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The People (D.P.P.) v. Finnerty [1999] IESC 50; [1999] 4 IR 365; [2000] 1 ILRM 191 (17th June, 1999)
THE
SUPREME COURT
Appeal
No. 331/98
Hamilton
C.J
Denham
J
Barrington
J
Keane
J
Murphy
J
BETWEEN
THE
PEOPLE AT THE SUIT OF THE DIRECTOR OF PUBLIC PROSECUTIONS
Respondent
AND
JOSEPH
FINNERTY
Applicant/Appellant
JUDGMENT
of the court delivered the 17th day of June, 1999 by Keane, J. [Nem. Diss.]
Introduction
1. At
approximately 4 o’clock on a summer morning in 1998, a car being driven
by the applicant was stopped by the gardaí in Letterkenny, County
Donegal. A young woman who was a passenger in the car got out of it
immediately, walked quickly to the patrol car and spoke to one of the
gardaí. She told him she had been raped by the driver. She was
distressed, weeping
-2-
and
shivering. The garda (Garda John Healy) told the applicant then and there what
she had said and cautioned him in the usual terms. The applicant (whose reply
was noted in writing by Garda Healy) said:-
“I
didn‘t rape her. I met this girl at a disco. She came out willingly. We
went down the road, pulled in, kissed and such. We left then and came back in.
The
applicant was arrested and brought to the garda station in Letterkenny. He was
there detained under the provisions of the
Criminal Justice Act 1984 (hereafter
“the 1984 Act”) and released at 4 pm on the 1st June, the period of
detention having been duly extended. During that time, after having been
properly cautioned and advised of his rights (including his right to consult a
solicitor, of which he availed), the applicant was interviewed by the
gardaí but made no further statement of any sort.
The
applicant was subsequently returned for trial in the Central Criminal Court on
two counts of rape. (The reason two counts were laid will become apparent at a
later point.) Having been arraigned and having pleaded not guilty to both
counts, the applicant was tried before Carney J and a jury in the Central
Criminal Court.
-3-
The
complainant, who was a student at a local regional technical college at the
time, gave evidence of having gone out for a celebration with some of the other
students on the 30th May, after they had finished their examinations on that
day. She met a man in the disco to which they went with whom she danced and to
whom she talked for most of the evening. She said that he offered to drive her
home and, that, since he seemed nice and she thought she could trust him, she
agreed. When they came to his car, he said that he had to wait for a friend:
the friend, who was another man wearing a form of jumper with a hood which, the
complainant said, he pulled over his head, sat in the back seat behind her as
they drove off. She said that she became very frightened because the passenger
in the back seat began making physical advances to her and that her fear became
even greater when the driver, instead of taking her home, drove her to a lonely
spot on the Derry road. There, she said, the two men got out and after a brief
conversation, the passenger with the hood got back into the car and said that
he would drive the complainant home. The other man, she said, just walked off.
The
complainant said that the man with the hood, despite her protests and threats
to jump out of the car, brought her to another place where he drove the car
into the driveway of a house and round to the back. Her evidence went on:
(Transcript, Book
1, Q.23
1):-
-4-
Q.
The car drove in. Are you saying it stopped?
A.
Yes, it stopped and before I knew it, the car just stopped and it happened so
quickly that he was on top of me and he just reefed off my clothes.
The
complainant went on to give a description of having been brutally raped by the
driver. At one stage, she pleaded to be allowed to get out of the car to
relieve herself: he eventually allowed her to but stood beside her. Following
that incident, she said she was raped again in the same manner. (It was this
sequence of events as narrated by the complainant which resulted in the laying
of two separate counts.)
The
complainant, who said that she was a virgin at the time of the alleged rape,
identified the applicant as the perpetrator.
The
complainant was then cross-examined on behalf of the applicant and it was put
to her that her account in every material particular was false. She was told
that the applicant would give evidence that they had in fact met in a pub where
the complainant had gone with her friends before they went to the disco. The
complainant, in her direct evidence had said that she and her friends had begun
the evening in the pub, but she denied that she had met the applicant there or,
in deed, at any time until after she had left the disco. She was told that
-5-
the
applicant would say that she told him she was going on to the disco, that they
met there and had drinks together and that at one stage he sat on her knee. She
was told that he would say that they had a discussion as to what might happen
later on, that she explained that they could not go to her place because her
mother was sharing a room with her in a guesthouse and that ultimately they
decided to go for a drive in his car. It was further put to her that he would
say that she made some physical advances to him while they were driving and
that ultimately he stopped the car and that they had intercourse with her
consent. All of this was denied by the complainant.
When
the complainant had finished her evidence, prosecuting counsel told the learned
trial judge, in the absence of the jury, that he now proposed to adduce
evidence as to the fact that the applicant, during the period of his detention
in the garda station under the 1984 Act, had made no statement of any sort.
This was objected to by counsel on behalf of the applicant on the ground that
the only issue in the case was as to whether the sexual intercourse which had
admittedly taken place on the evening in question between the complainant and
the applicant was with or without her consent. Counsel for the prosecution,
however, submitted that, since it had been made clear on behalf of the
applicant that he would be giving evidence which would contradict the account
of events given by the complainant, the fact that he had given no such account
when being interviewed in the garda station would be relevant when
-6-
the
jury came to assess his credibility. The learned trial judge, having heard the
submissions on behalf of the prosecution and the applicant, ruled that the
evidence was admissible.
The
applicant gave evidence which was broadly similar to the account of events put
on his behalf by counsel to the complainant. The only material addition in his
evidence, which did not appear to have been put to the complainant, was that
she expressed anxiety when the car was about to be stopped by the gardai,
because her mother would be angry with her for having gone out drinking with
the other students.
The
applicant was cross-examined by prosecuting counsel as to what transpired in
the garda station as follows (Transcript, Vol. 4, Q 310 et seq ):-
“Q.
Now, you have told the members of the jury and his lordship what response you
made to Garda Healy when he challenged you about the allegation made against
you, isn‘t that right?
A.
That’s correct, yes.
Q.
Now, do you recall being in custody for 12 hours?
A.
That’s correct, my Lord, yes.
-7-
Q.
Yes, and weren‘t several members of gardaí enquiring further into
this allegation made by [the complainant]?
A.
That ‘s correct, my Lord yes.
Q.
Yes, cautioning you and asking you questions about it?
A.
That’s correct, my Lord.
Q.
Yes. Are they correct in saying that you didn‘t give a single answer to
any questions posed to you about this matter, the complaint from [the
complainant]?
A.
I explained to the guards, when I got stopped that I met [the complainant] in
the disco].
Q.
Yes. About what? About two lines or thereabouts. We have had it already...
Now,
you had told them what you are now telling the members of the jury,
wouldn‘t you have told them well over a page of facts
-8-
concerning
this evening in which you were blissfully innocent of any wrongdoing?
A.
Well, when I got to the police station, in Letterkenny, some of the guards
passed remarks.
The
applicant went on to say that during the course of the interview, some of the
interviewing gardaí had said that the reason he had done what he was
alleged to have done was because his parents had abused him when he was small.
The applicant also said that he had given an account of what had happened to a
lady garda in the interview room. It was put to him that none of the garda
witnesses had been cross-examined to that effect. In re-examination he said
that he had told his solicitors to make a complaint that he had been assaulted
by one of the gardaí.
In
the course of his charge to the jury, the learned trial judge made no reference
to the issue raised by the prosecution as to whether the jury were entitled to
take into account, in assessing the credibility of the applicant’s
evidence, the unchallenged evidence of the garden that he had made no statement
during the course of the detention. He did, however, refer to the
applicant’s version in evidence as to what had transpired in the garda
station in the following passage:-
-9-
“That
was the evidence, members of the jury. In relation to this latter part, it
wasn‘t put to any policeman that he was assaulted it wasn’t put to
[the lady Garda] that she was seeing him on his own and failing to record
material which he said which would be grossly improper, and it wasn‘t put
to any one that they had said very improper things to him about his parents
sexually abusing him and so forth. If allegations are going to be made against
people, the procedures of the courts require that the matter be put to them so
that they are given an opportunity to respond to it.”
2. The
learned trial judge had, at an earlier point in the charge, referred as follows
to that part of the applicant’s evidence:
“Now,
there are certain legal, technical matters involved in a case where the
evidence is directed to me rather than to you. There are certain circumstances
where I have to decide that a person is in lawful detention and those decisions
are for me to take and the evidence in that area is directed at me. So most of
the admissions which are made here are matters which are directed at me rather
than you but they do assume a certain significance because of evidence given in
the very tail end of the case, I think to the
-10-
surprise
of Mr. Finnerty’s legal advisers, but the admissions which were made at
the time are the following:-
“Now,
members of the jury, a prisoner is not being properly detained if
he
is beaten and a prisoner is not being properly detained if
interrogation
techniques such as your parents sexually abused you’ are being directed
at him. So at this point in the case there is a admission that Joseph Finnerty
was properly detained when he was arrested under
s.4 of the
Criminal Justice
Act, 1984.”
3. Junior
counsel for the applicant, Mr. Grehan, made the following application in
respect of these passages in the charge:-
“The
next and final matter which I am addressing your lordship on, I don’t
think is remediable by your lordship‘s simply recharging the jury.
Mr.
Justice Carney: You want me to discharge the jury?
Mr.
Grehan: I am going to ask your lordship to discharge the jury in respect that
your lordship told the jury that in relation to evidence which Mr. Finnerty
gave on cross-examination, that it came as a surprise to Mr. Finnerty’s
legal advisers, that it was made at one minute to midnight, that there were
allegations of various matters that had never been put to police officers and
in the context of certain statements of fact having been admitted by the
defence at an earlier stage.
This
case, my lord is about a rape allegation. It is not about whether Mr. Finnerty
was assaulted at some stage by Garda John Healy in the course of his custody.
There was no question whatsoever that the defence could have been taken by any
surprise that Mr. Finnerty, when he was being cross-examined should give that
evidence. It is set out clearly in the book of evidence in Garda John
Rousse‘s statement that Mr. Dillon [the applicant ‘s solicitor]
made a complaint of assault against Garda John Healy at 9.30 am on the morning
of his detention. It’s set out clearly in the custody record but your
lordship has given to the jury the suggestion that
-12-
this
was something that came clearly out of the blue that the defence were never
previously made aware of it and the only possible implication is that Mr.
Finnerty made it up in the witness-box and he lied not only to the jury but
also to his defence in this case.
Mr.
Justice Carney: well, I have not read the Book of Evidence, Mr. Grehan, and I
am conducting a trial on evidence being adduced here. If you want me to tell
the jury that that was in the Book of Evidence very well, but it is a
remarkable course of events for the defence to spring matters at one minute to
midnight - I do not retreat from that phrase for a moment - when they had not
been put to any of the prosecution witnesses.”
4. Mr.
Grehan, in a further submission to the learned trial judge said:-
“At
an earlier point in this trial, your lordship made a ruling, which is novel to
me in my relatively limited experience of criminal experience compared to your
lordship, which in effect abolished an accused’s right of silence and to
exercise that right in the police station by determining that, not only can the
fact that the
-
13 -
accused
has exercised that right be brought to the attention of the jury, the fact that
he refused to answer any questions can be brought to the attention of the jury
and Mr. Mills in fact can cross-examine the accused as to what exactly occurred
in the context of his detention in the station... In the normal course if
this
case had proceeded on the basis that Mr. Finnerty had simply exercised his
right to silence or simply that nothing had occurred which was of probative
value while he was in custody, none of these matters would have been gone into
or would have come out and that is the only manner in which they have come
out... This is a matter which only came out in the context of cross-examination
and can now specifically, because of a ruling which your lordship made to the
effect that his right to silence could now be undermined by the fact that it
could be commented upon and that he could be questioned on it and in those
circumstances it seems to me that your lordship has wholly undermined the
defence of Mr. Finnerty in this case.”
5. Having
heard counsel for the prosecution in reply, the learned trial judge recalled
the jury and recharged them in respect of the other matters as to which
requisitions had been made. He made no further reference to this matter,
-14-
presumably
because he did not consider it appropriate to discharge the jury and Mr. Grehan
had made it clear that this was the only course he was inviting the trial judge
to take.
6. As
to the other evidence at the trial, it is sufficient to refer to those aspects
which had a bearing on whether there was any evidence which the jury might have
treated as corroborative of the complainant’s version of events.
7. The
complainant was medically examined by Dr. Najma Ali, a registrar in Letterkenny
Hospital. She said that the complainant seemed distressed but did not appear to
have any external injuries. As to her examination of the genitalia, it can be
summarised as indicating that what she found was consistent with forced sexual
intercourse, but was also consistent with consensual sexual intercourse. She
said that the complainant’s clothes were dishevelled but were not torn,
the latter conclusion being borne out by the forensic examination of the
gardaí. It should be pointed out that, while Dr. Ali found no sign of
bruising, she agreed that it might have taken a day or more after the
application of any force for such bruising to appear.
8. There
were also blood stains on the underwear and on the seat of the car which, the
forensic evidence, indicated would be consistent with either forcible or
consensual intercourse.
9. The
learned trial judge, in the course of his charge, warned the jury of the danger
of convicting the applicant in the absence of corroboration but also told
-15-
them
that, having carefully considered that warning, they were entitled so to
convict. He also drew their attention to those aspects of the evidence which
were capable of constituting corroboration, i.e. the complainant’s
distress and confusion and her dishevelled appearance in the immediate
aftermath of the alleged rape. He also was at pains, at the request of the
defence, to point out to the jury that those matters were also consistent with
consensual sex having taken place. No criticism has been, or could be, made of
those aspects of his charge.
10. The
jury found the applicant guilty in respect of the second count by a unanimous
verdict. They were unable to agree in respect of a verdict on the first count.
The case having been put back for a number of weeks for the obtaining of the
appropriate reports, the applicant was sentenced to a term of 7 years’
imprisonment. The first count was adjourned so as to enable counsel for the
prosecution to obtain instructions from the Director of Public Prosecutions as
to whether to proceed with that charge again. An application for leave to
appeal was refused.
The
Court of Criminal Appeal
11. An
appeal was brought from the refusal by the learned trial judge to grant leave
to appeal. While the notice of appeal was not included in the books of
-16-
appeal
lodged with this court, it can be inferred that the first two grounds were as
follows:-
“
1.
That the learned trial judge erred in law and in fact in permitting the
prosecutor to adduce evidence before the jury of a positive nature to the
effect that the accused had refused to answer any questions put to him by
members of An Garda Sííochána during his entire period of
detention under
s.4 of the
Criminal Justice Act 1984.”
2.
The learned trial judge erred in law and in fact in permitting the prosecutor
to question the accused before the jury as to why he refused to answer any
questions during his entire period of detention under
s.4 of the
Criminal
Justice Act 1984.”
12. Other
grounds were also argued in the Court of Criminal Appeal, but were not pursued
in this court. The appeal was dismissed in an extemporary judgment of the court
given by Lynch J. dealing with the first two grounds of appeal, the learned
judge said:-
-17-
“The
applicant claims that that permission to give that evidence of his silence and
to cross-examine him about the silence was in breach of his right to silence.
Now his right to silence was emphasised by the learned trial judge and the only
purpose of this evidence and cross-examination by the prosecution of the
Applicant related to the reliability of the Applicant’s detailed
statement of explanation. There were before the jury manifestly two
contradictory versions of what had happened on this particular night. The issue
was which of these versions was to be believed and it was quite proper and
reasonable for the prosecution to ask the Applicant why he had not given the
full exculpatory account of the evening’s events at an early stage
instead of for the first time during the course of the trial.
This
course of events does not trench in any way on the right to silence which as I
have said was emphasised very strongly by the learned trial Judge but this form
of evidence of the Applicant’s silence in the garda station and of
cross-examination by the prosecution was highly relevant to the credibility of
the Applicant’s lately proffered account of events. The evidence as to
his silence and his cross-examination about the silence were
-
18 -
permitted
and adduced only for that purpose and that was made quite clear and in the
circumstances of the case that course of proceedings was perfectly permissible
and proper.
“In
these circumstances the court rejects grounds
1 and 2 of the application for
leave to appeal.”
13. It
should be said at this point that the reference in this passage to the trial
judge having emphasised the right to silence of the applicant appears to be an
oversight, if it was intended as a reference to the applicant’s claimed
right to remain silent during the period of his detention in the garda station.
There is no reference in the charge of the learned trial judge to that right of
the applicant: the learned trial judge did undoubtedly point out to the jury
that the applicant was under no obligation to give evidence in his own defence,
but that is a different matter.
14. Following
the dismissal of the appeal, the applicant applied for a certificate pursuant
to s.29 of the Courts of Justice Act 1924 enabling an appeal to be brought to
this court. That application was acceded to by the court of Criminal Appeal,
the certificate being in the following terms:-
-19
-
“The
court certifies that its decision of the 22nd June 1998 involves a point of law
of exceptional public importance which is set out in the Schedule hereto and
that it is desirable in the public interest that an appeal should be taken to
the Supreme Court.
Schedule
Counsel
for the applicant in cross-examining the complainant put to her a detailed
account of the events of the night of the 31st May/1st June 1995 in which he
alleged that everything that happened on that night, including a journey in a
motor car and sexual intercourse, happened with the full and free consent of
the complainant. The only statement made by the applicant to members of the
Garda Síochána was at the roadside when he was stopped between 4
and 5 am on the 1st June 1995 and was accused of rape by the complainant, which
statement was as follows: -
“I
didn‘t rape her. I met this girl at a disco. She came out willingly. We
went out the road pulled in, kissed and such. We left then and came back.
-
20 -
In
the foregoing circumstances, was it permissible for the prosecution:
1.
To elicit from members of the Garda Síochána who interviewed the
applicant during his twelve hours’ detention in the garda station on 1st
June 1995 that he declined to say anything during such interviews in relation
to the complainant’s accusations?
2.
To cross-examine the applicant when he gave detailed evidence as to alleged
consent by the complainant to everything that happened on the night in question
as to why he did not give that account of events when interviewed by members of
the Garda Síochána during his twelve hours’ detention in
the garda station on the 1st June 1996?”
15. The
notice of appeal to this court, pursuant to that certificate, in addition to
the two grounds set out at p.16 above, contained the following additional
grounds: -
“3.
That the learned trial judge erred in law and in fact in failing to discharge
the jury upon the requisition of counsel for the accused at the conclusion of
his charge to the jury on the basis
-21-
that
part of the said charge which related to the evidence given by the accused was
speculative and prejudicial to the accused and served to totally undermine and
belittle the accused before the jury;
4.
The learned trial judge erred in law and in fact in failing to hold the balance
and remain impartial vis a vis the prosecutor and the accused in his charge to
the jury;
5.
That the learned trial judge in recharging the jury failed to do so in an
impartial and balanced manner and in fact thereby undermined the requisitions
made on behalf of the accused.”
The
right to silence
16. It
is important to emphasise at the outset that the more general constitutional
and legal dimensions of what has come to be called “the right of
silence” are not at issue in this appeal. That right, to the extent that
it exists, can arise in a number of different contexts, only one of which is at
issue here. Thus, it is not in dispute that the exercise by an accused person
of his right not to give evidence in his own defence cannot lead to any
inference adverse to him
-
22 -
being
drawn by the court and that, in the case of a trial by jury, the jury must be
expressly so advised by the trial judge.
17. Nor
is the appeal concerned with the possible admissibility in evidence of a
statement made in the presence of a defendant accusing him of a crime, upon an
occasion which may be expected reasonably to call for some explanation or
denial from him. Such a statement, although not evidence against him of the
facts stated, may be accepted by him by word or conduct, action or demeanour
and it is then the function of the jury which tries the case to determine
whether it was accepted by him in whole or in part: (see
Archbold
on Criminal Pleading, Evidence and Practice, 1999 edition, 15 - 390
).
Nor are we concerned with the different considerations which may arise where
the accused denies the charge and the adduction of that evidence, given its
extremely limited probative value, may, at least in some circumstances,
compromise the fairness of the subsequent trial. For that reason, it has been
the law both in England and Ireland since the leading case of
R.
v. Christie
[1914] AC 545
,
that
a trial judge should in most cases take care to ensure that such evidence is
excluded where it has little or no evidential value. In the present case, that
issue does not arise since the adduction in evidence of the exculpatory
statement made by the applicant to Garda Healy when he was stopped by the
gardai was not objected to on his behalf.
-23
-
18. Nor
is this case concerned with the formal evidence routinely given in many cases
as to the response by an accused person following his being charged and
cautioned. Such evidence is normally led as one of the formal proofs in the
prosecution’s case because, it is thought, rightly or wrongly, that
evidence must be given of the accused having been charged and it would be
unwise to allow the jury to speculate as to what he might have said in
response. Except in cases where his response was inculpatory, such evidence is
normally innocuous and will almost certainly have long faded from the
jury’s minds when they retire to consider their verdict.
19. This
case is solely concerned with the claimed right of a person detained under s.4
of the 1984 Act to refuse to answer questions put to him by the gardai during
the course of his detention and the corollary of that right i.e. the need to
ensure that no inferences adverse to him are drawn at any subsequent trial from
the exercise of that right.
20. The
history of the law prior to the enactment of the 1984 Act is relevant. Our
criminal law, deriving ultimately from the Anglo-American system, historically
reflected a tension between two competing principles. The first was the right
and duty of the police to investigate crime of every sort in the interests of
the community as a whole and the corresponding obligation on citizens to assist
them in that task. The second was the right of a suspect at a defined stage in
the investigation to refuse to answer any questions and the
-24
-
obligation
on the police to inform him of that right in the almost universally known
formula of the traditional police caution.
21. These
principles were eventually enshrined in what became known as the
“Judges’ Rules” set out in
R.
v. Voisin
[1918]
1 KB 531
at
538. Those rules were intended solely as guidance for police officers in the
conduct of investigation and were not rules of law. However, where admissions,
alleged to have been made by an accused person, were made or obtained in
circumstances which were in contravention of the rules, the trial judge had a
judicial discretion to admit or not to admit the admissions in question,
provided that he was satisfied that they were voluntary. If they were not
voluntary, he was required to exclude them. (On this topic generally, see the
decisions of this court in
McCarrick
v. Leavy
[1964] IR 225
and
The
People (Attorney General) v.Cummins
[1972] IR 312.) In the context of this case, the relevant rules are as follows:-
“2.
Whenever a police officer has made up his mind to charge a person with a crime,
he should first caution such person before asking him any questions, or any
further questions as the case may be.
-25-
3.
Persons in custody should not be questioned without the usual caution being
first administered....
.....
5.
The caution to be administered to a prisoner when he is formally charged should
therefore be in the following words:
‘Do
you wish to say anything in answer to the charge? You are not obliged to say
anything unless you wish to do so but whatever you say will be taken down in
writing and may be given in evidence.
The
common law also proceeded on the basis that the police had no right to detain a
person whom they suspected of having committed a crime for the purpose of
questioning him. Their only right was to arrest him and bring him before the
appropriate court, there to be charged, as soon as practicable. Since, however,
many people were unaware of their rights in this context and were not normally
reminded of them, the practice, euphemistically described as “assisting
the police with their enquiries”, mutated into what was, in practice if
-
26 -
not
in theory, a form of unlawful detention. (See
Duane
v. Clinton
[1930] IR 366
;
The
People (DPP) v. O’Loughlin
[1979] IR 85.)
Prior
to the 1984 Act, one major abridgement of the citizen’s rights in this
regard had been effected in the form of the Offences Against the State Acts,
1939 - 1972. While the provisions of that legislation were intended to afford
the gardai specific powers in cases where the security of the State was
threatened, they were routinely applied in cases of what came to be described
as “ordinary crime”. Thus, a person who broke into a house and
murdered the occupant could not be detained for questioning on the ground that
he was suspected of having committed the murder; he could, however, be detained
because he was suspected of having committed an act of malicious damage.
It
was against this background that the 1984 Act was enacted. The policy of the
legislation is clear: to end the dubious practice of bringing people to the
station for the purpose of “assisting the gardaí with their
enquiries”, or in purported reliance on the legislation directed
primarily at subversive crime, and to substitute therefor an express statutory
regime under which the gardaí would have the right to detain a person in
custody for a specified period of six hours which could be extended for a
further six hours for the purpose of investigating specified crimes. That
included the right to question him concerning the crime, but the significant
abridgement of the suspected person’s rights at common law was balanced
by the provision of express safeguards. As elaborated in the rules
-
27 -
elaborated
in the rules made on foot of the legislation, these included obligations on the
gardaí, to keep detailed records as to the custody of the suspect and
provisions designed to ensure that the questioning did not become unfairly
oppressive. (See
Criminal Justice Act 1984 (Treatment of Persons in Custody in
Garda Siochána Stations) Regulations (S.I. No. 119 of 1987).
Section
5(
1)
of
the 1984 Act requires the member in charge of the station to inform a person
without delay of his right to consult a solicitor and to have that solicitor
and another person named by the detainee notified of his detention and the
station in which he is being detained. While there is no express requirement in
the Act or the rules that the caution in the usual form must also be
administered before a person is questioned, it is quite clear that it should be
given and, indeed, was given in the present case. The law was stated in this
court by Walsh J, in a passage subsequently approved of by Finlay CJ giving the
judgment of the court in
The
People (Director of Public Prosecutions) v. Quilligan No. (3)
[1993] 2 IR 305, as follows:-
“
.... whilst
s. 30 and 52 [of the
Offences Against the State Act, 1939]
respectively are the only sections which enable the civic guards to require
particular answers from an arrested person and to that extent give rise to the
only statutory rights of interrogation
-
28 -
as
such conferred by
the Act, nonetheless the person arrested and detained in
custody in a Garda station for the specified statutory periods, as in the cases
of arrest for ‘ordinary’ offences, may be asked any other question
by members of the Garda Síochána present, but he is under no
obligation to answer any of them and he should be so told. It is to be borne in
mind that the Judges’ Rules apply in respect of all person detained under
s.3 0...”
(The
People (Director of Public Prosecutions) v. Quilligan
[1986] IR 495)
22. It
is clear that the same considerations apply to persons detained under s.4 of
the 1984 Act.
23. The
1984 Act, accordingly, did not modify in any way the right of a person whom the
gardaí suspect of having committed a crime to refuse to answer questions
put to him by the gardaí and his entitlement under the Judges’
Rules to be reminded of that right before any questioning begins. That right
would, of course, be significantly eroded if at the subsequent trial of the
person concerned the jury could be invited to draw inferences adverse to him
from his failure to reply to those questions and, specifically, to his failure
to give the questioning gardai an account similar to that subsequently given by
him in
-
29 -
evidence.
It would also render virtually meaningless the caution required to be given to
him under the Judges’ Rules.
24. It
must also be borne in mind that it is a usual practice for solicitors to advise
their clients while they are in custody not to answer any questions put to them
by the gardaí, if they consider that it would not be in their interests
to do so. However, if the jury could be invited to draw inferences from the
failure to reply to such questions, the result would be that persons in custody
would have to be advised by solicitors that, notwithstanding the terms of the
caution, it might be inimical to their client’s interests not to make a
full statement to the gardaí, thereby eroding further the right of
silence recognised at common law.
25. Had
the Oireachtas intended to abridge the right of silence in this manner, it
would have expressly so legislated. Sections 18 and 19 of the 1984 Act enable
the court of trial to draw inferences from the failure or refusal of a person
arrested by the gardaí to account for the presence of certain objects in
his possession or his having been found at a particular place. Such inferences
may afford corroboration of any evidence, but the person may not be convicted
of an offence solely on the basis of such inferences. This leads to the
inevitable conclusion that no such general abridgement of the right of silence
was intended to be effected where a person declined to answer questions put to
him by the gardai during the course of such a detention.
-30-
26. It
is also noteworthy that such an alteration in the law was effected, in England,
in circumstances of acute controversy, by s.34 of the Criminal Justice and
Public Order Act 1994, which provides
inter
alia
that,
where a person, on being questioned under caution by an investigating police
officer, fails to mention any fact relied on in his defence in the proceedings,
the court or jury:-
“May
draw such inferences from the failure as appears proper”.
27. That
in turn led to an amendment in that Act of the traditional form of caution
which, as set out in Code C, para. 10.4, is now as follows:-
“You
do not have to say anything but it may harm your defence if you do not mention
when questioned something which you later rely on in court. Anything you do say
may be given in evidence.”
28. The
absence of any such provisions in the 1984 Act speaks for itself. In the case
of the Offences Against the State Act 1939, the right of silence was modified
in so far as s.52
of
that Act made a failure to account for one’s movements, when requested to
do so under that Act, a punishable offence. In
Heaney v. Ireland,
[1994] 3 IR 593
,
Costello
J, as he then was, concluded that the right of silence modified by this
provision was a
-31-
constitutional
right deriving from
Article 38.
1 of the Constitution guaranteeing that no
person would be tried on any criminal charge “save in due course of
law”. He held, however, that the abridgement of the right of silence
effected by s.52 was proportionate to the objectives intended to be achieved by
the legislation. He, accordingly, rejected the challenge to the
constitutionality of the provision and his decision was upheld by this court,
although in the judgment of O’Flaherty J the constitutional right to
remain silent is traced to a different source, i.e. as being a corollary to the
freedom of expression also recognised by the Constitution. The same principles
were applied by this court in
Rock v. Ireland
[1998] 2 ILRM 35
where
the constitutionality of s.s. 18 and 19 of the 1984 Act were upheld. (See also
the decision of Barrington J, speaking for the court, in
In
re National Irish Bank Limited (Under Investigation) and The Companies Act 1990
[1999] 1 ILRM 321)
29. It
follows that the right of suspects in custody to remain silent, recognised by
the common law, is also a constitutional right and the provisions of the 1984
Act must be construed accordingly. Absent any express statutory provisions
entitling a court or jury to draw inferences from such silence, the conclusion
follows inevitably that the right is left unaffected by the 1984 Act save in
cases coming within s.s. 18 and 19, and must be upheld by the courts.
-
32 -
Conclusions
30. Mr.
Grehan, who argued this case on behalf of the applicant with conspicuous
ability, accepted that he would have had no complaint if the prosecution had
simply informed the court that the applicant had been detained under the 1984
Act but that nothing of probative value had emerged from the detention. He
urged, however, that that was not what had happened in this case: on the
contrary, evidence was adduced by the prosecution to the jury as to what
transpired during the detention, after the complainant had been cross-examined,
with the avowed intention of cross-examining the applicant as to his failure to
give such an account during the course of his detention when he came to give
evidence, a course of action strenuously objected to on behalf of the defence
but permitted by the learned trial judge.
31. Again,
while Mr. Grehan accepted that he had not objected to the cross-examination
when it eventually took place, he also pointed out that at that stage the trial
judge had already made his ruling on the matter and that, in any event, the
damage was done so far as the defence was concerned once the cross-examination
on this topic was under way. While also accepting that it was open to him at
that stage to apply to the trial judge to discharge the jury, he submitted that
this was a dubious course for the defence to adopt in a case where the jury had
been presented with two diametrically opposed versions of what had happened on
that evening between the complainant and the applicant
-33-
and
the defence might justifiably have hoped that the jury would be left with a
reasonable doubt as to whether the complainant’s version was true.
32. The
court is satisfied that Mr. Grehan’s submissions are well founded. The
defence should not have been put at any disadvantage on the hearing of the
appeal by the decision, reasonable in all the circumstances, not to object to
the cross-examination or apply for the discharge of the jury.
33. The
principles applicable in a case such as the present where a defendant while
detained under the provisions of the 1984 Act has refused to answer questions
put to him can be stated as follows:-
(
1)
Where nothing of probative value has emerged as a result of such a detention
but it is thought desirable that the court should be aware that the defendant
was so detained, the court should be simply informed that he was so detained
but that nothing of probative value emerged.
(2)
Under no circumstances should any cross-examination by the prosecution as to
the refusal of the defendant during the course of his detention to answer any
questions be permitted.
-34-
(3)
In the case of a trial before a jury, the trial judge in his charge should, in
general, make no reference to the fact that the defendant refused to answer
questions during the course of his detention.
34. The
application of the first and second of these principles to the present case
must result in the appeal being allowed. Unfortunately, the difficulties were
compounded by the passage in the trial judge’s charge which was by
implication critical of the appellant for having made statements as to what
transpired during the course of his detention which had not been put to the
gardaí and which, the trial judge invited the jury to infer, had not
been transmitted to his legal advisers.
35. It
must be said, in fairness to the trial judge, that, once the misapprehension he
was under when making those observations was made clear to him, he might have
been prepared to rectify the matter when the jury was recalled. The defence,
however, adopted the position, as they were entitled to do, that the matter was
beyond rectification and sought the discharge of the jury, a course opposed by
the prosecution which the trial judge did not adopt. The jury, accordingly, in
deliberating on the guilt or innocence of the accused, might well have been
under the impression that they were not only entitled to draw adverse
inferences from the failure of the defendant to give his version of events in
detail in the garda station but that they were also entitled to draw such
-
35
-
inferences
from the supposed failure of the applicant to instruct his legal advisers as to
what had transpired during the course of that questioning.
36. Any
inferences which the jury might have drawn to that effect would have been in
direct violation of the applicant’s constitutionally guaranteed right to
remain silent, and might well have been a factor in the jury’s assessment
of the credibility of the applicant’s account of what happened between
him and the complainant on that night. The verdict of the jury cannot,
accordingly, in those circumstances be regarded as safe or satisfactory.
37. The
appeal will be allowed and in place of the order of the Court of Criminal
Appeal there will be an order reversing the conviction and directing that the
applicant be retried in respect of count number 2.
© 1999 Irish Supreme Court
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