cited above, § 131). The Court has not excluded the possibility that a general situation of violence in a country of destination will be of a sufficient level of intensity as to entail that any removal to it would necessarily breach Article 3 of the Convention. Nevertheless, the Court will adopt such an approach only in the most extreme cases of general violence, where there is a real risk of ill-treatment simply by virtue of an individual being exposed to such violence on return (see NA. v. the United Kingdom, cited above, § 115 and Sufi and Elmi v. the United Kingdom, nos. 8319/07 and 11449/07, § 218 and § 248, 28 June 2011).
  96. b.  Application of these principles to the present cases

  97. In considering whether the applicant has established that he would be at real risk of ill-treatment in Afghanistan, the Court observes that the applicant has not claimed that the levels of violence in Afghanistan are such that any removal there would necessarily breach Article 3 of the Convention. The Court further observes that the applicant did not submit any evidence regarding the general security situation or levels of violence in Afghanistan.
  98. Instead, the applicant submitted that he would be at risk of treatment contrary to Article 3 of the Convention upon return to Kabul on three grounds. First, he claimed that he would be at risk of destitution in Kabul. Second, he complained that he would be at risk of capture by the Taliban in Kabul. Third, and most significantly, he complained that he would be at risk of ill-treatment from General Dostum and his followers in Afghanistan due to his father’s involvement with General Malik in 1997.
  99. In relation to the first ground, the Court recalls that humanitarian conditions in a country of return could give rise to a breach of Article 3 of the Convention in a very exceptional case where the humanitarian grounds against removal are “compelling” (N. v. the United Kingdom [GC], no. 26565/05, § 42, 27 May 2008). However, the Court finds that in the present case the applicant, a healthy male of 27 years of age, has failed to submit any evidence to the Court to indicate that he would be unable to cater for his most basic needs in Kabul or that he has any particular vulnerability (see, mutatis mutandis, M.S.S. v. Belgium and Greece [GC], no. 30696/09, § 254, 21 January 2011) to suggest that his removal to Kabul would subject him to destitution or engage Article 3 of the Convention.
  100. The Court notes at the outset that the applicant’s allegations regarding his second ground were examined and rejected by the domestic authorities. The Court sees no reason to depart from those findings. It considers it to be significant that, even according to the applicant’s own account, after he was arrested by the Taliban in 1998, he was released after the payment of a bribe. Moreover, the Taliban’s swift release of the applicant is indicative of the fact that he was not and is not of any adverse interest to them. Indeed, in that regard, Dr Marsden’s first report also clarified that the possibility of any attack upon the applicant from the Taliban had to be set against the fact that they had not killed him during his arrest in 1998. Furthermore, the fact that the Taliban showed no further interest in him between 1998 until his departure from Afghanistan in 2002 corroborates the view that the applicant is of no adverse interest to them. In all of the circumstances, the Court finds that the applicant has failed to substantiate his claim that the Taliban would seek to target him in Kabul, an area outside their control, upon his return to Afghanistan.
  101. With regard to the third ground, which constitutes the focus of the applicant’s complaints before the Court, the Court notes, as a preliminary matter, that the applicant has never claimed to have had any personal involvement with General Malik, nor has he claimed that he has an individual profile unconnected to his relationship with his father. Furthermore, he has not claimed that he has ever had any role in, or specific knowledge of, his father’s support of General Malik.
  102. The Court notes that the Secretary of State, the IAA, the IAT, the High Court and the Court of Appeal have conducted a thorough examination of the applicant’s case, which entailed the applicant being heard on at least two occasions both at his asylum interview and before an Adjudicator at the IAA. He was legally represented throughout the domestic proceedings and obtained three expert reports. The national authorities had the benefit of seeing, hearing and questioning the applicant in person and of assessing directly the information and documents submitted by him, including the expert reports of both Dr Giustozzi and Dr Marsden, before deciding the case. The national authorities concluded that, although the applicant had faced difficulties in Sherberghan in 2002 at the hands of General Dostum and his father had been killed, the risk posed to him from the General and his supporters was low at the present time, and he would not be at real risk in Kabul. The Court finds no reason to conclude that their decisions were inadequate; that their assessment was insufficiently supported by relevant materials including both the experts reports and the country guidance determinations (set out above); or that the reasons given were insufficient. The Court further considers that there is no evidence before it which would indicate that the domestic authorities were wrong in their conclusion that there were no substantial grounds for finding that the applicant would face a real risk of ill-treatment upon return to Afghanistan. In particular, in its assessment of the risk to the applicant, the Court takes heed of the following matters.
  103. The Court accepts that the applicant’s father was a high-ranking member of the military who had supported General Malik which had led to the arrest of both the applicant and his father in 2002 and his father’s subsequent death at the hands of General Dostum. In coming to that conclusion, the Court has regard to the relevant findings of the Adjudicator in the applicant’s appeal, which were upheld by the IAT and have not been questioned by the Government. The Court further takes into account Dr Marsden’s reports which conclude that, if General Dostum or his supporters were to actively target the applicant upon his return, it would be difficult for the applicant to escape and he would be entirely vulnerable to their advances.
  104. However, the Court finds it significant that Dr Marsden’s reports premise the risk to the applicant on the condition that General Dostum or his supporters maintain a grievance against his father, identify the applicant and decide to target him upon return. The Court observes that Dr Marsden was of the view that the primary risk to the applicant arose from the fact that his father may have provided strategic, logistical and technical support to General Malik in his defeat of General Dostum in Mazar-e-Sharif in 1997 and that, if such support had been significant to the final outcome, General Dostum may have a very considerable desire for revenge. However, the Court notes that the applicant is unaware of the nature of his father’s role in those events and has not been able to submit any detail or evidence to suggest that his father ever provided such significant or publicised support. Even having regard to the special situation in which asylum seekers often find themselves, and the need to give them the benefit of the doubt (see, N. v. Sweden and Collins and Akasiebie v. Sweden (dec.), cited above), the Court is not convinced that, in the present case, there is any evidence to indicate that the applicant’s father played such a significant role in the events of 1997 that General Dostum or that his followers would continue to have an interest in targeting his son fourteen years later. Indeed, the Court considers that any risk to the applicant is likely to have decreased due to the passage of time since both the events of 1997 and the applicant’s arrest in 2002.
  105. Furthermore, the Court takes note of the fact that Dr Marsden’s report acknowledged that General Dostum now has other considerations which would influence his behaviour, including his desire for respectability and power and influence within the current Afghan Government, and that it was therefore difficult to assess whether or not General Dostum would target the applicant upon return. The Court is not convinced, in the absence of other evidence to the contrary, that General Dostum would risk undermining his current position within Afghanistan by actively seeking out the son of a man who may have helped his rival General Malik to an unknown extent fourteen years earlier. In that regard, the Court considers that it is significant that the applicant was able to escape from his detention in 2002 indicating that it was his father and not him who was of adverse interest to the General.
  106. Finally, the Court takes heed of the December 2010 UNHCR Guidelines in relation to blood feuds, which can be long running conflicts and may place an individual at risk. However, the Court does not consider that those Guidelines provide any substantive support for the applicant’s claim that he would be at risk in Afghanistan.
  107. In all of the circumstances, the Court considers that the domestic authorities were entitled to take the view that the risk to the applicant set out in Dr Marsden’s reports was conditional in nature and is not persuaded that the applicant has demonstrated that General Dostum or his followers would be motivated to target him upon return to Kabul. Thus, the Court concludes that the applicant has failed to adduce evidence capable of demonstrating that there are substantial grounds for believing that he would be exposed to a real risk of being subjected to treatment contrary to Article 3 if removed to Afghanistan.
  108.   Consequently, this complaint is manifestly ill-founded within the meaning of Article 35 § 3 of the Convention and must be rejected in accordance with Article 35 § 4 of the Convention.
  109. B.  Other complaints

  110. The applicant complained that the Government’s attempt to remove him to Afghanistan pending the renewed application for judicial review at the High Court violated Articles 6 and 8 of the Convention.
  111. In respect of the applicant’s claim under Article 6 of the Convention, the Court recalls that decisions regarding the entry, stay and deportation of aliens do not concern the determination of an applicant’s civil rights or obligations or of a criminal charge against him, within the meaning of Article 6 § 1 of the Convention (Maaouia v. France [GC], no. 39652/98, § 40, ECHR 2000 X). This complaint must therefore be rejected as incompatible ratione materiae with the provisions of the Convention in accordance with Article 35 §§ 3 and 4 of the Convention.
  112. The Court further observes that the applicant has not particularised or substantiated his claim under Article 8 of the Convention. This complaint is therefore manifestly ill-founded and must be rejected pursuant to Article 35 §§ 3 and 4 of the Convention.
  113. C.  The interim measure indicated under Rule 39

  114. In view of the above, it is appropriate to discontinue the application of Rule 39 of the Rules of Court.
  115. For these reasons, the Court by a majority
  116. Declares the application inadmissible.

    Lawrence Early Lech Garlicki
    Registrar President

     



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URL: http://www.bailii.org/eu/cases/ECHR/2012/219.html