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You are here: BAILII >> Databases >> England and Wales Court of Appeal (Civil Division) Decisions >> HRH the Duchess of Sussex v Associated Newspapers Ltd [2021] EWCA Civ 1810 (02 December 2021) URL: https://www.bailii.org/ew/cases/EWCA/Civ/2021/1810.html Cite as: [2021] EWCA Civ 1810, [2022] 4 WLR 81, [2022] ECDR 13, [2022] 3 All ER 539, [2022] EMLR 7, [2022] FSR 7 |
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ON APPEAL FROM THE HIGH COURT OF JUSTICE
BUSINESS AND PROPERTY COURTS OF ENGLAND AND WALES
INTELLECTUAL PROPERTY LIST
Mr Justice Warby
Royal Courts of Justice Strand London WC2A 2LL |
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B e f o r e :
DAME VICTORIA SHARP, PRESIDENT OF THE QUEEN'S BENCH DIVISION
and
LORD JUSTICE BEAN
BETWEEN:
____________________
| HRH THE DUCHESS OF SUSSEX | Claimant/ Respondent | |
| - AND - | ||
| ASSOCIATED NEWSPAPERS LIMITED | Defendants / Appellants |
____________________
Ian Mill QC, Justin Rushbrooke QC, Jane Phillips, and Jessie Bowhill (instructed by Schillings International LLP) appeared on behalf of the Claimant/Respondent
Hearing dates: 9-11 November 2021
____________________
Crown Copyright ©
Sir Geoffrey Vos, Master of the Rolls:
Introduction
Markle
(Mr
Markle).
Markle,
which were in some respects false. (iii) The contents of the Letter were briefed to the prospective publishers of the book Finding Freedom (the Book) written by Omid Scobie and Caroline Durand (the Authors) with the Duchess's cooperation, and to People magazine. (iv) Mr
Markle
had a history of going to the media, which was what the Letter complained about. (v) The Articles were the continuation of a debate on a matter of public interest, which the Duchess had initiated through the agency of friends. (vi) Much of the true position was peculiarly within the Duchess's own knowledge and could not be ascertained in advance of disclosure and trial.
Markle,
and did not even mention aspects that entitled him to reply to the attack that it constituted on him. The main elements of that attack were, as Mr Andrew Caldecott QC, leading counsel for Associated Newspapers, put it: Mr
Markle
cold-shouldered her at [really in the run-up to] the wedding, the most important point of her life, lied about her shutting him out, and gave a cynical and self-interested response ignoring her pleas for reconciliation in a loving letter, all in the teeth of his daughter being always dutiful and supporting him with incredible generosity.
Markle's
right of reply to the People Article; a much broader approach to the facts was required on authority (the right of reply issue).
Markle
was entitled to put the Letter into the public domain in order to correct the record created by the People Article. The Letter, for the most part, merely reinforced the points made against Mr
Markle
in the People Article. The judge correctly identified the inaccuracies in the People Article and also correctly held that it was not necessary or proportionate for Mr
Markle
to publish "long and sensational articles revealing and commenting on extensive extracts from the Letter, without first approaching [the Duchess]".
Factual background
The father-daughter relationship at the time of the wedding
Markle
did not attend the wedding of the Duke and the Duchess on 19 May 2018. He was admitted to hospital days beforehand for emergency heart surgery. Text messages annexed to the Duchess's reply made plain that, before the wedding, Mr
Markle
had behaved in ways which caused his daughter "concern because of the publicity they were likely to and did cause, and the impact on her, [the Duke], and [Mr
Markle]".
Markle
did engage with the media (e.g. a front-page Mail on Sunday report on 13 May 2018 was headed "Meghan's Dad staged photos with the paparazzi", and reported that Mr
Markle
was "colluding with the paparazzi to stage a series of lucrative photo opportunities", for which he apologised by text to the Duchess on 14 May 2018). The Duke texted Mr
Markle
on 17 May 2018 asking him to "stop talking to the press for your sake and hers", and expressing concern that Mr
Markle
had not "returned any of our 20+ calls since we all spoke on Saturday morning".
Markle
was well aware that the Duke and Duchess wanted him to avoid engaging with the media, and that all their correspondence was personal and private in character. Mr
Markle
continued, thereafter, to have dealings with the media which resulted in press articles. The Articles themselves referred to "a series of damaging interviews" given by Mr
Markle.
Markle
in the lead up to the wedding, pointing out that there were many loving messages from Mr
Markle
to which the judge made no reference in his summary. In short, the judge seems to have focused his citation of texts on Mr
Markle's
dealings with the media.
The Letter
Daddy,
[1] It is with a heavy heart that I write this, not understanding why you have chosen to take this path, turning a blind eye to the pain you're causing. The last time we spoke was 7 days before our wedding when Harry and I called you. This was followed by a turbulent and confusing week where we called you multiple times a day to try to understand what was happening.
[2] From my phone alone, I called you over 20 times and you ignored my calls, opting instead to solely speak to tabloids - leaving me in the days before our wedding worried, confused, shocked, and absolutely blindsided.
[3] Post wedding you then made a choice to begin an onslaught of media interviews, which are still ongoing. Your actions have broken mv heart into a million pieces - not simply because you have manufactured such unnecessary and unwarranted pain, but by making the choice to not tell the truth as you are puppeteered in this. Something I will never understand.
[4] You've told the press that you called me to say you weren't coming to the wedding - that didn't happen because you never called. You've said I've never helped you financially and you've never asked me for help which is also untrue; you sent me an email last October that said, "if I've depended too much on you for financial help then I'm sorry but please if you could help me more, not as a bargaining chip for mv loyalty. You already have that whether you realize it or not."
[5] And while I still refuse to read any press, it was shared with me what you said about [Here, the claimant complained that her father had been unjust in what he wrote about a relative, and the claimant's behaviour towards that relative. She provided a detailed rebuttal].
[6] I have only ever loved, protected, and defended you, offering whatever financial support I could, worrying about your health be it your [Here, the claimant referred to a number of health problems encountered by her father] , and always asking how I could help.
[7] So the week of the wedding to hear about you having a heart attack through a tabloid was horrifying. I called and texted you and desperately tried to find out about the medical treatment you would need and where you would be. I begged you to accept help - we sent someone to your home, tried to have them drive you to the hospital, to get the best care and protection for you, and instead of speaking to me to accept this or any help, you stopped answering your phone and chose to only speak to tabloids. I will never understand why especially with you knowing I have always looked out for your health. [Here, the claimant wrote about the nature and content of conversations with her father over the past 10 years]
[8] in the last two years your obsession with tabloid media only exacerbated my worry for you, which is why I pleaded with you to stop reading the tabloids. On a daily basis you fixated and clicked on the lies they were writing about me, especially those manufactured by your other daughter, who I barely know.
[9] [The claimant wrote about her upbringing, her half-sister and their relationship] Though you feel you did your best to stop her while you watched me silently suffer at the hand of her vicious lies, I crumbled inside. [ The claimant described her feelings about her father's health ]
[10] I urged you day after day to stop reading the tabloids. But you couldn't - and your fascination grew into paranoia (and then rage) of how you were being portrayed. You know how much anguish tabloid press has caused lies simply for click bait. So to suffer through this media circus created by you is all the more devastating. You continue to be manipulated by the press, who are likely promising you the world to keep churning out these fictitious stories, yet still ridiculing you. The lies you have been paid to share about me, about our help for you, [Reference was made to support the claimant says her father received] - is staggering and confusing. [ Reference was made to the contents of correspondence sent by MrMarkle
]
[11] We all rallied around to support and protect you from day one and this you know. So to hear about the attacks you've made at Harry in press, who was nothing but patient, kind, and understanding with you is perhaps the most painful of all. I will truly never understand it.
[12] For some reason you choose to continue fabricating these stories, manufacturing this fictitious narrative, and entrenching yourself deeper into this web you've spun. The only thing that helps me sleep at night is the faith and knowing that a lie can't live forever.
[13] My hope is that you can take a moment to reflect on this. To remember our conversation seven days before the wedding when we asked you if the claims of you working with the paparazzi and press were true and told you if we tried to protect you from the story running (something we've never attempted to do for anyone - ourselves included) that we wouldn't be able to use that strength to protect our own children one day. Even knowing that, you said it wasn't true.
[14] I believed you, trusted you, and told you I loved vou. The next morning the CCTV footage came out. You haven't reached out to me since the week of our wedding, and while you claim you have no way of contacting me, my number has remained the same. This you know. No texts, no missed calls, no outreach from you just more global interviews you're being paid to do to say harmful and hurtful things that are untrue.
[15] If you love me, as you tell the press you do, please stop. Please allow us to live our lives in peace. Please stop lying, please stop creating so much pain, please stop exploiting mv relationship with mv husband, and please stop taking the bait from the press. I realize you are so far down this rabbit hole that you feel (or may feel) there is no way out, but if you take a moment to pause I think you'll see that being able to live with a clear conscience is more valuable than any payment in the world. I ask for nothing other than peace, and I wish the same for you.
Meg
Markle
replied to the Duchess in September 2018. Some of his reply was published in the Articles. It ended: "I wish we could get together and take a photo for the whole world to see. If you and Harry don't like it? Fake it for one photo and maybe some of the press will shut up".
The People Article
Longtime friend: [A] The Saturday before the wedding, she and Harry were told that a story was going to come out the next day saying that Tom was staging pictures with the paparazzi. Their team told them that if the story was fake, they could file a complaint. So Meg calls Tom and asks him, and he's swearing up and down that it's not true. The next day the pictures came out. Even with all that, Meg and Harry were still so focused on getting him to London. At no point was there talk of "Now that we know he lied, he's in trouble." Tom wouldn't take her calls, wouldn't take Harry's calls.
[B] The next morning when the car got there [to take him to the airport], he wouldn't get in. [Later] Meg heard he had a heart attack and she's calling and texting, even up to the night before the wedding. It was like, "Please pick up. I love you, and I'm scared." It was endless.
[C] After the wedding she wrote him a letter. She's like, "Dad, I'm so heartbroken. I love you. I have one father. Please stop victimizing me through the media so we can repair our relationship". Because every time her team has to come to her and fact-check something [he has said], it's an arrow in the heart.
[D] He writes her a really long letter in return, and he closes it by requesting a photo op with her. And she feels like, "That's the opposite of what I'm saying. I'm telling you I don't want to communicate through the media. Did you hear anything I said?" It's almost like they're ships passing.
Markle
for his previous conduct, and to try to dissuade him from talking to the press in future.
Markle
cruelly cold-shouldered the Duchess in the pre-wedding period, (ii) Mr
Markle
had lied in alleging that the Duchess had shut him out after the wedding, and (iii) the Duchess was always taking care of her father with incredible generosity.
The Articles
Markle's
evidence was that, having read the People Article, he was shocked by what it said about him. It "misrepresented the tone and content of [the Letter]" and he quickly decided that he "wanted to correct that misrepresentation". It also misrepresented Mr
Markle's
reply, as it "implied that [he] wanted a photo for publicity reasons". Mr
Markle
said he had never intended to talk publicly about the Letter, but decided to do so to defend himself publicly against vilification "by making out that [Mr
Markle]
was dishonest, manipulative, publicity-seeking, uncaring and cold-hearted, leaving a loyal and dutiful daughter devastated". Mr
Markle
spoke to the Mail on Sunday, which "respected [his] wish to publish extracts from [the Letter]". He chose the extracts with the sole purpose of defending himself "by countering the impression given of me and of the letters between Meg and me" by the People Article.
Markle:
"what [Mr
Markle]
was saying was credible and
he was entitled to correct the record". Mr
Markle's
information "called into question" the conduct and behaviour of the claimant as a "prominent member of the Royal family". It appeared that the Duchess had "used" People magazine to promote a particular positive image as part of what Associated Newspapers called "Meghan's media fightback" and there were "serious questions around the appropriateness" of that fightback. It was "absolutely vital" to quote from the Letter, for the purposes of ensuring credibility. "[T]he point
was not just to convey what was in the Letter but rather to correct a misleading description in a previous report". The judge inferred that Mr
Markle
had provided the Mail on Sunday with a copy of his reply. Associated Newspapers made no contact with the Duchess in relation to their proposed content.
Markle
under the heading "World Exclusive" on "Meghan's shattering letter to her father", followed by two double page spreads. There were 88 separate quotations from the Letter. The judge described in great detail the True Tragedy Articles which said that "the full content of a sensational letter written by [the Duchess] to her estranged father shortly after her wedding can be revealed for the first time today". They referred to what had been said by the five friends to People magazine and contained indirect quotations from Mr
Markle
that the Letter was "far from conciliatory and has left him feeling devastated". It was "unfair" for the friends to "spin a line" while he was being "criticised for 'giving a handful of interviews to the press'". There was a story-within-a-story headed "How Meghan's media fightback led her Dad to reveal letter he wanted to keep secret", reporting that "[Mr
Markle]
told no one about her letter and planned to 'keep it totally private out of respect for her' until her friends launched their 'attack' on him last week.
[the Duchess was] said to have authorised five of her closest friends to speak to US People magazine to correct the falsehoods". "The [People] article painted Meghan in a glowing light, while insisting the negative stories about her were lies. But Mr
Markle
says Meghan's decision to reveal the private letter in the pages of the magazine left him with no choice but to go public: 'The letter was presented in a way that vilified me and wasn't true,' he said last night. 'It was presented as her reaching out and writing a loving letter in the hope of healing the rift, but the letter isn't like that at all. Meghan can't have it both ways. She can't use the press to get her message across but hang me out to dry. I have the right to defend myself'".
Markle's
response to each point was recorded.
The Book
[i] Two days later, The Sun ran another interview with Thomas, who this time threatened that he might show up unannounced if he didn't hear from Meghan. "I want to see my daughter. I'm thinking about it," he said. "I don't care whether she is pissed off at me".
[ii] It's sad that it's got to this point," he continued. "I'm sorry it's come to this. Yes, some of it is my fault. But I've already made it clear that I'm paying for this for the rest of my life".
[iii] Anyone else spreading falsehoods would have been easier to discredit. But this was Meghan's father. Thomas had cut himself off from the Palace completely and was consulting only with Samantha by this point. Meanwhile, writers began penning editorials about the many ways in which the Palace had mismanaged the whole affair with theMarkle
family. Thomas put the Palace and Meghan in a no-win situation.
[iv] Unlike Harry, who often scoured the press and checked out some of the royal correspondents' Twitter accounts, Meghan tried to avoid her press. Still, diligent communications staffers and friends contacted her when anything came out that was especially heated or litigious, so she was apprised of most of the hurtful commentary.
[v] One of her closest friends said a heartbroken Meghan "wanted to repair the relationship." Despite the many humiliations she had suffered, as summer came to a close, Meghan made one final effort to communicate with her father in the form of a five-page letter.
[vi] "Daddy, it is with a heavy heart that I write this, not understanding why you have chosen to take this path, turning a blind eye to the pain you're causing," she wrote. "Your actions have broken my heart into a million pieces, not simply because you have manufactured such unnecessary and unwarranted pain, but by making the choice to not tell the truth as you are puppeteered in this. Something I will never understand."
[vii] Meghan pleaded with her father in writing: "If you love me, as you tell the press you do, please stop. Please allow us to live our lives in peace. Please stop lying, please stop creating so much pain, please stop exploiting my relationship with my husband."
[viii] Thomas carried his daughter's handwritten letter in its FedEx envelope in his briefcase for months, not sharing it with the media because it showed the many discrepancies in his tabloid revelations. He replied with his own four-page letter, in which he suggested a path forward, toward a reconciliation.
[ix] The best way they were going to get past everything, he wrote in a reply letter, would be to stage a photo op for the press where himself, Meghan, and Harry are together and happy.
[x] Meghan couldn't believe it. "I'm devastated," she confessed to a friend. "My father's clearly been fully corrupted."
[xi] "It is so painful for her because she was so dutiful. Giving him money. Trying to give him whatever help he needed," a confidant said. "She will always feel devastated by what he's done. Always, but at the same time, she has a lot of sympathy for him. Because he never went knocking on the press's door. He was silent for almost two years. Then they just sort of whittled him down. Bombarding him every day. Moving in next door to his house. He couldn't escape it. So now, it's just like he's so far gone".
[xii] She didn't reach out again. Instead, Meghan put up what her father described in one of the many interviews he gave following their written exchange as a "wall of silence".
The judge's reasoning
Summary judgment principles
i) The court must consider whether the [defendant] has a "realistic" as opposed to a "fanciful" prospect of success;
ii) A "realistic" [defence] is one that carries some degree of conviction. This means a claim that is more than merely arguable
iii) In reaching its conclusion the court must not conduct a "mini-trial"
iv) This does not mean that the court must take at face value and without analysis everything that a [defendant] says in his statements before the court. In some cases it may be clear that there is no real substance in factual assertions made, particularly if contradicted by contemporaneous documents
v) However, in reaching its conclusion the court must take into account not only the evidence actually placed before it on the application for summary judgment, but also the evidence that can reasonably be expected to be available at trial ;
vi) Although a case may turn out at trial not to be really complicated, it does not follow that it should be decided without the fuller investigation into the facts at trial than is possible or permissible on summary judgment. Thus the court should hesitate about making a final decision without a trial, even where there is no obvious conflict of fact at the time of the application, where reasonable grounds exist for believing that a fuller investigation into the facts of the case would add to or alter the evidence available to a trial judge and so affect the outcome of the case ;
vii) On the other hand, it is not uncommon for an application under Part 24 to give rise to a short point of law or construction and, if the court is satisfied that it has before it all the evidence necessary for the proper determination of the question and that the parties have had an adequate opportunity to address it in argument, it should grasp the nettle and decide it. The reason is quite simple: if the respondent's case is bad in law, he will in truth have no real prospect of successfully defending the claim against him Similarly, if the applicant's case is bad in law, the sooner that is determined, the better. If it is possible to show by evidence that although material in the form of documents or oral evidence that would put the documents in another light is not currently before the court, such material is likely to exist and can be expected to be available at trial, it would be wrong to give summary judgment because there would be a real, as opposed to a fanciful, prospect of success. However, it is not enough simply to argue that the case should be allowed to go to trial because something may turn up which would have a bearing on the question of construction:
Essential legal principles
30. At stage one the question is whether the claimant enjoyed a reasonable expectation of privacy in respect of the information in question. One way the question has been put is to ask whether a reasonable person, placed in the same position as the claimant and faced with the same publicity, would feel substantial offence. There must be something of a private nature that is worthy of protection. In some cases, the answer will be obvious; but the methodology is to make a broad objective assessment of all the circumstances of the case. These include (1) the attributes of the claimant, (2) the nature of the activity in which the claimant was engaged, (3) the place at which it was happening, (4) the nature and purpose of the intrusion, (5) the absence of consent and whether it was known or could be inferred, (6) the effect on the claimant and (7) the circumstances in which and the purposes for which the information came into the hands of the publisher ("the Murray factors"). If the information, or similar information about the claimant, is in the public domain, or is about to become available to the public, the Court must have regard to that. In such a case it is a matter of fact and degree as to whether the legitimate expectation of privacy has been lost. Privacy rights can survive a degree of publicity for the information or related information.
31. At stage two, the question is whether in all the circumstances the privacy rights of the claimant must yield to the imperatives of the freedom of expression enjoyed by publishers and their audiences [Associated Newspapers would add "or vice versa"]. The competing rights are both qualified, and neither has precedence as such. The conflict is not to be resolved mechanically, on the basis of rival generalities. The Court must focus intensely on the comparative importance of the specific rights being claimed in the particular case; assess the justifications for interfering with each right; and balance them, applying a proportionality test. The Court must have regard to the extent to which it is or would be in the public interest for the material to be published. The decisive factor at this stage is an assessment of the contribution which the publication of the relevant information would make to a debate of general interest. Other factors to be weighed in the balance are the subject-matter, how well-known the claimant is, the claimant's prior conduct, and editorial latitude. When examining the demands of free speech, the court should be slow to interfere in respect of matters of technique, form and detail; it should defer, to the extent appropriate on the facts, to the professional expertise and judgment of journalists and editors.
Stage one reasonable expectation of privacy
Markle.
The majority of what was published was about the claimant's own behaviour and feelings. These features were reflected in the headline to the first Article and the language used. If it were appropriate to use that formulation, this information was the claimant's not her father's. What information related to Mr
Markle
did not relate to him alone. Mr
Markle's
undoubted right to tell his own life story did not override the claimant's right to keep the contents of her Letter private, which itself did not significantly impinge on Mr
Markle's
right. All he was prevented from doing was using the contents of the Letter as a means of telling his story.[3] A close examination of the information showed that there was relatively little in the Letter that Mr
Markle
could claim was shared experience, engaging his privacy rights. The judge gave examples pointing out that, even where the Letter concerned his conduct, the focus was on the impact his actions had had on the claimant. Where the claimant accused Mr
Markle
of lying over denying that he was working with the paparazzi, the evidence showed he had, and the Articles bore out that he had apologised.
Markle,
neither the claimant's knowledge that Mr
Markle
was likely to disclose the Letter to the media, nor the fact that US law made publication lawful, was capable of defeating the claimant's case that objectively she had a reasonable expectation of privacy.[4]
Markle
and the Letter could only have come from the claimant was manifestly untenable.
Stage two - the balancing exercise
Markle's
reputation. Because of the "somewhat muddied nature of the evidential position", the judge focused first on the defence at [15.3]-[15.7] about the People Article being one-sided and misleading and depicting Mr
Markle
as having acted unreasonably and unlovingly from the week before the wedding, which Mr
Markle
believed to be false. That part of the defence was "entirely hopeless" because it could not be the law and there was no authority that the mere fact that a person "believes" his portrayal is untrue is enough to justify a reply: "[m]oreover, the notion that the use of the Letter is legitimate or even relevant to bolster such a reply is not just unexplained, it is unsustainable". It was fanciful that the Court would find the disclosure of the contents of the Letter necessary or proportionate.
Markle
had refused to get into the car that arrived to take him to the airport for the wedding did not, even if true, provide a rational or proportionate reason for disclosure of the Letter. The allegations in [15.10] and [15.11] of the defence that the People Article misrepresented Mr
Markle's
intentions about the photo opportunity suggested in his reply to the Letter went beyond Mr
Markle's
own evidence. The People Article was not in fact a misrepresentation, so was no basis for disclosing the Letter. The allegation at [15.12] of the defence about the People Article's coverage of Mr
Markle's
allegedly false claims as to his dealings with his daughter being one-sided, misleading and/or untrue were confused and did not afford a reasonable basis for justifying the disclosure.
The People Article did portray the Letter in a way that was inaccurate, and that would have justified some steps to ensure the true position was made known to those who had been misled. But it is obviously wrong for the defendant to suggest that the inaccuracies in the 25 words of the People Article which they quote in [15.9] made it necessary and proportionate for it to publish the bulk of the contents of the Letter in the Mail on Sunday and MailOnline, for the purposes they identify (or any other purpose), without notice to the claimant. What was done was precipitate, largely irrelevant to any legitimate aim, and making the fullest allowance for editorial judgment - wholly disproportionate.
Markle
to reply to its allegation of victimisation, there was no need to deploy the Letter for that purpose. The Articles did not use the Letter as evidence that Mr
Markle
was innocent of victimisation. It was also legitimate for Mr
Markle
to rebut the inaccurate suggestion that the Letter represented an olive branch, but this was not an attack on Mr
Markle,
so could only be justified as correcting the public record. It was not necessary or proportionate to publish long and sensational Articles revealing the Letter without first approaching the claimant. The defendant did not know whether the People Article had the claimant's blessing. The legitimate purpose could have been achieved proportionately by publishing a rebuttal consisting of a summary, without disclosing any of the actual contents of the Letter, when "the effect of the inaccuracy on Mr
Markle's
reputation and private life was modest". It would have been legitimate to publish just [15] of the Letter, without the rest. This conclusion was bolstered by the way the extracts from the Letter were used in the True Tragedy and Harry Articles, providing a tangential platform for Mr
Markle's
rebuttal: "[m]ost strikingly, [15] is not presented as evidence that the Letter was misrepresented in the People Article. Instead, in the blob paragraph Mr
Markle
is quoted as simply expressing bafflement at the expression "rabbit hole". In substance and reality, the main use made of the Letter was simply to portray what the claimant had said, accompanied by various comments from Mr
Markle,
many of which were not even pertinent to the selected extract".
The copyright claim
Markle's
reaction to the People Article, (iv) Mr
Markle's
dispute with the version put into the public domain, and (v) his dispute with the version of the claimant's conduct towards him. (ii)-(v) arguably qualified as public events. The only requirement of the defence which was satisfied was the acknowledgment of the author. Summary judgment dismissing fair dealing defences had been given in Hyde Park Residence Ltd v. Yelland [2001] Ch 143 (Hyde Park), Ashdown v. Telegraph Group Ltd [2001] EWCA Civ 1142 (Ashdown), and HRH Prince of Wales v. Associated Newspapers Ltd [2008] Ch 57. Guidance was to be found in Ashdown at [70] (approving an extract from Laddie, Prescott and Vitoria, The Modern Law of Copyright and Designs):
by far the most important factor is whether the alleged fair dealing is in fact commercially competing with the proprietor's exploitation of the copyright work, a substitute for the probable purchase of authorised copies, and the like. If it is, the fair dealing defence will almost certainly fail. If it is not and there is a moderate taking and there are no special adverse factors, the defence is likely to succeed, especially if the defendant's additional purpose is to right a wrong, to ventilate an honest grievance, to engage in political controversy, and so on. The second most important factor is whether the work has already been published or otherwise exposed to the public. If it has not, and especially if the material has been obtained by a breach of confidence or other mean or underhand dealing, the courts will be reluctant to say this is fair. However this is by no means conclusive, for sometimes it is necessary for the purposes of legitimate public controversy to make use of 'leaked' information. The third most important factor is the amount and importance of the work that has been taken. For, although it is permissible to take a substantial part of the work (if not, there could be no question of infringement in the first place), in some circumstances the taking of an excessive amount, or the taking of even a small amount if on a regular basis, would negative fair dealing.
The central issues
i) The new evidence issue: Whether the new evidence provided by each of the parties should be admitted.
ii) The nature of the attack issue: Whether the judge mistakenly failed to recognise the significance and importance of the People Article's attack on Mr
Markle.
iii) The reasonable expectation of privacy issue: Whether the judge adopted a flawed analysis of the factors undermining the Duchess's alleged reasonable expectation of privacy.
iv) The appropriate test issue: Whether the judge wrongly stated the test, by suggesting that the defendant had to justify an interference with the claimant's right of privacy, when the proper approach was to balance the competing article 8 and 10 rights.
v) The right of reply issue: Whether the judge wrongly applied a strict test of necessity and proportionality to Mr
Markle's
right of reply to the People Article.
vi) The public interest/article 10 copyright issue: whether the judge failed properly to evaluate the interference with article 10, saying that it would be a rare case in which freedom of expression would outweigh copyright.
vii) The fair dealing copyright issue: whether the judge wrongly relied on his privacy analysis to reject the fair dealing defence to breach of copyright, bearing in mind the limited scope of the copyright in the Letter and the wide scope of the concept of reporting current events.
Introduction to the issues
1. The new evidence issue: Should the new evidence provided by each of the parties be admitted?
2. The nature of the attack issue: Did the judge mistakenly fail to recognise the significance and importance of the People Article's attack on Mr
Markle?
Markle's
dealings with the press, rather than on the attack that the People Article had mounted upon him. Had the judge realised the significance of that attack, he would have realised that Mr
Markle
was fully entitled to respond to it in the public domain. People magazine has some 40 million US readers. Mr
Markle
was being traduced. Whether or not the claimant was directly responsible for passing information to People magazine, but particularly if she was, the Letter was a central part of the attack, and Mr
Markle
could not effectively and publicly respond to it without disclosing the contents of the Letter. Merely giving his side of the story was not enough.
Markle
in People magazine, which the judge neglected, as being that Mr
Markle
(i) cold-shouldered his daughter at the time of her wedding, which was the most important point in her life, (ii) lied about her daughter shutting him out, and (iii) ignored her pleas for reconciliation in a loving letter, to which he responded in a cynical and self-interested way. These attacks were all made in the context of the Duchess being portrayed as always dutiful and as supporting Mr
Markle
with incredible generosity.
Markle's
reputation. He dealt specifically with the allegations in Associated Newspaper's defence about Mr
Markle's
right to reply to the People Article.
Markle
in her friends' own words: 'She personifies elegance, grace, philanthropy'. But, fairly read, the People Article is responding to her treatment in the UK press as, for example, "Duchess difficult" and as an uncaring daughter. The People Article dealt also with Mr
Markle,
but he was not its primary focus, any more than the Letter itself was its primary focus. I accept that the People Article made some serious allegations against Mr
Markle
as Mr Caldecott submits, but I do not accept that the judge misunderstood those allegations. It is true that the fourth passage cited by the judge stops before quoting the allegations against Mr
Markle
that "He's never called; He's never texted. Its super-painful because Meg is so dutiful
". But the Letter was not an answer to that allegation. It was simply more of the same.
Markle's
response to it as evidence of both his bad behaviour and the Duchess's good character. But I do not think the judge overlooked the thrust of the People Article. The judge's focus was simply on whether it was necessary or proportionate to deploy the contents of the Letter in answer to the People Article. As I have said, if the test is wrong, that is one thing (which I will deal with under the fourth issue below), but the judge did not misunderstand the facts.
Markle's
defence to the allegations in the People Article. The judge referred to the headline: "Revealed: The letter showing true tragedy of Meghan's rift with a father she says has 'broken her heart into a million pieces'" and to the first line of the first of the Articles: "[t]he full content of a sensational letter written by [the Duchess] to her estranged father shortly after her wedding can be revealed for the first time today". Mr
Markle's
responses were somewhat incongruously reported in answer to line-by-line quotations from the Letter.
Markle,
and wrongly found that the effect of the inaccuracy of the People article on Mr
Markle's
reputation and private life was modest (see [125]). This seems to me to address the wrong question. The question is whether it was appropriate (to use a neutral word) to publish large parts of the detailed contents of the Letter in order to rebut the allegation that the letter was an olive branch. The judge thought it was not, partly because, as he said at [125(1)], the use of the term "olive branch" was more a misdescription of the claimant's behaviour in writing the Letter than an attack on Mr
Markle.
The real questions here, though, are (i) whether the judge was wrong to think that further evidence was not needed to decide the issue, and (ii) whether the judge was wrong to decide it was inappropriate to deploy the content of the Letter in answer to the People Article.
Markle
understood the Letter was "of scant relevance" and he assumed anyway that what was pleaded was true. I will deal with the second question identified at [78] above under the fifth issue below.
3. The reasonable expectation of privacy issue: Did the judge adopt a flawed analysis of the factors undermining the Duchess's reasonable expectation of privacy?
Markle
and the Letter, contained in the Book, "could only have come" from the claimant. In addition, the judge said, and I agree, that Mr Verity's evidence that the Authors were given a copy raised a triable factual issue, but that it was of no consequence for the purposes of the public domain question. In these circumstances, neither the Addleshaw Goddard letter nor the possibility of further evidence about the claimant's dealing with the Authors or People magazine could possibly have deprived her of the reasonable expectation of privacy that she had in the detailed contents of the Letter, as the judge found on the basis of a copious analysis of the Murray factors.
4. The appropriate test issue: Did the judge wrongly suggest that the defendant had to justify an interference with the claimant's right of privacy?
5. The right of reply issue: Did the judge wrongly apply a strict test of necessity and proportionality to Mr
Markle's
right of reply to the People Article?
137. It should be emphasised that the 'reasonable expectation of privacy' is a threshold test which brings the balancing exercise into play. It is not the end of the story. Once the information is identified as 'private' in this way, the court must balance the claimant's interest in keeping the information private against the countervailing interest of the recipient in publishing it. Very often, it can be expected that the countervailing rights of the recipient will prevail.
140. The application of the proportionality test is more straightforward when only one Convention right is in play: the question then is whether the private right claimed offers sufficient justification for the degree of interference with the fundamental right. It is much less straightforward when two Convention rights are in play, and the proportionality of interfering with one has to be balanced against the proportionality of restricting the other. As each is a fundamental right, there is evidently a "pressing social need" to protect it. The Convention jurisprudence offers us little help with this. The European Court of Human Rights has been concerned with whether the state's interference with privacy (as, for example, in Z v Finland (1997) 25 EHRR 371) or a restriction on freedom of expression (as, for example, in Jersild v Denmark (1994) 19 EHRR 1, Fressoz and Roire v France (2001) 31 EHRR 2, and Tammer v Estonia (2001) 37 EHRR 857) could be justified in the particular case. In the national court, the problem of balancing two rights of equal importance arises most acutely in the context of disputes between private persons.
141. Both parties accepted the basic approach of the Court of Appeal in In re S [2003] 3 WLR 1425, 1451-1452, at paras 54 to 60. This involves looking first at the comparative importance of the actual rights being claimed in the individual case; then at the justifications for interfering with or restricting each of those rights; and applying the proportionality test to each. The parties in this case differed about whether the trial judge or the Court of Appeal had done this, the appellant arguing that the Court of Appeal had assumed primacy for the Article 10 right while the respondent argued that the trial judge had assumed primacy for the Article 8 right.
These authorities, in my view, clearly establish that a person making a communication on a privileged occasion is not restricted to the use of such language merely as is reasonably necessary to protect the interest or discharge the duty which is the foundation of his privilege ; but that, on the contrary, he will be protected, even though his language should be violent or excessively strong, if, having regard to all the circumstances of the case, he might have honestly and on reasonable grounds believed that what he wrote or said was true and necessary for the purpose of his vindication, though in fact it was not so.
Markle's
entitlement to reply to the attack in the People Article were said to be much too narrowly stated. This led the judge at [103], the defendant argued, to reject the suggestion that disclosure of the Letter was a contribution to a debate of general or public interest, rather than simply for the purpose of satisfying public curiosity.
Markle
in the People Article, and the realities of the nature of the publication in the Articles. His main conclusion was that the publication of extensive extracts from the verbatim contents of the Letter was disproportionate to the limited right to reply that Mr
Markle
undoubtedly had. Indeed the contents of the Letter, as I have said more than once, were a further rendition of the claimant's point of view, and therefore not naturally likely to be a reasonable way of rebutting allegations against Mr
Markle.
The way that the Articles deployed the Letter was anyway not by way of defence for Mr
Markle.
Instead, the Letter was splashed as a new public revelation. Even the response to the crucial [15] of the Letter (as numbered by the judge at [45], and at [18] above) alleging Mr
Markle
had lied and demanding that he stop going to the press was not answered with any rebuttal just with a comment that Americans did not use the expression "you are so far down this rabbit hole". It is true that the sub-headline reading "How Meghan's media fightback led her Dad to reveal Letter he wanted to keep secret" suggested that the People Article was the catalyst for the publication of the Letter. But even that small section of the Articles only provides slim justification for the Letter being deployed to rebut the allegations that the People Article had made against him. It says that the Letter was not a loving one and did not reach out to him, and that the claimant could not have it both ways. But the remainder of the Articles simply glorify the disclosure of the contents of the Letter, which, as I have said, are actually more of the same in the sense that they accuse Mr
Markle
of bad behaviour; the opposite of a rebuttal by way of defence. To answer the second question posed at [78] above, in my judgment the judge was right to decide that it was inappropriate and disproportionate to deploy the detailed content of the Letter in answer to the People Article.
6. The public interest/article 10 copyright issue: Did the judge fail properly to evaluate the interference with article 10?
Markle's
own right to free speech. The judge had also failed to evaluate the extent or weight of the copyright, in the sense of the intellectual creativity in the Letter. Had he done so, he would have realised that the Letter had a low level of copyright protection to put in the balance against the article 10 rights. It was wrong also to assume that using large parts of the Letter was more objectionable than using less, since using more allows fairer evaluation.
Markle
and Associated Newspapers. Whilst it is true that the judge did not expressly mention Mr
Markle's
article 10 rights, that was the context to the exercise he was undertaking. Thirdly, I think that Mr Speck's criticisms of the judge's references to Ashdown were overstated. Indeed, at [39], Lord Phillips CJ said in Ashdown that: "in most circumstances, the principle of freedom of expression will be sufficiently protected if there is a right to publish information and ideas set out in another's literary work, without copying the very words which that person has employed to convey the information or express the ideas. In such circumstances it will normally be necessary in a democratic society that the author of the work should have his property in his own creation protected". At [58], Lord Phillips said "[w]e prefer the conclusion of Mance LJ [in Hyde Park at [82]] that the circumstances in which public interest may override copyright are not capable of precise categorisation or definition. Now that the Human Rights Act 1998 is in force, there is the clearest public interest in giving effect to the right of freedom of expression in those rare cases where this right trumps the rights conferred by the [CDPA]". These dicta were relevant to what the judge had to decide, even bearing in mind the different factual context in Ashdown. Fourthly, I cannot see that the defendant has seriously impugned the balancing exercise that the judge carried out in what was a careful and detailed decision. I do not think it is a valid criticism to suggest that he did not set out all the arguments again under this heading, when he correctly explained the exercise he had to undertake and reached a clear conclusion. In the result, I also agree with the conclusion he reached.
7. The fair dealing copyright issue: Did the judge wrongly rely on his privacy analysis to reject the fair dealing defence?
Markle's
reaction to the People Article and his dispute with it and with the claimant's view of her conduct towards him), and accepted that some other events might also arguably qualify. But the judge did not comment on the defendant's pleading that the Letter and the claimant's views had entered the public domain by wide reporting. It was, the defendant argued, impossible to evaluate the fairness of the publication summarily. Moreover, the judge failed to understand how liberally the concept of fair dealing was to be interpreted and elided the question of fairness with the question of what was, in the context, reporting current events. According to Mr Speck, the judge simply took too narrow a view of the public interest in the current events surrounding the estrangement of the claimant and Mr
Markle.
And the Articles did report some of the events that the judge had himself accepted were current events.
Conclusions
Markle's responses to the inaccurate allegations against him in the People Article. The true purpose of the publication was, as the first 4 lines of the Articles said: to reveal for the first time [to the world] the "[t]he full content of a sensational letter written by [the Duchess] to her estranged father shortly after her wedding". The contents of the Letter were private when it was written and when it was published, even if the claimant, it now appears, realised that her father might leak its contents to the media.
Dame Victoria Sharp, President of the Queen's Bench Division:
Lord Justice Bean:
Note 1 Renumbering them to ignore those grounds for which permission was not granted. [Back] Note 2 See Maccaba v. Liechtenstein [2004] EWHC 1579 (QB) at [4], Toulson and Phipps on Confidentiality (4th Ed.) at [1.004], [1.012] and [1.045], Gatley on Libel and Slander 12th edition at [22.5 n 41].
[Back] Note 3 See McKennitt v. Ash [2008] QB 73, per Buxton LJ [50], and [2005] EWHC 3003 (QB) per Eady J at [77]. [Back] Note 4 Risk-taking might affect damages, but did not excuse intrusion: see Mosley v. News Group Newspapers Ltd [2008] EWHC 1777 (QB) per Eady J at [225-226]. [Back]