[Home] [Databases] [World Law] [Multidatabase Search] [Help] [Feedback] | ||
England and Wales High Court (Administrative Court) Decisions |
||
You are here: BAILII >> Databases >> England and Wales High Court (Administrative Court) Decisions >> Black, R (On the Application Of) v Secretary of State for Justice [2015] EWHC 528 (Admin) (05 March 2015) URL: http://www.bailii.org/ew/cases/EWHC/Admin/2015/528.html Cite as: [2015] EWHC 528 (Admin), [2015] 1 WLR 3963, [2015] 4 All ER 790, [2015] WLR 3963 |
[New search] [Context] [View without highlighting] [Printable RTF version] [Buy ICLR report: [2015] 1 WLR 3963] [Help]
QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
||
B e f o r e :
____________________
The Queen (on the application of Black) |
Claimant |
|
- and - |
||
Secretary of State for Justice |
Defendant |
____________________
Mr Jonathan Hall QC (instructed by Treasury Solicitor) for the Defendant
Hearing date: 11 February 2015
____________________
Crown Copyright ©
Mr Justice Singh :
Introduction
Factual background
Material legislation
"It is a defence for a person charged with an offence under subsection (4) to show –
(a) that he took reasonable steps to cause the person in question to stop smoking;
(b) that he did not know, and could not reasonably have been expected to know, that the person in question was smoking; or
(c) that on other grounds it was reasonable for him not to comply with the duty."
Grounds of challenge
Standing
The First Issue: Applicability of the Health Act 2006
Relevant legal principles on when a statute binds the Crown
"The maxim of the law in early times was that no statute bound the Crown unless the Crown was expressly named therein… but the rule so laid down is subject to at least one exception. The Crown may be bound, as has often been said, 'by necessary implication'. If, that is to say, it is manifest from the very terms of the statute, that it was the intention of the legislature that the Crown should be bound, then the result is the same as if the Crown had been expressly named. It must then be inferred that the Crown, by assenting to the law, agreed to be bound by its provisions."
"Their Lordships prefer to say that the apparent purpose of the statute is one element, and may be an important element to be considered when an intention to bind the Crown is alleged. If it can be confirmed that, at the time when the statute was passed and received the Royal sanction, it was apparent from its terms that its beneficent purpose must be wholly frustrated unless the Crown were bound, then it may be inferred that the Crown has agreed to be bound. Their Lordships will add that when the Court is asked to draw this inference, it must always be remembered that, if it be the intention of the legislature that the Crown shall be bound, nothing is easier than to say so in plain words."
"In our judgment the test as to whether particular legislation binds the Crown is well settled, remains good law and is not to be whittled down. It can be simply stated: the Crown is not bound by legislation unless either expressly named therein or, if not so named, by necessary implication: Province of Bombay v Municipal Corporation of the City of Bombay [1947] AC 58."
"Since laws are made by rulers of the subjects, a general expression in a statute such as 'any person' descriptive of those on whom the statute imposes obligations or restraints is not to be read as including the ruler himself… The modern rule of construction of statutes is that the Crown, which today personifies the executive Government of the country and is also a party to all legislation, is not bound by a statute which imposes obligations or restraints on persons or in respect of property unless the statute says so expressly or by necessary implication."
"(1) The Court's task is to ascertain the true intention of the legislature from the terms of the statute understood in context. If the legislative purpose thus ascertained would otherwise be frustrated, then the statute would bind the Crown by necessary implication.
(2) The mere fact that a statute would not operate 'reasonably efficiently' unless the Crown was bound would not suffice; nor would it suffice that the statute was enacted 'for the public good', though the purpose of the statute would or may be a relevant factor in determining whether the Crown was bound.
…"
"The paradigm case when an Article 2 obligation is likely to arise concerns emanations of the Crown. Moreover, we can discern no coherent, still less cogent, reasons for Schedule 5 applying to the police, the NHS and private prisons but not binding the MOD, the Commissioners or prisons in the public sector; there is nothing whatever to suggest a legislative intention to draw so curious a distinction. It is thus our clear view that the legislative purpose of Schedule 5 would be frustrated if it was not binding on the Crown. Accordingly, notwithstanding our cautious starting point in the absence of any express provision in the 2009 Act binding the Crown, we concluded that Schedule 5 does bind the Crown by necessary implication."
"We can well understand the Privy Council's concern in the Bombay case to keep the Crown's subservience to the Municipal Corporation within the limits of sensible cooperation; suffice to say that in the sphere of fulfilling Article 2 obligations, very different considerations arise."
"A term appropriate to embrace both collectively and individually all of the ministers of the Crown and parliamentary secretaries under whose direction the administrative work of Government is carried on by the civil servants employed in the various Government departments. It is through them that the executive powers of Her Majesty's Government in the United Kingdom are exercised, sometimes in the more administrative matters in Her Majesty's name, but most often under their own official designation. Executive acts of Government that are done by any of them are acts done by 'the Crown' in the fictional sense in which that expression is now used in English public law."
The parties' submissions
The correct interpretation of the 2006 Act
"A statute must, in the absence of some particular provision to the contrary, bind the Crown either generally or not at all. There is no logical room for the view that it binds the Crown when the Crown is acting without any right to do so but not when the Crown does have such rights."
Although that passage is not directly in point, I accept that it lends support to the Secretary of State's submission in this regard.
Background to the 2006 Act
"We therefore intend to shift the balance significantly in favour of smoke-free environments. Subject to Parliamentary timetables, we propose to regulate, with legislation where necessary, in order to ensure that:
(i) All enclosed public places and workplaces (other than licensed premises which are dealt with below) will be smoke-free…"
"We will use the intervening period of time to consult widely in the process of drawing up the detailed legislation, including on the special arrangements needed for regulating smoking in certain establishments – such as hospices, prisons and long stay residential care. …" (Emphasis added)
"These might include, in particular, premises where someone has their home or where they are living, whether permanently or temporarily. Such premises might include places such as rooms in a hotel, bed and breakfast accommodation, a hostel or a care home. They could also include a place where a person is detained, such as a prison." (Emphasis added)
"This would enable provision to be made for designated smoking rooms, for example, in premises such as hotels, prisons or long term adult care homes or in other premises where it may be impossible for smoking to take place outside for safety, health or practical reasons, such as oil rigs." (Emphasis added)
International context
"1. Parties recognise that scientific evidence has unequivocally established that exposure to tobacco smoke causes death, disease and disability.
2. Each party shall adopt and implement in areas of existing national jurisdiction as determined by national law and actively promote at other jurisdictional levels the adoption and implementation of effective legislative, executive, administrative and/or other measures, providing for protection for exposure to tobacco smoke in indoor workplaces, public transport, indoor public places and, as appropriate other public places."
"Exposure to environmental tobacco smoke (ETS) – also referred to as second-hand tobacco smoke – is a widespread source of mortality, morbidity and disability in the European Union."
Contrary indicators
"No contravention by the Crown of any provision of this Chapter shall make the Crown criminally liable; but the High Court (or, in Scotland, the Court of Session) may declare unlawful any act or omission of the Crown which constitutes such a contravention."
Subsection (3) provides that:
"The provisions of this Chapter apply to persons in the public service of the Crown as they apply to other persons."
In my view, it was because Parliament wished to make those additional legal provisions clear that one finds section 23 in the Act. When it comes to Chapter 1 of Part 1 of the Act, in my judgment, it has a beneficent purpose which would be wholly frustrated if it did not bind the Crown.
"Through convention, legislation is not usually binding on Crown land. The Health Bill is no exception. No specific reference was therefore made since this legislation followed this usual convention.
While Crown immunity does remove the requirement for specific premises to be exempted from smoke-free legislation, it is important that plans are in place for such places to become smoke-free, keeping in the spirit of the legislation. Strategies are in place which will see all central Government and NHS buildings in England become totally smoke-free by the end of 2006. Specific issues surrounding prisons, mental health units and the armed forces are discussed below."
"It is a cardinal constitutional principle that the will of Parliament is expressed in the language used by it in its enactments."
"One of these principles… is that legislation is the exclusive responsibility of Parliament. The judges' task is to interpret, not to legislate… Another is that it is the intention of Parliament that defines the policy and object of its enactments, not the purpose or intention of the executive. The courts for their part must respect this principle, which means that the legislative function belongs to Parliament not to the executive. …"
Reference to Parliamentary material
"I have come to the conclusion that, as a matter of law, there are sound reasons for making a limited modification to the existing rule (subject to strict safeguards) unless there are constitutional or practical reasons which outweigh them. In my judgment, subject to the questions of the privileges of the House of Commons, reference to Parliamentary material should be permitted as an aid to the construction of legislation which is ambiguous or obscure or the literal meaning of which leads to an absurdity. Even in such cases reference in Court to Parliamentary material should only be permitted where such material clearly discloses the mischief aimed at or the legislative intention lying behind the ambiguous or obscure words. In the case of statements made in Parliament, as at present advised I cannot see that any statement other than the statement of the Minister or other promoter of the Bill is likely to meet these criteria."
Conclusion on the main issue
The Second Issue: alleged breach of the Human Rights Act 1998
"(1) Everyone has the right to respect for his private and family life, his home and his correspondence.
(2) There shall be no interference by a public authority with the exercise of this right except such as is in accordance with the law and is necessary in a democratic society in the interests of national security, public safety or the economic well-being of the country, for the prevention of disorder or crime, for the protection of health or morals, or for the protection of rights and freedoms of others."
"The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status." (Emphasis added)
"Prisoners frequently flout the rule about not smoking in holding areas and officers need to be more vigilant."
"…Although the [European Court of Human Rights] acknowledges the potential for exposure to second-hand smoke to engage Article 8 rights, that question is not to be viewed in a vacuum, but is to be assessed in the light of the facts and circumstances of the case. It seems to me that there is nothing in the European jurisprudence which would suggest that on the facts of this case, involving relatively short exposure of a non-smoker to passive smoking, the necessary minimum level for interference has been attained. …"
The Third Issue: legitimate expectation and Rules 20 and 34 of the Prison Rules
"The Governor must work in partnership with local health care providers to secure the provision to prisoners of access to the same quality and range of services as the general public receives from the National Health Service."
"(1) Without prejudice to sections 6 and 19 of the Prison Act 1952 and except as provided by these Rules, a prisoner shall not be permitted to communicate with any person outside the prison, or such person with him, except with the leave of the Secretary of State or as a privilege under Rule 8.
(2) Notwithstanding paragraph (1) above, and except as otherwise provided in these Rules, the Secretary of State may impose any restriction or condition, either generally or in a particular case, upon the communications to be permitted between a prisoner and other persons if he considers that the restriction or condition to be imposed -
(a) does not interfere with the Convention Rights of any person; or
(b) (i) it is necessary on grounds specified in paragraph (3) below;
(ii) reliance on the grounds is compatible with the Convention right to be interfered with; and
(iii) the restriction or condition is proportionate to what is sought to be achieved.
(3) The grounds referred to in paragraph (2) above are
(a) the interests of national security;
(b) the prevention, detection, investigation or prosecution of crime;
(c) the interests of public safety;
(d) securing or maintaining prison security or good order and discipline in prison;
(e) the protection of health or morals;
(f) the protection of the reputation of others;
(g) maintaining the authority and impartiality of the judiciary; or
(h) the protection of the rights and freedoms of any person."
Conclusion