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You are here: BAILII >> Databases >> Intellectual Property Enterprise Court >> Shnuggle Ltd v Munchkin, Inc. & Anor [2019] EWHC 3149 (IPEC) (20 November 2019)
URL: http://www.bailii.org/ew/cases/EWHC/IPEC/2019/3149.html
Cite as: [2019] EWHC 3149 (IPEC)

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Neutral Citation Number: [2019] EWHC 3149 (IPEC)

IN THE HIGH COURT OF JUSTICE
BUSINESS AND PROPERTY COURTS OF ENGLAND AND WALES
INTELLECTUAL PROPERTY LIST (ChD)
INTELLECTUAL PROPERTY ENTERPRISE COURT

Rolls Building
New Fetter Lane
London
20 November 2019

B e f o r e :

HER HONOUR JUDGE MELISSA CLARKE
sitting as a Judge of the High Court

____________________

SHNUGGLE LIMITED


Claimant
- and -


(1) MUNCHKIN, INC.
(2) LINDAM LIMITED


Defendants

____________________

Mr Michael Hicks (instructed by Gowling WLG) for the Claimant
Ms Lindsay Lane QC (instructed by D Young & Co) for the Defendant
Hearing dates: 23 and 24 September 2019

____________________

HTML VERSION OF JUDGMENT
____________________

Crown Copyright ©


Her Honour Judge Melissa Clarke:

INTRODUCTION

1.                  This case involves design rights in baby baths. Baby bath design has become significantly more sophisticated since I last purchased one about 13 years ago, which was little more than an elongated bucket. They are now available in a myriad of sizes, shapes and colours with numerous features such as collapsibility for storage, detachable cups to pour water, integral drains etc. Of particular importance to this case is the development of a common feature which appears to be colloquially known in the field as a “bum bump”. This is a feature which is intended to stop a slippery wet baby from sliding down the bath and underneath the surface of the water. It is generally (but not always) a moulded ‘lift’ at the bottom of the baby bath, so that the baby’s bottom sits in the space to the rear of it and the baby’s legs sit over or around it, hence preventing slippage. It has the added benefit of providing support to free the carer’s hands to wash the baby.

2.                  The Claimant (“Shnuggle”) is a small company based in Northern Ireland, which designs, manufactures and sells baby products. The First Defendant (“Munchkin”) is a large company based in the US, which does the same. The Second Defendant (“Lindam”) is an indirect subsidiary of Munchkin. It is based in the UK and distributes Munchkin’s products here. Mr Michael Hicks appears for Shnuggle and Ms Lindsay Lane, Queen’s Counsel, appears for Munchkin and Lindam.

Shnuggle and the Shnuggle Mk1 and Shnuggle Mk 2 baths

3.                  In 2012 and 2013 Shnuggle (through its director and product designer Adam Murphy) designed and developed for production a baby bath made from expanded polypropylene foam, which it first sold on the market in January 2014. It sold about 700 units in total: half in the UK and half to retailers in Spain and Poland. I will refer to this baby bath as the Shnuggle Mk 1.

Fig 1a, 1b, and 1c: Shnuggle Mk 1

4.                  Shnuggle was not satisfied with the production quality of Shnuggle Mk 1 and so it developed that design further between August and December 2014, producing a version made from thinner, injection moulded polypropylene. This first sold on the market in the UK in early 2015. I will refer to this baby bath as the Shnuggle Mk 2.

Fig 2a, 2b: Shnuggle Mk 2

5.                  The Shnuggle Mk 2 has achieved significant commercial success in the UK, Europe, North America, Asia and Australia, selling online and through major retailers. These include, in the UK, John Lewis, Argos, Mothercare and Mamas and Papas.

6.                  Shnuggle own two registered Community designs with which this claim is concerned (the “RCDs”):

i)                    No. 002224196-001 (“RCD-196”) filed on 20 April 2013 in respect of the Shnuggle Mk 1 (see Annex 1 to this judgment);

ii)                  No. 002616763-0001 (“RCD-763”) filed on 20 January 2015 in respect of the Shnuggle Mk2 (see Annex 2 to this judgment).

7.                  Shnuggle also claims UK unregistered design rights under section 213 of the Copyright Designs and Patents Acts 1988 (“CDPA”) in respect of 6 designs (“UDRs”) which relate to certain parts of the Shnuggle Mk 1 and Shnuggle Mk 2 baby baths (“Shnuggle Designs”). The Shnuggle Designs are identified in the Particulars of Claim at paragraphs 12(1) to (6) and at Annex 5 thereto. Some (but not all) views of the Shnuggle Designs have been set out, conveniently, in a single table in the Claimant’s skeleton argument, and I reproduce that at Annex 3 to this judgment.

Munchkin and the Sit & Soak bath

8.                  Mr Quinn Biesinger, senior product designer of Munchkin, designed a baby bath for Munchkin in October and November 2017. This was first sold on the market in the UK in January 2019 under the name “Sit & Soak”.  The Sit & Soak is sold online and through retailers including Argos. Munchkin accepts: (i) that there is no evidence that Mr Biesinger saw or had access to the Shnuggle Mk 1; and (ii) that Mr Biesinger had a sample of the Shnuggle Mk 2, which was a point of reference and an inspiration for the design of the Sit & Soak. Indeed, an internal email of 26 October 2017 briefing Mr Biesinger during the design process describes his objective as “aiming for a Shnuggle inspired design with some added Munchkin flair and features”. After a meeting on 1 November 2017 in which Mr Biesinger had presented some designs, he was instructed to “Head more toward Shnuggle based on Amazon reviews”.

 


Fig 3a, 3b, 3c: Sit & Soak

 

9.                  Fig. 4a, 4b and 4c below show the Shnuggle Mk 1 (left), Shnuggle Mk 2 (centre) and Sit & Soak (right) side by side from the top, side and underneath.

 

 

 

 

 

 

The parties’ cases

10.              Shnuggle claims that the Sit & Soak infringes both the UDRs and the RCDs.

11.              In respect of the UDRs, Munchkin and Lindam dispute subsistence of the rights, deny copying and deny infringement.

12.              Munchkin and Lindam rely on the following pleaded prior art as commonplace designs:

i)                   The Tippitoes mini bath (“Tippitoes”):

  

Figs. 5a, 5b and 5c: Tippitoes

ii)                 The Mothercare slipper bath (“Mothercare slipper”):

  

Figs 6a, 6b, 6c: Mothercare slipper

iii)              The Amalfi slipper bath (“Amalfi”), which is not a baby bath:

  

Figs. 7a, 7b, 7c: Amalfi

iv)               The Mebby Cocoon portable baby bath (“Mebby Cocoon”):

Figs. 8a, 8b, 8c

v)                 The Shnuggle Mk 1 (see above).

13.              In respect of the RCDs, Munchkin and Lindam deny infringement and by their counterclaim challenge their validity on the basis of prior art. However this was narrowed at trial as the challenge to the validity of RCD-196 was not pursued. Accordingly only the validity of RCD-763 remains in issue.

14.              It is not disputed that if the Sit & Soak bath infringes either the UDRs or the RCDs, Lindam is also liable, as both Lindam and Munchkin accept joint responsibility for the sale of the Sit & Soak in the UK.

THE ISSUES

15.              His Honour Judge Hacon made a directions order on 26 March 2019 which limited the issues for determination at trial. Those are reproduced below, amended slightly to reflect the position at trial:

Registered Designs

i)                   Whether [RCD-763 is] valid;

ii)                 Whether the Sit & Soak bath is an infringement of the RCDs;

Unregistered Designs

iii)              Whether design right is capable of subsisting in the Shnuggle Designs as being designs for the whole or part of an article;

iv)               Whether the Shnuggle Designs are original;

v)                 Whether the Shnuggle Designs are commonplace;

vi)               Whether the Sit & Soak is an article which has been made by copying the Shnuggle Designs;

vii)            Whether the Sit & Soak is an article which has been made to produce articles exactly or substantially to each of the Shnuggle Designs.

The Evidence

16.              As is usual in IPEC, HHJ Hacon directed that the statements of case stand as the evidence in chief. He further directed that the parties be permitted witness statements of fact in respect of issue 1 (validity of the RCDs), 4 (originality), 5 (commonplace) and 6 (copying).

17.              He directed expert evidence, including from Mr Murphy as an in-house expert, on issue 1 (validity of the RCDs), issue 2 (infringement of the RCDs), issue 5 (commonplace), issue 6 (copying) and issue 7 (exactly or substantially), with the evidence on issues 1, 2 and 7 being limited to comparative drawings and explanations.

18.              In addition, the parties have prepared a chart in the form recommended as useful by HHJ Hacon in Action Storage Systems Limited v G-Force Europe.com Limited [2016] EWHC 3151 to assist the court in considering individual features of the designs.

19.              Shnuggle relies on a single witness: Mr Adam Murphy as both a witness of fact and an expert witness. He filed a witness statement dated 14 June 2019 and an expert report dated 2 August 2019 and was cross-examined and re-examined.

20.              Munchkin and Lindam rely on the following witnesses:

i)                   Mr Quinn Biesinger, the lead designer of the Sit & Soak, as a witness of fact. He filed a witness statement dated 13 June 2019 upon which he was cross-examined and re-examined.

ii)                 Mr Nicholas Trumbo as a witness of fact. He filed a witness statement dated 13 June 2019 which, subject to some agreed redactions, is not disputed. Accordingly he did not attend trial.

iii)              Mr Michael Corcoran, industrial designer, as an expert witness for the Defendants. He filed a report dated  2 August 2019  and was cross-examined and re-examined.

21.              I found Mr Murphy and Mr Biesinger to be good, straightforward witnesses of fact. I am satisfied that each of them endeavoured to assist the court with truthful evidence to the best of their ability, recollection and belief. Mr Murphy did, as Ms Lane submits, have a difficult job in being both witness of fact and expert but I consider that he did so carefully and avoided too much elision of those roles, although inevitably there was some. Ms Lane in particular says that there were concessions he should have made as an expert which he did not make, probably because of the close identification he had with the Shnuggle baths as their designer. I accept that, but they were few.

22.              I found Mr Corcoran to be a good expert of assistance to the court.

23.              I will consider the claims in respect of the RCDs first before moving onto the UDRs.

THE REGISTERED DESIGN CLAIMS

Legislation

24.              Council Regulation 6/2002/EC of 12 December 2001 on Community designs (“the Regulation”) applies. The relevant Articles include the following:

Article 4

Requirements for Protection

1. A design shall be protected by a Community design to the extent that it is new and has individual character.

Article 5

Novelty

1. A design shall be considered to be new if no identical design has been made available to the public:

...

(b) in the case of a registered Community design, before the date of filing of the application for registration of the design for which protection is claimed, or, if priority is claimed, the date of priority.

2. Designs shall be deemed to be identical if their features differ only in immaterial details.

Article 6

Individual character

1. A design shall be considered to have individual character if the overall impression it produces on the informed user differs from the overall impression produced on such a user by any design which has been made available to the public:

...

(b) in the case of a registered Community design, before the date of filing the application for registration or, if a priority is claimed, the date of priority.

2. In assessing individual character, the degree of freedom of the designer in developing the design shall be taken into consideration.

Article 10

Scope of Protection

1. The scope of the protection conferred by a Community design shall include any design which does not produce on the informed user a different overall impression.

2. In assessing the scope of protection, the degree of freedom of the designer in developing his design shall be taken into consideration.”

25.              Jacob LJ in Dyson Ltd v Vax Ltd [2012] FSR 4 at [8] and [9], emphasising a passage from his judgment in Procter & Gamble v Reckitt Benckiser [2008] ECDR 3 at [3] and [4] said “The most important things are the registered design, the accused object and the prior art, and the most important thing about each of these is what they look like”. The Supreme Court in Magmatic approved this pithy summary of registered design law.

Discussion of legal principles

New

26.              ‘Immaterial details’ means ‘only minor and trivial in nature, not affecting overall appearance’. This is an objective test. The design must be considered as a whole. It will be new if some part of it differs from any earlier design in some material respect, even if some or all of the design features, if considered individually, would not be.

Individual Character

27.              Recital 14 to the Regulation provides some guidance on the meaning of  ‘individual character’:

“The assessment as to whether a design has individual character should be based on whether the overall impression produced on an informed user viewing the design clearly differs from that produced on him by the existing design corpus, taking into consideration the nature of the product to which the design is applied or in which it is incorporated, and in particular the industrial sector to which it belongs and the degree of freedom of the designer in developing the design.”

28.              Designs within the existing design corpus must be considered individually, and not by combining features of some designs with those of others.

Informed User

29.              What is the nature of the informed user? He or she is notional and a construct. The Court of Appeal approved the description of HHJ Birss QC (as he then was) sitting as a High Court Judge at [33] and [34] of Samsung Electronics (UK) Ltd v Apple Inc. [2012] EWHC 1882 (Pat), [2013] ECDR 1 in the appeal from that judgment Samsung Electronics (UK) Ltd v Apple Inc. [2012] EWCA Civ 1339, [2013] FSR 9:

“[33] The designs are assessed from the perspective of the informed user. The identity and attributes of the informed user have been discussed by the Court of Justice of the European Union in PepsiCo v Grupo Promer (C-281/10P) [2012] RSR 5 at paragraphs 53 to 59 and also in Grupo Promer v OHIM [2010] ECDR 7, (in the General Court from which PepsiCo was an appeal) and in Shenzen Taiden v OHIM, case T-153/08, 22 June 2010, BAILII: [2010] EUECJ T-153/08.

[34] Samsung submitted that the following summary characterises the informed user. I accept it and have added cross-references to the cases mentioned:

He (or she) is a user of the product in which the design is intended to be incorporated, not a designer, technical expert, manufacturer or seller (PepsiCo paragraph 54 referring to Grupo Promer paragraph 62);

However, unlike the average consumer of trade mark law, he is particularly observant (PepsiCo paragraph 53);

He has knowledge of the design corpus and of the design features normally included in the designs existing in the sector concerned (PepsiCo paragraph 59 and also paragraph 54 referring to Grupo Promer paragraph 62);

He is interested in the products concerned and shows a relatively high degree of attention when he uses them (PepsiCo paragraph 59);

He conducts a direct comparison of the designs in issue unless there are specific circumstances or the devices have certain characteristics which make it impractical or uncommon to do so (PepsiCo paragraph 55).

[35] I would add that the informed user neither (a) merely perceives the designs as a whole and does not analyse details, nor (b) observes in detail minimal differences which may exist (PepsiCo paragraph 59).”

Technical function exception

30.              Registered design protection will not subsist in ‘features of appearance of a product which are solely dictated by its technical function’ (Article 8(1) of the Regulation).

31.              If all of the features of appearance of the product are solely dictated by its technical function, then the registration will be invalid (per the UK Board of Appeal decision in Lindner Recyclingtech v Franssons Verkstader [2010] ECDR 1) which is not binding upon, but which has been approved by, English courts: see Arnold J in Dyson v Vax, approved by the Court of Appeal on appeal and Birss J in Sealed Air v Sharp Interpack. This is not such a case. However, where only one or more features of appearance of a product are solely dictated by its technical function, but others are not, considerations arise about scope of protection and the design freedom of the designer.

Degree of Design Freedom

32.              The court must take the degree of freedom of the designer in developing the design into consideration both in assessing ‘individual character’ (Article 6(2) of the Regulation) and in assessing the scope of protection (Article 10 of the Regulation). It is important because similarities between products which are attributable to design constraints will be given little significance in the comparison of the overall impressions they produce. Where there is a high level of design freedom, attention is likely to be focussed on those parts where there is a greater potential for variability.

33.              His Honour Judge Hacon sitting as a Judge of the High Court in Cantel Medical (UK) Ltd v ARC Medical Design Ltd [2018] EWHC 345 (Pat) discussed the designer’s degree of design freedom, setting out the key points to consider:

i)                   The constraints imposed by the technical function of the product or the statutory requirements;

ii)                 Similarities between the designs of corresponding parts of two products which are attributable to design constraints will be given little significance in the comparison of the overall impressions they produce;

iii)              Where there are at least some elements in respect of which the designer had a high level of design freedom, attention is likely to be focused on those parts with their greater potential for variability. Similarities cannot be explained away be design restraints and will tend towards the view that overall impressions do not differ, whereas differences will lead towards the opposite conclusion;

iv)               Finally, when comparing the design in question to the design corpus, HHJ Hacon in Cantel explains at [169] that:

a)                 A design which is markedly different will confer a greater scope of protection;

b)                 Little or no weight should be given to common features.

Design Representation

34.              An issue in this case is the impact of the colour and contrast shown on a registered design to the scope of protection. That is because when a registered design comes before the court which is to determine the scope of protection, the question is a matter of the proper interpretation of the relevant registration, and the images included in that representation.

35.              In PMS International Group Plc v Magmatic Limited [2016] UKSC 12, Lord Neuberger (with whom all others agreed) said at [32]:

“It is for an applicant to make clear what is included and what is excluded in a registered design and he has wide freedom as to the means he uses. It is not the task of the court to advise the applicant how it is to be done.”

36.              He further quoted with approval from the writings of Dr Martin Schlotelburg, of the EUIPO design department:

“…the selection of the means for representing a design is equivalent to the drafting of the claims in a patent: including features means claiming them.”

37.              In summary, it is up to the applicant for a registered design right to decide what to apply for (e.g. the design for the whole article or just part, and if so what part(s)), what features to include in the design application and what to leave out, and how to represent them. As Munchkin submits, and as I accept, per Magmatic on appeal, where a design is registered in colour and/or contrast, then that must be taken into account when considering infringement, and the use of colour and/or contrast will serve to limit the scope of the registered design.

Assessment

38.              I will deal with whether the Sit & Soak infringes RCD-196 before going on to consider whether RCD-763 is valid and, if so, whether the Sit & Soak infringes it.

Who is the informed user?

39.              I consider that the market/industrial sector is the general market for baby baths, rather than a wider market for baths generally (which would include adult or specialist baths). It is common ground that the informed user is an interested and observant adult user of baby baths who may be a parent, carer, or relative of the baby who is to use it. He has the characteristics identified by HHJ Birss in Samsung v Apple set out above.

What is the design corpus?

40.              It is common ground that there is a wide and varied design corpus in the general market for baby baths of which the informed user would be aware, and I have been provided with physical examples of many of them. They include the Tippitoes, Mothercare slipper, Mebby Cocoon and Shnuggle Mk 1 which are part of the prior art I have identified for the UDR claim, but also a great number of others, including: a “traditional” Mothercare bath; the Tummy Tub; the Boon Naked which is a collapsible bath; the Boon Soak; the Nuby which is almost identical to the Tippitoes; and the John Lewis Value bath which is another ‘slipper’ type bath similar to the Mothercare, with a higher back than front, albeit the latter has a more modern aesthetic.

Is the RCD-196 new and does it have individual character?

41.              It is Shnuggle’s case that the RCD-196 is a significant design departure from existing baby baths, which were either of a more traditional type requiring the baby to recline back considerably while being bathed, or of ‘bucket’ type baby baths like the Tummy Tub and Mebby Cocoon. Munchkin accepts that there is no evidence in the design corpus of any identical design which had been made available to the public in the UK at the time the RCD-196 was designed, and nor is there any baby bath whose features differ only in immaterial details.

42.              Munchkin submits that RCD-196 is an intermediate type bath, suitable for older babies than newborns, which allows them both to be supported in a more upright position at 3-5 months or so, and also to sit by themselves from 5 or 6 months old. Mr Murphy accepted all of those points in cross-examination. However Munchkin submits that the Tippitoes is a similar intermediate-type bath with similar features, and of similar size to the Shnuggle Mk1. It points to an email written by Mr Murphy to his wife while he was designing the Shnuggle Mk1 attaching a screenshot of the Tippitoes and entitled “A similar bath!!!” I accept that there are similarities in what the Tippitoes is trying to achieve in terms of aiming at a similar age-range of baby, producing support in the form of an angled back in a more upright position and with a bum bump. However design right does not protect ideas. The way in which the Tippitoes and the RCD-196 achieve those aims is visually extremely different in my judgment, giving rise to a significantly different design.

43.              I am satisfied that RCD-196 is new and has individual character.

What are the technical constraints and the degree of freedom of the designer?

44.              I must consider what features of the design of a baby bath are solely dictated by technical constraints or other design constraints . In doing so I am considering designs for the industrial sector I have identified, i.e. the general baby bath market. Accordingly the design constraints include constraints of volume manufacture and sale. I am not concerned with hand-hammered, bespoke copper baby baths, which is a different market.

45.              Shnuggle submits that the only real technical constraints on the designer of a baby bath are that the bath must hold water and be sufficiently large to take a baby. I accept those are two constraints, but I do not accept those are the only ones.

46.              Munchkin submits that the designer of a baby bath is subject to a number of design constraints which limit the scope of protection, and which I set out below with my comments:

i)                   The baby will be within a range of proportions (depending on its age). I agree that it is a design constraint that a baby bath must fit babies of different sizes and shapes within the age range that it is designed for, and that a baby’s size will increase over the time during which the baby bath will likely be used;

ii)                 The baby will not (at least initially) be able to support itself or its head and limbs. This seems to me to relate to the baby and is not a constraint on the design of the bath. Although I accept that a younger baby will require some support when using a baby bath, that support could be provided entirely by the baby’s carer, as is the case when one bathes a baby in a sink. Any requirement for the baby bath itself to provide partial or full support may be a design objective, but in my judgment it is not a design constraint.

iii)              The baby bath needs to be small enough to fit in a sink. I do not accept that as a design constraint, although it may be a design objective. There are many volume-manufactured baby baths which do not fit into a sink. In addition it raises further questions about the size and shape of the sink it must fit in, sinks also being subject to very wide variation (as accepted by Mr Corcoran in cross-examination);

iv)               The baby bath needs to be light enough to be portable. I accept that as a design constraint;

v)                 The baby bath needs to be stable with the water and baby in. I accept that as a design constraint as a matter of both safety and practicality;

vi)               There needs to be enough space to wash the baby. I accept that as a design constraint;

vii)            The baby bath needs to be suitable for volume manufacturing at a relatively low price point. I agree it needs to be suitable for volume manufacturing and sale but this relates to the sector, and is not a design constraint. I do not know what “relatively low” means in this context. Relative to what? I accept there is a range of acceptable prices, as did the experts in cross-examination. In fact nothing turns on it; and

viii)          The baby bath needs to be capable of being easily stacked during transport, storage and retail. I accept this is a design constraint related to the sector, which is general baby baths for volume manufacturing and sale.

47.              Despite these constraints, I am satisfied there is still a large degree of design freedom in the size (within a range), shape and overall appearance of a baby bath. This can be seen in the surprisingly wide range of baby bath designs contained in the design corpus.

What features are common in the design corpus?

48.              Munchkin submits that the following features, identified by Mr Corcoran, are common in the design corpus:

i)                   slipper baby baths (where the back is higher than the front) (see Mothercare slipper, John Lewis value);

ii)                 having the back at an angle to support the baby’s head;

iii)              a bum bump;

iv)               a pad at the baby’s head or back for comfort;

v)                 a base and sides;

vi)               narrower sides and a wider top; and

vii)            a skirt or flange around the base.

49.              Mr Murphy accepted these as common in cross-examination. Miss Lane also suggested, and he accepted, that an ellipse or oval shape for the base and top was common. I accept all of these, and that little or no weight should be given to common features.  She further suggested that a concave exterior curve from the higher at the top to lower at the bottom of the bath was common and he accepted it existed in the design corpus, but I don’t consider, looking at the design corpus, that it is common. I can see it in the Mebby Cocoon, which itself is a relatively unusual bath, but the vast majority of the design corpus have a convex exterior curve or are straight-sided. I do not find that to be common.

Scope of design ascertainable from the registration

50.              The scope of design ascertainable from the registration is viewed through the eyes of the informed user. How would he interpret the registration, which in this case is a series of CAD renderings without commentary? In particular, what is the significance of the colour of the renderings?

51.              Shnuggle submits that the colour of RCD-196 would be interpreted by the informed user to be off-white in colour, or perhaps a bluey-grey (but in any event monochrome), and he or she would interpret the colour in the rendered drawings as having no purpose save to indicate, in the tonal differences of the rendering, the shape of the design. Accordingly Shnuggle submits that the scope of design should not be limited to the colour blue and it is for shape only.

52.              I accept Munchkin’s submission that as a matter of fact, RCD-196 is registered in blue, whether that was Shnuggle’s intention or not. I cannot accept that the informed user would perceive the renderings either as off-white, or as a bluey-grey monotone intended to be any colour or none. Mr Murphy very fairly accepted in cross-examination that they were blue. If Shnuggle had wanted to register only the shape of the bath, instead of positively choosing the colour blue, it could have provided a line drawing (as it did for RCD-763) or rendered it in monochrome shades of grey. In my judgment that colour choice limits the scope of protection, per Magmatic.

What overall impression does the design, prior art and accused product give?

53.              Munchkin submits that the most notable features of the RCD-196 when compared to the prior art are:

i)                   the perfect oval shape formed by the top and back of the bath;

ii)                 the prominent flat rim;

iii)              the handles on the middle of the sides;

iv)               the absence of a back pad;

v)                 the colour blue; and

vi)               the particular shape of the bump.

I agree with that list, save that I consider the fact that the bum bump is a hump which goes from side to side at the base of the bath is notable by the informed user, rather than any specific dimensions or cross-section of it. I would also add that I consider the way in which the body of the bath flares out from the oval base to the oval top to be a notable feature. None of these, save the last which I have added, are present in the Sit & Soak.

54.              Shnuggle submits that the similarities between the RCD-196 and the Sit & Soak include:

i)                   The generally oval cross-sections, and the proportions of the ovals in RCD-196 (i.e. length and width) are very similar. I do not consider that the informed user will be assessing the similarity of the two designs by reference to cross-sections or measurements, although I accept that he or she will notice whether proportions are similar or dissimilar. I consider that the informed user will consider that the Sit & Soak is of generally similar proportions, but with an elongated back.

ii)                 All the horizontal cross-sections are oval. I accept that the informed user will note the oval base, the oval pedestal and the generally oval tops of RCD-196 and the Sit & Soak but again I do not consider he or she will perceive them in terms of cross-sections.

iii)              The very similar ‘bum bump’ in terms of both height and position. I accept the height and position are similar but I consider the informed user will perceive the shape of the bum bumps as differences.

iv)               The way in which the upper edge of the baths start relatively horizontally and then curve upwards, leading to a higher back than front. This is a description of a slipper bath which I have found to be common.

v)                 The similar rolled edge effect. I disagree. RCD-196 does not have a rolled edge but a flat solid rim.

55.              Munchkin submits that the differences are:

i)                   RCD-196 is thick walled, whereas the Sit & Soak is thin walled. That means that the rolled edge effect, while similar, is created differently. I disagree. I accept Shnuggle’s submission that the thickness of the walls of RCD-196 are not easy to perceive from the design, and certainly not in the way that it is easy to perceive in the Shnuggle Mk1. Accordingly I do not consider that the informed user would perceive this as a significant difference, although they might extrapolate from the thick edge that there is some difference in thickness.  

ii)                 The Sit & Soak is slightly longer (4.8% at the bottom, 7.2% at the top). I consider that the informed user has no reason to measure these baths and will perceive them as very similar in proportions at the bottom, but will perceive that the Sit & Soak is longer at the top because of the elongated back in which the handle is placed.

iii)              The Sit & Soak ‘bum bump’ is slightly different at the corners, but the cross-section is almost identical. I do not consider that the informed user will be assessing what the two bumps might look like in cross-section. As I have already indicated, I think the informed user will perceive that the bump is similar in terms of placement and height, but will consider the shape of the bump to be quite different.

iv)               The back of the Sit & Soak extends upwards more than in RCD-196. I agree.

v)                 While the upper edge curves upwards in both when viewed from the side, the Sit & Soak curve is slightly different. I consider the informed user will perceive Sit & Soak to be quite different in this aspect.

vi)               The Sit & Soak has a padded back that has been stuck on after manufacture of the main bath. I agree that the padded back is a difference but I do not know that the informed user will perceive how it has been manufactured.

vii)            The base of the Sit & Soak has a flange and the underside is consequently different. I do not consider that the informed user will pay very much attention to the flange or the underside, save for the feet.

viii)          The Sit & Soak has a plug. I am satisfied that the informed user will perceive this difference.

Discussion and decision

56.              In my judgment the main visual similarities between the RCD-196 and the Sit & Soak are around the shape and proportions of the body or pedestal of both, and in particular the profile of the body of the baths as they rise and flare out from base, below the rim. The shape and size of the body of the bath are subject to some design constraints, but that elegant externally concave rise from an oval base which the RCD-196 and Sit & Soak share is not seen elsewhere in the design corpus before the RCD-196. The closest is the Mebby Cocoon which has a rounder base, smaller proportions and does not flare out to the same extent, although it does display external concavity. I agree that the higher back than the front in both the RCD-196 and Sit & Soak is visually similar, but I consider that this is common in the slipper-type baths in the design corpus.

57.              The main differences that I consider would be identified by the informed user, are the following:

i)                   The Sit & Soak does not show the perfect oval shape of the top of the RCD-196. Rather, it has been pulled out and extended at the back in a sort of teardrop shape, so that the overall shape of the bath is like a Chinese soup-spoon, rather than the purer flared-oval shape of the RCD-196. I consider that the informed user would give this significant weight as it produces a significantly different visual impression, and the shape of the top of the Sit & Soak is not seen in the design corpus.

ii)                 The thin, floating edge of the Sit & Soak, which is pulled out from the sides and front of the bath but not the rear elongated back/handle, is quite different to the thick, seemingly solid rim around the whole of the top of RCD-196. Again, I consider that the informed user would give this significant weight as the visual impression that each create is quite different – airy and floating in the Sit & Soak and solid in the RCD-196.

iii)              The treatment of the handles. RCD-196 has small, quite unobtrusive handles at the side under the thick rim, whereas the Sit & Soak has no handles at the sides but instead a hole punched in the elongated back to serve as a handle. Again, I consider that the informed user would give this significant weight as the back and hole together produces a significantly different visual impression, both as a handle but also as a semi-circular hole. I consider that the informed user, when considering this hole, will understand this hole has practical utility as a means of storing the bath on a hook.

iv)               The back pad. RCD-196 has no back pad, whereas the Sit & Soak has a back pad which is a distinctive shape and extends the full length of the back and around the handle/hole.  Although I have found that a comfort pad at the back or head is a common feature, there is some design freedom in placement, size, and shape of that pad and the choices made in the distinctive Sit & Soak back pad are not seen in the design corpus and provide a noticeable visual impression. Accordingly I consider that the informed user will give this significant weight.

v)                 Presence of a drain in the Sit & Soak in a bold contrast colour. There is none in RCD-196 and this will be perceived as a significant visual difference.

vi)               Bum bump. This is an “island” type of bump in the Sit & Soak and a hump from wall to wall of RCD-196. I accept it is a point of difference as well as a point of similarity. Although the fact of the ‘bum’ bump is similar, and it is placed a similar distance from the back of the tub where the baby sits, in my judgment the informed user will perceive and give some weight to the different visual impressions given by the different shapes of the bump, because he will note that the baby’s legs can rest either side of the Sit & Soak ‘island’, which it cannot in the RCD-196. I do not place that weight very high, but it provides some weight.

vii)            The colour. I have found that RCD-196 is limited in scope to the colour blue. The Sit & Soak is white with blue contrasts in the back pad, drain, feet and small non-slip details on the base.

viii)          Other differences include the flange around the base of the Sit & Soak and the additional non-slip pad on the base of the Slip & Soak which do not appear in RCD-196, but these are very minor differences. I consider the informed user will notice the non-slip pad, but give it very little weight. I doubt he will notice the flange at all.

ix)               I do not consider that the informed user will give any material weight to the differences of the underside of the base, (including the differences in the construction of the flange) which are not visible in use, save that the contrasting blue feet of the Slip & Soak are noticeable enough to perhaps be noticed, particularly while the bath is overturned to be emptied or dried, or hung up on the back of a door as the hole in the handle enables it to be.

58.              Of course it is easier to perceive similarities and differences than to describe them in words. What matters is the overall visual impression arising from a side-by-side comparison of RCD-196 and the Sit & Soak. In my judgment if the informed user stands back and looks at the two together, directly comparing them with everything in mind that I have mentioned including the prior art, the Sit & Soak will produce a different overall visual impression in his or her mind. I would also have reached this conclusion even if I had found that RCD-196 was not limited in scope to the colour blue. The key reasons are in the Sit & Soak’s unusual teardrop shape compared to RCD-196’s oval, the extended, lengthened back to form a handle with a hole punched out of it, the distinctive shape and contrasting colour of the back pad extending up into and to the top of the handle, and the difference between the solid, flat, rim around the whole of the RCD-196 and the delicate floating edge of the front and sides only of the Sit & Soak.

59.              For those reasons I find that the Sit & Soak does not infringe RCD-196

Validity of RCD-763

60.              It is common ground that design corpus for RCD-763 includes the Shnuggle Mk1 and RCD-196.  Munchkin submits that RCD-763 is very similar to RCD-196 except:

i)                   It is not limited by colour, being a line drawing;

ii)                 It has no handles at the side

iii)              It has a back pad

iv)               It has a different ‘island’ shaped bump.

61.              I have found that my decision in relation to RCD-196 would have been the same even if it was not limited by colour, so that does not take us any further. I accept those other differences exist. To those I add from Shnuggle’s submissions: (v) RCD-763 has a flange and a consequently different underside of the base from RCD-196, and (vi) that the rim, while visually similarly thick from above, can be perceived to be a thinner rolled rather than solid edge.

62.              Mr Hicks also submits for Shnuggle that another difference between RCD-196 and RCD-763 is that the former is thick walled and the latter is thin-walled. I accept that is a difference between the Shnuggle Mk1 and the RCD-763 but I again find it difficult to perceive the thickness of the walls from the RCD-196 design when compared to the RCD-763 design.

63.              In terms of whether a design is new, this is measured against identical designs which have been made available to the public. I do not understand Miss Lane’s submissions for Munchkin to be that the RCD-763 is identical to the Shnuggle Mk 1 save for features which differ only in immaterial details, so she sensibly does not make the argument that RCD-763 is invalid as it is not new. Rather she submits that each of the other differences identified above are trivial from the perspective of the overall impression of the informed user, such that the RCD-763 does not make an overall impression which differs from that produced by RCD-196 or the Shnuggle Mk1 (both being prior disclosure), and so it is invalid for lack of individual character.

64.              Mr Hicks submits that the differences identified are all present in the Sit & Soak and therefore amount to similarities rather than differences between the Sit & Soak and RCD-763. Where I have rejected his primary case of infringement of RCD-196, he submits that these differences are visually important, and give individual character, so RCD-763 is valid over RCD-196. However he goes onto accept that if RCD-763 is valid, it will have a relatively narrow scope of protection because of the presence of RCD-196 and Shnuggle Mk 1 in the design corpus. Nonetheless he submits that the Sit & Soak will produce a very similar overall impression to the RCD-763 and accordingly I should find that it is infringed.

65.              I am with Munchkin. The handles at the side of the RCD-196 are extremely unobtrusive and their absence in RCD-763 makes little difference to the visual impression. The back pad is different, but it is also common both in fact and in the manner of its execution, so the informed user will give it no weight. The flange is common and of no interest to the informed user in my judgment. The differences to the underside I consider that the informed user will accord no weight. The rim is a rolled edge but the visual impression is of a similar flat wide rim to that of RCD-196 around the entirety of the top of the bath. The island shaped bump is slightly different to the RCD-196 in shape and placement but I do not consider it to be different enough to give, together with the absence of handles, a clearly different overall visual impression, particularly including the level of design freedom that I have found is accorded to a baby bath designer.  Accordingly I find that RCD-763 is invalid for lack of individual character.

66.              If I am wrong about that, and it does produce a sufficiently different overall visual impression to RCD-196 to be valid, I consider that the Sit & Soak nonetheless will give a different visual impression to the informed user to RCD-763, for the same reasons I gave in respect of RCD-196, and so I would find it not to infringe RCD-763.

THE UNREGISTERED DESIGN CLAIMS

Legislation

67.              Section 213 of the Copyright, Patents and Designs Act 1988 was amended by the Intellectual Property Act 2014. It provides, so far as is relevant, as follows:

“(1) Design right is a property right which subsists in accordance with this Part in an original design.

(2) In this Part ‘design’ means the design of the shape or configuration (whether internal or external) of the whole or part of an article.

(3) Design right does not subsist in—

(a) a method or principle of construction,

(b) features of shape or configuration of an article which—

(i) enable the article to be connected to, or placed in, around or against, another article so that either article may perform its function, or

(ii) are dependent upon the appearance of another article of which the article is intended by the designer to form an integral part, or

(c) surface decoration.

(4) A design is not ‘original’ for the purposes of this Part if it is commonplace in the design field at the time of its creation.”

68.              Section 226(1) CDPA provides that a person who is entitled to unregistered design right has the exclusive right to reproduce the design for commercial purposes by making articles to that design or by making a document recording the design.

69.              Section 226(3) provides:

“Reproduction of a design by making articles to the design means copying the design so as to produce articles exactly or substantially to that design”.

Discussion of legal principles

70.              There are three controversial areas of law between the parties on the legal principles:

i)                   What is a “part of an article” following the amendment to section 213(2) CDPA by section 1(1) of the Intellectual Property Act 2014 (“IPA 2014”)?

ii)                 Is it necessary that a “part of an article” be separately created for the purposes of section 213(2)?

iii)                What copyright threshold should be applied in assessing originality?

What is part of an article?

71.              Section 1(1) of the Intellectual Property Act 2014 removed three words from section 213(2) CDPA, which previously read:

 “In this Part ‘design’ means the design of any aspect of the shape or configuration (whether internal or external) of the whole or part of an article” (my emphasis).

72.              Section 213 has been the subject of considerable judicial criticism since it was introduced in the 1988 Act. In Dyson Ltd v Qualtex (UK) Ltd [2006] EWCA Civ 166; [2006] RPC 31, Jacobs LJ (with whom Lloyd LJ and Tuckey LJ agreed) said in respect of the unamended Section 213 at [14]:

 “It has the merit of being short. It has no other.  Jonathan Parker J considerably understated the position, when he said, “regrettably, the drafting of section 213 leaves much to be desired” (Mark Wilkinson Furniture v Woodcraft Designs [1997] FSR 63 at p.27). It is not just a question of drafting (though words and phrases such as “commonplace” “dependent”, “aspect of shape or configuration of part of an article” and “design field in question” are full of uncertainty in themselves and pose near impossible factual questions). The problem is deeper: neither the language used nor the context of the legislation give any clear idea what was intended. Time and again one struggles but fails to ascertain a precise meaning, a meaning which men of business can reasonably use to guide their conduct. The amount of textbook writing and conjecture as to the meaning is a testament to its obscurity. We just have to do the best we can, trying to arrive at “an interpretation which the reasonable reader would give to the statute read against its background” per Lord Hoffmann in R (Wilkinson) v IRC [2005] UKHL 30, [2006] 1 All ER 529 at [18]. The absence of any clear policy, as to where the line of compromise was intended to run, means that brightline rules cannot be deduced”.

73.              It is Shnuggle’s case that that the Shnuggle Designs are each a design of “part of an article”. Munchkin pleads that each of the Shnuggle Designs is a design of an “aspect of the shape or configuration… of the whole or part of an article”, and not “part of an article”, and so, following the amendment of section 213 to excise ‘aspects’, are unprotectable. Miss Lane goes further and submits for Munchkin that there is no rationale or reason for Shnuggle to seek to exclude particular aspects of the designs of the Shnuggle Mk1 and Shnuggle Mk2 in the Shnuggle Designs, and so it can be inferred that the reason it seeks to do so is because the Sit & Soak does not reproduce those features and because the Sit & Soak does not substantially reproduce the overall designs for the whole of the articles. Miss Lane argues that the purpose of the amendment to section 213(1) was to prevent claimants from chopping products up into little pieces in order to try and emphasise those pieces which are similar or the same in the designs and ignore the bits which are different.

74.              I do not accept this submission. It is specifically provided in section 213(2) that the right can subsist in relation to the shape or configuration of the whole or part of an article. As Lewison J put it at [27] of Virgin Atlantic Airways Ltd v Premium Aircraft Interiors Group Ltd and Anor [2009] EWHC 26(Pat), “One of the real difficulties of section 213 is that the claimant may select a part of the article and claim design right for that part only. The courts have recognised this possibility since early days of design right”. He cites Ocular Sciences Ltd v Aspect Vision Care Ltd [1997] RPC 289 and A. Fulton Co Ltd v Totes Isotoner (UK) Ltd [2004] RPC 16.

75.              Laddie J (as he then was) giving the judgment of the court in Ocular Sciences said at page 422:

 “The proprietor can choose to assert design right in the whole or any part of his product. If the right is said to reside in the design of a teapot, this can mean that it resides in design of the whole pot, or in a part such as the spout, the handle or the lid, or, indeed, in a part of the lid. This means that the proprietor can trim his design right claim to most closely match what he believes the defendant to have taken. The defendant will not know in what the alleged monopoly resides until the letter before action or, more usually, the service of the statement of claim”.

76.              Jacob LJ refined this a bit in Fulton v Totes, saying at [34]:

I do not fully go along with Laddie J.’s suggestion that what the proprietor can do is to “trim his design right claim”. It is not really a question of “trimming” – it is just identifying the part of his overall design which he claims has been taken exactly or substantially. And although Laddie J. was right in saying that the defendant will not know in what the alleged (my emphasis) monopoly resides until the letter before action or claim form, that does not mean the defendant does not know where he stands before then. The man who copies a part of an article exactly or substantially, will know what he has taken. It is true that it will be for the designer to formulate his claim properly in any proceedings, but the subsistence of his rights does not depend on how he frames his claim”.

77.              Miss Lane for the Defendants submits that these pre-amendment cases are of little assistance to the interpretation of section 213(2) as amended, but I do not accept this submission. These authorities provide useful guidance as to the meaning of “part” of a design and I consider that they remain useful guidance.

78.              To the extent that Miss Lane submits that the guidance in those authorities refers only to an ‘aspect’ of a design, I also do not accept that is so.  Fulton v Totes was an appeal against a finding that a separate design right subsisted in a “cut off” design, i.e. where part of the article was removed from consideration and design right asserted in what remained. The appeal was on the basis that it was a creation of an artificial new design right in the guise of selecting part of the actual design. At [13] to [28] Jacobs LJ dismissed this argument, stating that unregistered design right subsisted in “any aspect of the shape and configuration of part of an article” (original emphasis), emphasising ‘part’ not ‘aspect’. That he was considering ‘part’ is also clear in [32] in which he explained that the appellant’s argument overlooked, inter alia, the must fit must match exceptions in section 213(3), which he described as:

“features which, if present, will be parts of an article (e.g. the fitting bits of a new design of electrical plug). Plainly it was thought that unless they were excluded they would be covered by the word “part” in the definition of design. And it is to be noted that …the must fit/must match exception is put in at the stage of designing design right, not at the stage of providing exceptions to infringement”.

Is it necessary for a part of an article to be separately created?

79.              The Defendants submit that the following principles can be discerned from the case of Neptune (Europe) Limited v DeVol Kitchens Limited [2017] EWHC 2172 (Pat):

i)                   To be a part, as opposed to an aspect, something should be created separately and not simply be a disembodied feature of a whole.

ii)                 A combination of parts created separately may nevertheless amount to an aspect.

iii)              A part can be identified by the exclusion of other parts created separately.

80.              In Neptune, the late Henry Carr J considered the effect of the deletion of the words “any aspect of” from section 213(2). The case was about designs for kitchen furniture, and an issue was whether some features which formed part of the Neptune kitchen units (but were not seen in the alleged infringing units) could be excluded from consideration of the design alleged to be infringed. Those features included cock-beading and moulding on the doors of Neptune’s units. One issue in the case was whether Neptune in seeking to exclude those features was seeking to rely upon “parts” rather than “aspects” of the designs. Henry Carr J determined the point as follows at [44] (original emphasis):

“This raises the subtle question of the difference between “parts” and “aspects” of a design. In my view, aspects of a design include disembodied features which are merely recognisable or discernible, whereas parts of a design are concrete parts, which can be identified as such. Returning to the example of Laddie J in Ocular Sciences, aspects of the design of a teapot could include the combination of the end portion of the spout and the top portion of the lid, which are disembodied from each other and from the spout and lid. They are not parts of the design.

In my judgment, none of the features which Neptune seeks to exclude, nor the remainder of the designs after such exclusion, are properly characterised as aspects of the designs. For example, the cock-beading and moulding are concrete parts of the designs, which are created separately and then applied to the Chichester cabinets.

The position would be different if Neptune was seeking to rely upon the combination of key features as a design, but that is not its case. I accept Neptune’s argument that, since the statute permits designs for parts of articles, it makes no difference whether those parts are identified by their presence, or by the absence of excluded parts. In my judgment, Neptune is entitled to rely upon the entirety of the designs in question, without the features which it seeks to exclude.”

81.              In reaching that conclusion, Henry Carr J considered a number of authorities including Dyson v Qualtex and DKH Retail.

82.              In Dyson v Qualtex Jacob LJ discussed what was the threshold or limit of an ‘aspect’ of a design. He said at [22]:

“... UDR can subsist in the “design of any aspect of the shape or configuration (whether internal or external) of the whole or part of an article.” This is extremely wide—it means that a particular article may and generally will embody a multitude of “designs”—as many “aspects” of the whole or part of the article as can be. What was the point of defining “design” in this way I do not know. The same approach is not adopted for ordinary copyright where the work is treated as a whole. But even with this wide definition, there is a limit: there must be an “aspect” of at least a part of the article. What are the limits of that? I put it this way in A. Fulton Co Ltd v Totes Isotoner (UK) Ltd [2004] R.P.C. 16; [2003] EWHCA [sic] Civ 1514 at [31]: “The notion conveyed by ‘aspect’ in the composite phrase ... is ‘discernible’ or ‘recognisable’”.

83.              Of course, requiring an aspect merely to be “discernible” or “recognisable” is a very low threshold which is hardly a threshold at all. If something is neither discernible nor recognisable it is difficult to see how one could even characterise it as a design, let alone how one could copy an indiscernible or unrecognisable aspect, or establish it had been copied. As Jacobs LJ himself accepted in Fulton v Totes at [23], a design right “…is limited to preventing copying and copyists must know what they are copying”.

84.              This perhaps is at the heart of the contradiction HHJ Hacon identified in DKH Retail Ltd v H Young Operations Ltd [2014] EWHC 4034 (IPEC), [2015] FSR 21 when considering the effect of the excision of the words “any aspect of” from section 213(3) at [10] – [18]. HHJ Hacon asked how, if “any aspect of” was a threshold which narrowed the definition of a claim per Dyson v Qualtex, the removal of those words would not have the effect of widening the definition, or alternatively and at the very least, have no effect. However he was satisfied that was not the effect, as paragraph 10 of the Explanatory Notes to the Intellectual Property Act 2014 makes explicit that the intention of Parliament in making this change was to narrow the definition further:

“Subsection (1) limits the protection for trivial features of designs, by making sure that protection does not extend to ‘any aspect’ of the shape or configuration of the whole or part of an article. It is expected that this will reduce the tendency to overstate the breadth of unregistered design right and the uncertainty this creates, particularly in relation to actions before courts.”

85.              He concluded that one possible interpretation of the effect of the amendment is:

“that it no longer permits a claim to unregistered design right to extend to designs other than those specifically embodied in all or part of the claimant’s article, i.e. no more UK unregistered design rights in abstract designs...”.

86.              In reaching his conclusions in Neptune, Henry Carr J endorsed HHJ Hacon’s view that an effect of the amendment was that there were to be no more unregistered design rights in disembodied or abstract designs.

87.              I do not accept the Defendant’s submission that ‘part’ of an article must be separately created, in order be protected under section 213, for the following reasons:

88.              First, I do not understand Henry Carr J to be using “a concrete part which can be identified as such” to mean that a part is only a part if it is separately created, or a separate component; rather I understand him to be explaining in use of the word “concrete” that a part must be an actual part of the article, or as HHJ Hacon put it in DKH Retail, “specifically embodied in” all or part of the article, and not merely abstract.

89.              Second, there is nothing in the statute which suggests that separate creation is a requirement and I accept Mr Hicks’ submission that it would lead to absurdities if an identifiable part of one article (say, a handle on the lid of a teapot) was a ‘part’ for the purposes of section 213(2) because it had been created separately (and then applied to the lid), and the same identifiable part of an otherwise identical article was not, because it was manufactured in one piece (with the lid). I do not understand Henry Carr J to be saying that it is necessary for a part to be created separately but rather that if, as in the facts of Neptune, part of an article is separately created, that may assist the court in identifying it as a part.

90.              Third, there is nothing in the pre-amendment authorities put before me which supports the contention that a “part” of an article must be separately created, although the need for a part to be identifiable is well established, see for example Ocular Sciences at [34]. Mr Hicks for Shnuggle submits that such an interpretation is contrary to Fulton v Totes (CA) at [28] and [29] and Virgin Atlantic v Premium at [31]. I accept that submission.

91.              It seems to me that now that the words ‘any aspect of’ have been excised from section 213(2) there is no longer any practical utility to considering the question “What is the difference between a ‘part’ and an ‘aspect’ of an article?”. The relevant question should now be only “Is this a design for ‘part’ of an article?” We are still in the situation identified by Jacob LJ of having to do the best we can with section 213(2) to arrive at the interpretation which the reasonable reader would give the statute, read against its background. However we are in a better position than was Jacob LJ at the time of Dyson v Qualtex, because we no longer have “an absence of any clear policy, as to where the line of compromise was intended to run”; we have the paragraph 10 of the Explanatory Notes to the Intellectual Property Act 2014 which tells us that the changes to section 213(2) were intended to narrow the definition by excluding trivial features from protection.

92.              Accordingly I consider that a part of an article for section 213(2) is an actual, but not abstract part which can be identified as such and which is not a trivial feature. Whether or not it is a trivial feature is a matter of fact which will need to be assessed in the context of the article as a whole.

What is the correct test for originality?

93.              Section 213(1) CDPA protects “original designs”. Subject to the question of whether a design is commonplace, Shnuggle submits that originality is to be assessed in the same way as originality in the context of copyright law under the old UK common law copyright test of labour, skill and effort. Per Russell-Clarke & Howe on Industrial Designs, 9th Ed. at [4-046] to [4-047]: “original means that the design has been originated by the author, in the sense of not having been copied from a previous design, and the author has expended sufficient skill or labour on its creation that it can fairly be counted as original”.  HHJ Hacon applied the old UK copyright test in DKH Retail at [19], referencing Magmatic at first instance at [84].

94.              The Defendants submit that it is not correct to say the old UK copyright test applies, and draw the court’s attention to (i) Arnold J’s application of the new test from Infopaq (work comprising the expression of the author’s own intellectual creation) in Whitby Specialist Vehicles Ltd v Yorkshire Specialist Vehicles Ltd [2014] EWHC 4242, and (ii) HHJ Hacon more recently acknowledging in Action Storage Systems Ltd v G-Force Europe.com Ltd [2016] EWHC 3151 that it was arguable that the Infopaq test applied [22], but finding that it made no difference on the facts of that case. I add to those submissions that it appears from the reference in paragraph [51] of Neptune to “the copying of ideas expressed in a design which… involved original design skill and labour and/or are the expression of the intellectual creation of their author” that there was no concern before Henry Carr J about which test should be used, probably because it too did not matter in the circumstances of that case. There are a number of authorities which have conflated the tests or declined to specify which test was being used on the grounds that it didn’t matter.

95.              Miss Lane for the Defendants submits that in Action Storage HHJ Hacon held that the new test raised the hurdle. I don’t believe that is controversial. As Mr Hicks acknowledged in closing, and as I find, it also does not make any difference in this case, in my judgment, so I will decline to determine the point, and leave it for a case where it does make a difference.

Submissions and Discussion

Designs for the shape or configuration of any part of an article?

96.              The first question is whether the Shnuggle Designs are designs pursuant to section 213(2) CDPA at all. Are they each a design of the shape or configuration of any part of an article?

97.              Shnuggle Design (1) is a design for the external shape of the sides of the Shnuggle Mk 1, below a line marked “AA”, which is a horizontal line taken from the underside of the lowest point of the rim. A similar line marked “AA” is used to delineate what is claimed of Shnuggle Mk 2 in Shnuggle Design (3) and (4). Miss Lane submits for Munchkin that the line “AA” in both cases is arbitrary and therefore abstract, as is the horizontal line “BB” used to delineate what is claimed of Shnuggle Mk 2 in Shnuggle Design (5) and the oval marked around part of the base in Shnuggle Designs (4) and (6).

98.              She further submits that in each case, what is left is a disembodied feature or features, which falls foul of the principles set out in Neptune and the combination of parts excluded is entirely arbitrary and therefore amounts to an “aspect” of a design not a “part, contrary to the legislation and the reasoning in Neptune. Finally, she submits that even at a conceptual level it is difficult to identify any of the Shnuggle Designs as amounting to a specific part of the bath, describing them as “plainly completely abstract”.

99.              Mr Hicks for Shnuggle contends that the Shnuggle Designs are designs for parts of an article which are concrete parts which can be identified as such. He says they are not a combination of arbitrary parts, but each consist of continuous parts of the relevant Shnuggle bath.

100.          I am satisfied that each of the designs is for an actual not abstract part, or concrete part, of the relevant bath. I do not think the arbitrariness or otherwise of a line indicating what is excluded is what dictates whether a design is a concrete or actual part on the one hand or abstract on the other. The issue is whether it is an actual part of the article and whether it can be identified as such. The pink colour is also virtual and arbitrary, but the colour and lines together identify clearly what is excluded and what is not.

101.          I also do not agree that what is left are disembodied features. As Mr Hicks submits, you could take several Shnuggle Mk 2 baths and chop them up in accordance with the Shnuggle Designs (2) to (6), disposing of the excluded parts. What you would be left with in each case is a single embodied part of the bath in which design right is claimed. As Henry Carr J says in Neptune, it might be different if Shnuggle were claiming design right in the discarded parts, but it is not. The fact that conceptually it may be difficult to name what is left is not to the point, as long as it can be identified as a part and it is more than a trivial feature.

102.          The question which remains, then, is whether any of those embodied parts are merely trivial features. I am satisfied they are not in relation to Shnuggle Designs (1) to (5). I hesitate over Shnuggle Design (6) which is only the flange. I have heard from Mr Murphy that it has several functions. On balance I do not think it is a trivial feature.

Are the Shnuggle Designs original?

103.          It is no longer disputed by Munchkin that the Shnuggle Design (1) is original. I remind myself that is for the external shape of  the Shnuggle Mk 1 except what is coloured pink above the line “AA”. A dispute remains about the originality of Shnuggle Designs (2)-(6).

104.          Part of consideration of originality is in the exclusion of the commonplace designs from counting as original, and thus restricting the generality of the features in which the author of a design is entitled to claim design right. I will put consideration of whether the Shnuggle Designs or any part of them are ‘commonplace’ to one side for the moment and return to it later.

105.          The dispute between the parties in this case, as it was in Neptune, is whether a new design right arises in a design for the whole or part of an article which was produced by making changes to an earlier design. Henry Carr J addressed this at [130] to [134] of Neptune. I set out [132] – [134] below:

[132] DeVOL submits that, whatever may be the position in copyright law, where a design is produced by making changes to an existing design, the question arises whether a new design right subsists in the new design, or only in those parts of the design that have been changed; Ultraframe v Eurocell [2005] R.P.C. 7 at [129]–[131]; Raft v Freestyle [2016] EWHC 1711 (IPEC) in which changes to an existing design which were “minor and localised” did not give rise to “a new originality” in the design as a whole.

[133] I accept DeVOL’s submission on this issue. UK unregistered design right, in contrast to copyright, has a relatively short duration. Protection lasts for a maximum of 15 years from the end of the calendar year in which the design was first recorded in a design document or an article was first made to the design, whichever occurred first. If articles made to the design are put on sale within the first five years from the end of that calendar year, then the design right lasts for only 10 years from the end of the calendar year of first sale. During the last five years of the term of design right licences of right are available. It is important to prevent “evergreening” of such design rights, where small changes are allowed to prolong the duration of the right beyond that fixed by the legislation. Where changes are relatively minor, no new design right will arise in the design as a whole.

[134] Applying this analysis to Design 12, the modification from arched tops to straight tops in the glazing did not give rise to any new design right in the design as a whole. It was necessary for Neptune to rely upon the earlier design with arched tops, and the date of commencement of protection was the year in which articles made in accordance with the earlier design were first put on sale.”

106.          Munchkin submits that Shnuggle Designs (2) to (6) are not original, because they are based on the Shnuggle Mk2 which, in turn, is based significantly on Shnuggle Mk1. Accordingly, its primary case is that Shnuggle Designs (2) to (6) are invalid for want of originality, but in the alternative, if the court finds some originality, it relies on a squeeze argument and submits that Shnuggle Designs (2) to (6) are extremely limited in scope to what is original.

107.          I have heard from Mr Murphy in relation to the creation of the Shnuggle Mk 1 and the Shnuggle Mk 2. His evidence was straightforward and honestly given, in my judgment, that he designed the Shnuggle Mk 2 using the CAD designs from Shnuggle Mk1, and kept the same outer dimensions. In his witness statement he shows a CAD overlay of both, which show a near-identical match in the external side walls.

108.          Mr Murphy then said he then made a number of changes. Some of those were changes which arose because of the use of different materials – he moved from a thick polypropylene foam for the Shnuggle Mk1 to a much thinner injection moulded plastic for the Shnuggle Mk2. The difference in the rim can be said to come also from the change in material, as can the move towards an ‘island’ type of bum bump. However he said that also considered and changed the shape and proportions of the bum bump to be more comfortable for the baby, making it higher and an asymmetrical oval and changing it to angle away from the baby; he introduced the back pad; he added the flange for additional stability now that the bath was no longer thick-walled (which in his description, which I accept, required specific consideration and design work); and the flange created pockets for holes in the base into which feet could be inserted.

109.          Munchkin makes the following submissions on whether the differences between each of the Shnuggle Designs (2)-(6) on the one hand and RCD-196 and the Shnuggle Mk1 on the other, are sufficient to confer originality on the Shnuggle Designs (2) – (6):

i)                   Shnuggle Design (2) excludes the rim, back pad and feet. However the body of the bath is not original as it is near- identical to the exterior of Shnuggle Design (1), so the only changes which could confer originality are the revised bump and the flange;

ii)                 Shnuggle Design (3) excludes the top, back pad and feet, so again the only aspects which could confer originality are the revised bump and flange;

iii)              Shnuggle Design (4) excludes the top, back pad, bump and feet so all that is left to confer originality is the flange;

iv)               Shnuggle Design (5) excludes the body of the bath and the feet, so the only aspects which could confer originality are the revised bump and flange;

v)                 Shnuggle Design (6) excludes most of the bath, the bump and the back pad, so as with Design 4, only the flange is left to confer originality.

110.          Munchkin submits that the revised bump and the flange is not sufficient to bestow originality, particularly if the test is the author’s own intellectual creation. Miss Lane submits that the whole purpose of the originality requirement is to prevent evergreening. Munchkin submits that this case is directly comparable to the Neptune case where there were only minor changes to the top of the unit and that was not good enough to create a whole new design as it was insufficiently original.

111.          Shnuggle submits that the fact that Shnuggle Design (1) was created for the Shnuggle Mk1 and incorporated in the Shnuggle Mk2 does not mean that it lacks originality, merely that the design right expires earlier than the other Shnuggle Designs which are relied upon. It submits that there is no basis for suggesting that any one of the Shnuggle Designs is a slavish copy of anything else, or that Mr Murphy did not expend sufficient time, labour and skill in the creation of the designs (his preferred copyright test) to make them “original” in the copyright sense.

112.          I will put consideration of copying to one side, as we have not got there yet.

113.          I accept Mr Murphy’s evidence of the work he put into the creation of the changed bump, base and flange. I accept that is sufficient to bestow originality on Shnuggle Design (5) (which is for the flange only) and on Design (6) (which is for the flange and base including bump only) because I consider that those Shnuggle Designs are original, not based on Shnuggle Mk 1 to any meaningful extent, and so are an expression of the intellectual creation of Mr Murphy. The question remains whether those changes are sufficient to bestow originality on Designs (2) to (4), which are to a significant extent based upon Shnuggle Mk 1 as they incorporate the whole or part of the body from Shnuggle Mk 1.

114.          Per Neptune, no new design right will arise where changes to an existing design are made which are only minor and do not give rise to a new originality in the whole. I consider that the addition of the flange/base with screw holes alone is only a minor change and is insufficient to confer originality on Shnuggle Design (4). The amendments to the both flange/base and the shape of the bump together are, on balance and in my judgment, applying Neptune, also insufficient to confer originality upon Shnuggle Design (2) and (3).

115.          That is sufficient to dispose of the claim that the Sit & Soak infringes Shnuggle Designs (2) to (4), without going on to consider whether any of the designs are commonplace in the prior art, or copied at all.

Commonplace

116.          Munchkin submits that there are aspects of the Shnuggle Designs which are also commonplace. Miss Lane reminds me that Laddie J explained in Ocular Science that the commonplace exclusion applies to “any design which is trite, trivial, common-or-garden, hackneyed or of the type which would excite no peculiar attention in those in the relevant art”. This analysis must be conducted by reference to material “shown to be current in the thinking of designers in the field at the time of creation of the designs” per Jacob LJ in Lambretta Clothing v Teddy Smith Ltd [2004] EWCA Civ 886, [2005] RPC 6 at [56].

117.          Henry Carr J in Neptune provided the following guidance at [60]:

“[60] Following the amendment to s.213(2), it is more difficult for the claimant to define the shape of a design at a higher level of abstraction than its physical manifestation in the relevant article. As explained by Arnold J in the Whitby case at [45], this makes it harder for the claimant to prove infringement, and also makes it harder for the defendant to prove that the design is commonplace. Nonetheless, the commonplace exclusion remains a useful cross-check on the breadth of a claim to infringement – the more generalised the definition of the design relied upon, the more likely it is to encompass designs which would “excite no peculiar attention in those in the relevant art.””

118.          Munchkin submits that the Shnuggle Designs, if not invalid for lack of originality, contain commonplace elements which squeeze the scope of protection.

119.          What is and is not commonplace involves different considerations for the UDRs than for the RCDs. In registered designs, the court must consider the whole of the design corpus through the eyes of the notional informed user of the product, the design corpus in this case being general baby baths, not adult or specialist baths. In unregistered designs the court is considering only the specifically pleaded prior art to determine what would be considered to be commonplace by the notional designer in the design field. Mr Corcoran describes that as an industrial product designer with at least several years’ experience who has previously worked with a broad portfolio of products. Mr Murphy would fit well within that description, in fact. Mr Murphy is less clear on the notional designer in his report, although he described him as a designer of baby baths, but he did not object to Mr Corcoran’s characterisation when it was put to him in cross-examination, and so I accept it. The relevant design field should take into account the sort of designs with which a notional designer would be familiar (Lambretta Clothing v Teddy Smith) and both Mr Corcoran and Mr Murphy agreed this would include adult baths as well as baby baths.

120.          There is a helpful section on how the commonplace exception applies in practice in Russell-Clarke & Howe on Industrial Designs, 9th Ed. at paragraph 4-050 which Ms Lane sets out in her skeleton argument (footnotes excluded):

“In considering what effect is to be given to the exclusion of protection of “commonplace” designs, it should be born in mind that design right is capable of subsisting not merely in the shape or configuration of a whole article but also in any part of that article. It may be rare that the entire design of a complete article with all its details can be said to be “commonplace” however, unless an article is of a wholly new kind, or of a very rare kind, there will almost always be parts of the design of an article which are commonplace, particularly if its features are looked at at a high enough level of generality. It can therefore be seen that the exclusion of “commonplace” designs from counting as original has the effect of restricting the level of generality of the features in which the author of a design is entitled to claim design right. Thus, competitors may copy an article, provided they copy only at such a general level that the features they have copied are commonplace. However, design right may still subsist in the detailed implementation of features which are commonplace at a general level:

“Nevertheless while I accept that it could be said to be commonplace for a flat folding umbrella to have a rughly rectangular handle, that does not mean that the shape or configuration of any particular handle is commonplace merely because it is roughly rectangular. Within the broad parameters of size and shape which [the defendant] says are to be expected of handles for flat folding umbrellas, there is considerable scope for detailed design work to be undertaken, and for the creation of a shape or configuration which has its own special qualities and which is not commonplace” [from A. Fulton v Totes]

In addition to the case where the overall shape of an article is commonplace when considered at a certain level of generality, there will be cases where small details or embellishments or other features will be commonly used in the industry. The effect of the exclusion of “commonplace” designs is that such features may freely be copied, with the proviso that the particular way in which commonplace details are deployed may be the subject of valid design right and so protectable, and that a valid design right can clearly subsist in an original and non-commonplace combination of features each of which viewed on its own is commonplace.”

121.          Looking at the Action Storage schedule produced by the parties, Munchkin asserts that: (i) Shnuggle Design (1) is commonplace and/or lacks individual character and relies on the Tippitoes and the Amalfi; and (ii) both Shnuggle Design (5) and (6) are commonplace and/or lack individual character, and relies on the Tippitoes, the Amalfi and the Shnuggle Mk 1.

Shnuggle Design (1)

122.          Shnuggle Design (1) is that part of the design drawings set out in Annex 5 which are not coloured pink, i.e. that part which is left below the line “AA”. This is a portion of the sides of the ‘tub’ part of the baby bath, and the base.

123.          After sending this judgment out in draft, Mr Hicks for Shnuggle provided further written submissions to the effect that Shnuggle Design (1) only concerns the shape of the sides of the Shnuggle Mk 1 and does not include its base. Mr Hicks submits that can be discerned (i) from the drawings in Annex 5, which show only the sides and not the base; (ii) from the fact that the pleadings do not show or refer expressly to the base or underside as they do elsewhere where the base or underside of a Shnuggle baby bath is relied upon; and (3) from the written description accompanying the Shnuggle Design (1) drawings in Shnuggle’s Amended Particulars of Claim and Action Storage Chart, which states The external shape of sides the Mk1 below the line marked “AA” on page 1 of Annex 5. Such external shape includes the generally oval horizontal cross-sectional profile of the sides upwards from the base to the plane “AA””. In addition, Mr Hicks submits, Munchkin did not suggest at trial that it avoided infringement of Shnuggle Design (1) because the base was included as part of Shnuggle Design (1).

124.          Shnuggle sent further written submissions in response which I have considered.

125.          I do not accept Munchkin’s submissions for the following reasons:

i)                    Annex 5 to the Particulars of Claim which identifies the UDRs is reproduced in Annex 3 to this judgment. That states at the very top, above the drawings of the various Shnuggle Designs, “In each case, what is claimed in the relevant design is not coloured pink and what is excluded is coloured pink”. All that is coloured pink in the two drawings which comprise Shnuggle Design (1) is that portion of the bath which lies above the line marked “AA”. That is what is excluded. The rest of the bath is not coloured pink, and this must be what is left is claimed in the design. If the intention was to exclude the base, it should have been pictured and coloured pink, as it is in Shnuggle Design (4) and Shnuggle Design (6). It is Annex 5 to the Particulars of Claim which defines what unregistered design rights are being claimed by Shnuggle.

ii)                 The accompanying narrative may be the source of the ambiguity now alleged by Mr Hicks for Shnuggle. The first part of it: The external shape of sides the Mk1 below the line marked “AA” on page 1 of Annex 5” I understood to be a descriptor of what the drawings showed, in particular (as Mr Hicks emphasized in oral argument at trial) that it was the external sides of the Shnuggle Mk 1 which were claimed, and not the full thickness of the walls of that bath. To my mind, no doubt informed by the drawings and by the wording which follows, the external sides below the line marked “AA” encompass the underside. The wording which follows is “Such external shape includes the generally oval horizontal cross-sectional profile of the sides upwards from the base to the plane “AA””. If, as Mr Hicks now suggests, only the external sides and not the underside is covered by the shape of the design, why is it describes as being included within the external shape? That implies that there is something else covered by the design. In particular, that wording suggests to me, and I understood it to mean, that the shape of Shnuggle Design (1) was for the entire of the exterior sides of the bath below Line “AA”, including the sides rising upwards from the base, but also including the underside.

iii)              In addition, at paragraph 72 of the Claimant’s skeleton argument, which I have referred to extensively in preparing my judgment, Shnuggle Design (1) is shown next to wireframe drawings of the Sit & Soak and Shnuggle Design superimposed upon each other, and those include both the base and the bump of each.

iv)               Ms Lane’s skeleton argument for trial (repeated in her closing note) refers at paragraph 63(1) to “Design 1 – simply has an arbitrary horizontal line AA drawn across the Mark 1 near the top in order to exclude everything above it” and she made a specific submission at paragraph 103 that “the person interested in baby baths would not consider that the base of the Sit & Soak was made substantially to Design 1”.

v)                 I also understood that to be Ms Lane’s understanding by her oral submissions about Shnuggle Design (1). See page 219 lines 11-17 of the transcript: “…it is fair to say that the commonplace issue we do take by way of a squeeze, rather than saying because aspects of the design are commonplace, it means all the designs are completely invalid. Subject perhaps to one point in relation to design 1, which is just so pared down, because it is the base of the bath, we say that type of oval base is completely commonplace.”  At pages 233 and 234, from line 14 of page 233 of the transcript, she expands on the submission she has made about Shnuggle Design (1) in paragraph 63 of her skeleton argument quoted above, saying: “We do say that is a completely arbitrary line drawn at AA, that what is above and, indeed, below AA is not something that is concrete… What is left of the design is a disembodied feature of it. So it is precisely what you should not be permitted to do. Why, one might ask rhetorically, has the claimant gone down this path, because they could have relied of the whole of the Mk 1 design? That would be a standard thing to do in design right cases. You put forward the whole article. They have done it, in my submission, because as I have already mentioned they know that the top of the bath looks very different. So what they are trying to do is chop up their design to try and catch the part of the bath that they think is closest. (my emphasis).

vi)               Finally, I accept Ms Lane’s submission that, per Ocular Sciences at page 422, in a claim for unregistered design right infringement a claimant’s pleading “…has particular importance. It not only puts forward the claim but is likely to be the only statement of what is asserted to be the design right”, and that, where there is ambiguity in the pleading, it should be construed in the manner most favourable to the defendants.

126.          Mr Murphy accepted in cross-examination that a base and sides, and a generally oval base and top, are commonplace in baby bath design. Of course the need for a base and sides is also a technical constraint as the bath needs to hold water. There are also technical constraints, as identified above, in relation to size, inasmuch as it needs to be large enough to hold a baby and allow room to wash and light enough to be portable. These act as restrictions on the level of generality at which features of Shnuggle Design (1) can be claimed. However I do not accept Munchkin’s submission that they are sufficient to render Shnuggle Design (1) commonplace, as design right may still subsist in the detailed implementation of features which are commonplace at a general level.

127.          Turning to the specific prior art relied upon, Shnuggle does not accept that the Tippitoes was commonplace in the design field at the time of the creation of those designs, although it accepts in its response to the Defendants’ notice to admit facts that the Tippitoes was advertised for sale, sold and reviewed on Amazon.co.uk on or before 3 July 2010; that it was illustrated in the October 2011-published Tippitoes 2011/2012 brochure; that it was advertised for sale on kiddies-kingdom.com, which was a medium for the sale of baby baths in the UK, on at least 28 December 2011, 30 June 2012 and 2 February 2013; that it was advertised on tippitoes.com on or before 4 August 2012. Mr Murphy became aware of it during the course of designing the Shnuggle Mk 2. On balance, I am satisfied that it was commonplace in the field at the relevant time.

128.          Shnuggle also does not accept that the Amalfi was commonplace in the design field at the time, and relies upon the evidence of both Mr Murphy and Mr Biesinger who say they were not aware of it when they were designing the Shnuggle Mk 1 or Mk 2 and the Sit & Soak. Munchkin say that it was available to the public from 12 March 2010, but even Mr Corcoran in his expert report appears to agree that it was not commonplace, saying “…I have no reason to believe that the Amalfi itself would have been current in the thinking of a designer of a baby bath in 2012”. However he says that that it is just one example of slipper baths, which were commonplace, and in particular of a slipper bath with a internally convex (externally concave) back.

129.          I remind myself that I am considering only the specifically pleaded prior art, and Munchkin has not pleaded other examples of adult slipper baths, but only the Amalfi. I am satisfied that the Amalfi was not commonplace in the design field at the time. The only other pleaded prior art which shows a profile which rises from the base in an externally concave profile is the Mebby Cocoon. The Tippitoes does not.  Accordingly I am satisfied that the Shnuggle Design (1) is commonplace at the level of generality of it being a tub with sides and a base, but not in relation to its actual and particular shape.

130.          Mr Hicks appeared to accept this in closing submissions, saying “What I suggest is that once we get to this analysis and if we are right on the question of part, which I submit we are, there is nothing to suggest that design right does not subsist in the particular shapes we have pleaded. We have not pleaded, by the sway, abstract shapes, a bump, a base, a skirt. We have pleaded the particular bump in the Mk2, the particular base in the Mk 2, the particular skirt. Those are specific designs… really what this is about is copying and exactly or substantially…” 

Shnuggle Designs (5) and (6)

131.          Only the Tippitoes has a flange and/or a bump so that appears to me to be the only relevant prior art I need to consider of those relied upon.

132.          The Tippitoes has a flange around the base, incorporating pockets for screws into which feet are inserted, which is almost indistinguishable from the Shnuggle Design (6) and the Shnuggle Mk 2 which is the physical embodiment of it, save as to shape. However, this follows the shape of the base, as does Shnuggle Design (6). The Tippitoes flange is closer to Shnuggle Design (6) than is the Sit & Soak, in my judgment. I am satisfied that the flange was commonplace in the field at the relevant time (as Mr Murphy accepted in cross-examination) and as there is really nothing else comprising Shnuggle Design (6), that is sufficient to dispose of the infringement claim without going on to consider copying.

133.          The Tippitoes has a prominent bum bump which is of a different shape (being a half-moon) and higher than that in Shnuggle Design (5). I am satisfied that a prominent bum bump is a commonplace feature (as accepted by Mr Murphy in cross-examination) and so the scope of protection is squeezed significantly. I remind myself of the principle established in Ocular Sciences at page 423 that where a claimant relies on the most detailed and specific dimensions to support his claim to existence of a design right, he can only succeed on infringement if the defendant’s designs are extremely close in design to his. Although Shnuggle does not rely on detailed dimensions, the argument is similar – if it is not commonplace because of the variation that it shows from the Tippitoes, which has a similar but not identical bump, then the scope of protection of Shnuggle Design (5) is limited to those special qualities of the shape and configuration of the bump which save it from being considered commonplace.

134.          Mr Hicks has reminded me of the further guidance of Ocular Sciences at page 429 that a design made up of features which, individually, are commonplace is not necessarily commonplace itself, because a new and exciting design can be produced from the most trite of ingredients. I paraphrase. However I consider that both a prominent bump and a flange together are commonplace, because they are seen in Tippitoes, and there is nothing new and exciting for the industrial designer in the combination seen in Shnuggle Design (5), in my judgment. Accordingly the scope of protection is, I find, in the particular shape and configuration of the Shnuggle bump.

Copying

135.          The next question is whether the similarities between the Sit & Soak and the Shnuggle Design (1) and Shnuggle Design (5) are such as to give rise to an inference of copying, such that the burden has shifted to Munchkin to prove independent design (per Designers Guild Limited v Russell Williams (Textiles) Limited [2001] FSR 113).  I will deal with Shnuggle Design (5) first.

Shnuggle Design (5)

136.          As I have explained, my focus is on the bump.  On a visual inspection from the top of the Shnuggle Mk 2 and the Sit & Soak they appear very similar. On a visual inspection of the underside, showing the internal surface of the bump they, again, appear very similar although there can be perceived small differences in the shape.

137.          Mr Corcoran at para 117 of his report sets out a cross-section of each of the bumps and then at figure 102 produces a cross-section overlay which I have considered, together with the design freedom which the designer of a bath has in how to design a prominent bump. They appear to me to be similar save the Sit & Soak is in a slightly different position relative to the back of the bath and is inclined back at a slightly different angle. Mr Corcoran says in his report, “The Sit & Soak, in comparison, has a rear-facing slope at a sharper angle than that of the Shnuggle. The radius of the top of the hump (bump) is tighter, and the front facing slope steeper still, with a very sharp transition into the floor. Considering the angle of the Sit & Soak backrest, the steeper rear-facing slope appears to offer more slip-resistant qualities”.

138.          Mr Murphy produces multiple views, cross-sections and wireframe models of the Sit & Soak and numerous overlays in different formats of those against the Shnuggle Mk 2. He focuses to a great extent, but not exclusively, on the cross-section through the centre of the bumps from back to front.

139.          In my judgment, despite these small differences of angle, radius and position, the two bumps are sufficiently similar to raise an inference of copying and shift the burden to Munchkin.

140.          Munchkin submits that Mr Biesinger’s evidence gives a convincing account of independent design, which is supported by contemporaneous documentary evidence in the form of CAD drawings. Although there are documents from marketing which place particular emphasis on the Shnuggle design, Miss Lane asks me to look at this evidence in context of what Mr Biesinger says that he did, including producing 14 different versions of the design before reaching the final version put into production as the Sit & Soak.

141.          In his report, Mr Biesinger explains the design process. He says that Munchkin thought of producing a hard baby bath in mid-to-end 2017 following attendance at an industry exhibition in China. He is aware that Mr Trumbo was asked to produce an initial design and did so and showed Mr Biesinger the designs he came up with in October 2017. In cross-examination he thought he saw them both on paper and on screen.

142.          Mr Trumbo’s written evidence is that his brief was an infant tub with a lean-back seat and a bum bump, which also stacked. He states that he did not see the Shnuggle baths at this point, and only first heard of or saw the Shnuggle when Mr Biesinger was developing the Sit & Soak. This reference must be a reference to a Shnuggle Mk 2 as it is neither party’s case that Mr Biesinger ever saw or had a sample of the Shnuggle Mk 1. I remind myself that Mr Trumbo’s evidence is not disputed.

143.          Mr Trumbo explains in his witness statement that he produced three versions of a design which he calls 1A, 1B and 1C. He says that the intention was always to have a bum bump and he talked to Marketing about possibilities such as a removable or an inflatable bump which might extend the ‘life’ of the baby bath in terms of extending the age of the child who could use it. However it was eventually decided that he should focus on the infant age range and a moulded bum bump. Mr Trumbo’s designs each show a moulded, “island” type bum bump, but that in 1C is different to that in 1A and 1B. It has a drain incorporated within it, and it is difficult to assess factors such as height from a drawing, but in terms of placement and shape it otherwise has similarities with the Sit & Soak bum bump  (see below). Mr Trumbo’s designs were never produced and eventually shelved.

Fig. 9: Mr Trumbo’s design 1C (interior)

144.          Returning to Mr Biesinger, he explains that he was provided with the ODM tub by the marketing team to consider and evaluate as a starting point for design. He did evaluate it, including by providing it to colleagues with infants to test at home but the feedback was not good. It also failed the compliance team’s safety review.

145.          I have seen notes from an innovation meeting of 3 October 2017 in which he was told to move forward with a new design.  In cross-examination he accepted that it was a priority project. He explained that his starting point was looking to see what else was in the market, both online and in stores. He sets out photographs of some of those products in his report. They include a number with bum bumps including the First Years Sure Comfort Deluxe Newborn; the Fisher Price Whale; the Boon Soak; the Primo Eurobath; and the Shnuggle Mark 2. The only bum bump similar to that now in the Sit & Soak is in the Shnuggle Mk 2. Mr Biesinger accepted in cross-examination that he may have had the sample of the Shnuggle Mk 2 at or even before the innovation meeting on 3 October, at a 28 September 2017 meeting with Mr Tebbe (senior director of product development) and Mr Birkert (director of product design) to review product samples, but he could not be certain.

146.          Mr Biesinger then describes a very thorough albeit accelerated design process over a number of weeks, and discloses a number of renders of a number of designs. These were created after a kick-off meeting on October 17 2017. The first version that shows a bum bump is QMB20 (V7) on 20 October 2017 one view of which shows a hint of a prominent bum bump when viewed from the side and above (Image 61), but there is no internal view. In fact Mr Murphy’s analysis shows no bum bump in V7, so there is some anomaly there. V8 and V9 do show a bum bump, and these vary from each other.

147.          It can be seen from Mr Murphy’s report which analyses the bumps of the various versions of Mr Biesinger’s designs in detail, that the bum bump in V8 was both significantly lower and considerably gentler in slope than that in V9, upon which MCK B was based (see below). Although Mr Murphy has not overlaid a cross-section of V8 and Shnuggle Mk 2, I have done it and the height line of Shnuggle Mk 2 falls between V8 and V9, and the angle of slope of Shnuggle Mk 2 falls between V8 and V9.

148.          Mr Biesinger presented three designs to the innovation team on 1 November 2017 called MCK Tub A, B and C, based on V9, V11 and V13. They had similar but not identical bumps, not least because V11 had a removable bump. V9 had a fixed soap holder and it appears the bump needed to be moved back slightly to accommodate that. In each case the bumps are quite high and sloped more steeply at the front than the back, i.e. angled away from the child, although this is more noticeable in V9. Mr Biesinger says that shape secured newborns better than a gentler slope for an older baby. After that meeting it was decided to have a fixed not removable bump, and not to proceed with the cup holder, so version 13 was taken forward.

149.          Version 14 had the height of the V13 bump lowered slightly and the angle softened. This, broadly speaking, is the bump in the Sit & Soak.

150.           Mr Biesinger accepted in cross-examination that the only other physical testing of a competitor product, apart from the ODM, was of the Shnuggle Mk 2, and that it performed well. Similarly, a focus group was held to look at the Shnuggle Mk2. For costing the likely cost of the product he was designing, he sent the Shnuggle Mk 2 to China as he did not have a physical prototype until later on in the design timetable. His design was eventually prototyped, however, at a cost of $15,000.

151.          It was put to him in cross-examination that he had not used mannequins of babies to develop the dimensions of his designs, as Mr Murphy did, and that was indicative of copying the dimensions of the Shnuggle Mk 2. He said, credibly, in my view, that he had used computer models of babies of different ages and development rather than actual mannequins, which seems to me to be a perfectly acceptable, higher-tech approach. I remind myself that Mr Murphy’s evidence was that he had got his dimensions wrong in his initial prototype, despite the use of a mannequin.

152.          Miss Lane submits this process is not what one would expect to see in a case of straightforward copying. Mr Biesinger said in oral evidence, “I do not know why I would have gone through all the processes that I did, of developing multiple designs, being inspired by multiple designs, when they were saying was the only way. This is not what was stated. I explored many different avenues and possibilities of a design”. He stated in cross-examination that he was intending to, and believes he did, create a baby bath which was “different and unique and special” in multiple ways. The question for me is whether it was different and unique and special in the bum bump, or whether he copied the Shnuggle Mk 2 bump.

153.          In my judgment, Munchkin has satisfied me on the balance of probabilities that the similarities between the Sit & Soak and Shnuggle Mk 2 bum bump arise from independent design. There are differences between the shapes of the bumps, particularly at the sides. The general size and shape of the bump was foreshadowed in Mr Trumbo’s earlier designs, which Mr Biesinger saw, and I am satisfied Mr Trumbo had no access to the Shnuggle Mk 2. This is of particular relevance, I believe, when you consider the extremely wide scope of design freedom in both shape, size and placement of bum bumps in the wider design corpus. Most importantly the design drawings of Mr Biesinger show, in my view, a continual process of refinement of the height, angle and position of the bum bump from V8 to V14 including continual adjustments to the height of the bump, albeit within a narrow range. Whereas I accept that the Sit & Soak comes out at approximately the same height as the Shnuggle Mk 2 (6.2cm for Shnuggle Mk 2 and 6.35cm for Sit & Soak), both are aimed at babies of a similar age range, the height of the bump is aimed at comfort for that range of babies, and it is in my view more likely that is a coincidence. The angle and the position are not the same. The shape is not the same. The Sit & Soak bump is 13.5% wider at the bottom, 6% wider at the top and 6.8% deeper from front to back than the Shnuggle Mk 2 bump, on Mr Murphy’s own analysis (using Mr Biesinger’s measurements which Mr Murphy has adopted). I accept the argument that if Mr Biesinger were simply going to copy the Shnuggle Mk 2 these continual adjustments would not have been needed. Finally, I found Mr Biesinger to be an honest and straightforward witness and I consider he is telling the truth when he says he did not copy. In the circumstances of this case and this documented design journey, I do not consider, on the balance of probabilities, that he is honestly mistaken about this, in particular with regard to the bum bump.

154.          For those reasons I am satisfied that the Sit & Soak does not copy Shnuggle Design (5).

Shnuggle Design (1)

155.          As I have found, Shnuggle Design (1) is made up of the exterior of the sides of the lower part of the ‘tub’ and the base of the Shnuggle Mk 1. The base includes the underneath aspect and interior shape of the bum bump as can be seen from the photographs at Fig. 4a above.

156.          I have set out above detail of the differences in size and shape of the Sit & Soak bump compared to the Shnuggle Mk 2 bump, and my finding that the Sit & Soak bump was not copied from the Shnuggle Mk 2. The differences in size and shape of the bum bumps translate also into differences in the exterior of the bases of those two baths.  However there is no dispute that the Shnuggle Mk 2 bump itself varies significantly from the bump in Shnuggle Mk 1/Shnuggle Design 1. The Shnuggle Mk 1 bump is not an island, but stretches from one side wall to another; the bump height is 4.3cm to the 6.2cm of Shnuggle Mk 2, and is 14.43cm in depth front to back to the 115.93 of the Shnuggle Mk 2. I am satisfied that the bump in Shnuggle Mk 2, it itself not an exact or a substantial copy of that in Shnuggle Design (1), and I have found that the Sit & Soak although not to exactly the same extent, because of the difference in thicknesses of the material used in the Shnuggle Design (1) and the Sit & Soak. It is not disputed that there are also differences in the Sit & Soak base to the Shnuggle Design (1) base because the former has the flange construction, feet, and drain.

157.          In terms of similarities between that part of the Shnuggle Mk 2 comparable to the Shnuggle Design (1) and the Sit & Soak, those are

i)                   The oval base, although this is commonplace and so must be ignored;

ii)                 The width of the oval base which is almost identical (25.5 cm Shnuggle Mk 2, 25.4 cm Sit & Soak);

iii)              The sides rising from the oval base, although this is commonplace and must be ignored;

iv)               The fact that the exterior of the base incorporates the internal surface of the bum bump, although the fact of a bum bump is commonplace and must be ignored, and the particular shape of the bum bump is a difference and I have found has not been copied;

v)                 The concave profile of the sides of the tub as they rise from above the flange;

vi)               The concave curve of bottom of the sides of the tub as they meet the base under the flange;

vii)            The angles of the front back and side curves of the tub as they rise from the base to the line “AA”. These are analysed closely in Mr Murphy’s witness statement and I am satisfied they are very similar. For example, the front curve rises at angles which move from 101-123 in Shnuggle Mk 2 and from 101 – 116 in the Sit & Soak, the side curve angles are almost identical, and the back curve averages 110 in the Shnuggle Mk 2 and 111 in the Sit & Soak.

158.          The differences include:

i)                   The longer length of the Sit & Soak (33.7 in the Shnuggle Mk 2 and 35.56 in the Sit & Soak);

ii)                 The longer length, in particular, of the Sit & Soak at notional line “AA”;

iii)              The shape and size of the internal aspect of the bum bump;

iv)               The presence of the drain;

v)                 The presence of the feet.

159.          The similarities in dimensions of the oval base are, in my judgment, more likely to result from coincidence than copying. That is because there are design constraints in the size of baby baths and both of these baths have chosen a commonplace oval base, chosen to incorporate a commonplace bum bump, and are aimed at babies of a similar age range. However I am satisfied that the closeness of the profile and curves of the walls in the two baths is sufficient to give rise to an inference of copying, and so I must go on to look at independent design of the tub element the baths (as opposed to the bump, which I have already considered).

160.          I can see that Mr Trumbo’s original design had a tub with a convex, not concave, exterior curve. Mr Biesinger’s first version recognisable as a baby bath was V2. This had an ‘S’ shaped curve of the side walls, being convex where it rose from the base, moving to straight walled sides but with a concave curve at the top of the back, above where a notional line “AA” would be drawn. The concavity of the exterior curve below where a notional line “AA” would be drawn is only introduced in V6, and increased in V7. It is then maintained in all versions up to V13 and the MCK models A, B and C presented to the Innovation Team on 1 November 2017. However, these versions, including MCK A, B and C, maintained the convex curve where the sides meet the base and had visible wide feet, which Mr Biesinger described as “our take on Victorian claw feet baths”. These feet produced quite a different visual effect, as they disclosed the curvature of the bath sides going into the base in a manner which is not seen in the Shnuggle Mk 2 (or Shnuggle Design (1)), where such a curvature is hidden by a flange. Shnuggle Design (1) does not have such a curvature at all either internally or externally, rather the sides meet the base at a sharp edge.

161.          The notes of that innovation meeting of 1 November 2017 show that Mr Dunn, the product design director, did not like the claw feet. Mr Biesinger’s evidence in cross-examination was: “We felt that it was a nice little modern nod to the old Victorian tubs, and by keeping that it just felt fresh and nice, but it also related back to our Clean Cradle which is another tub that we produce. It has little claw feet on it, so it was a way to integrate the brand design and then we had that curved bottom. This is where that comment comes from. He differed in his opinion on what modern design was. We differed. We butted heads on this but, ultimately, he wanted it to come flat down like the Shnuggle. It is only referring to the skirt coming down”. Mr Biesinger explained that the skirt, or flange, would be important if the feet were removed, because the rounded bottom would be left and that might cause a danger of tipping. So in order to achieve flat sides, “it is going to have to come all the way down, and in order to integrate the rubber feet in there, to integrate room for a plug, it has got to sit off the ground. Therefore we created that skirt and then we have the space kind of in between the curve and the skirt for screwposts to go up. We need space for our drain to go in. We wanted the curved interior because that is going to be more comfortable for a child… So, yes, we wanted the curved interior but we had to have the flat sides, so this was really just a necessity in order to have the smooth sides without these claw feet, so to speak”.

162.           It was after that innovation meeting on 3 November 2017 that Mr Biesinger was told, following focus groups discussion, that he should “Head more towards Shnuggle based on Amazon reviews”. In V14 he made the changes he described in cross-examination, i.e. adding the flange and hidden feet, and reached the final design which was approved at another innovation meeting on 14 November 2017, and eventually put into production as the Sit & Soak.

163.          I have already stated that Mr Biesinger’s evidence is that he did not copy the Shnuggle Mk 2, but was inspired by it. I accept that is his honest belief. However, he accepted in cross-examination that as he evolved through the designs, he moved further away from a bucket-type upright design similar to the Tummy Tub, to a design more able to fit a child in a more seated reclined position, and that this was because of instructions from the marketing department and Mr Dunn, who both used “Shnuggle” as a type of shorthand to describe what they were trying to do. In terms of the profile and shape of the sides of the tub, which are in part to do with comfort for the baby and in part to do with aesthetics, Munchkin has not satisfied me that those arose from independent design. It can be seen from Mr Murphy’s analysis of the various versions of Mr Biesinger’s design, that once Mr Biesinger had moved from an upright tub more similar to the Tummy Tub to a more reclined tub more similar to the Shnuggle, which he had done by V7, the profile of the curves of main body of the tub portion did not significantly change (putting to one side those versions which sought to include a rinse cup).

164.          I also bear in mind that from all the many designs of bath that I have seen in the wider design corpus, the swooping externally concave (internally convex) lines of the Shnuggle Mk 1 and Shnuggle Mk 2 appear to be unique and distinctive. Ms Lane asks me to consider both Mr Biesinger’s evidence that he was inspired by slipper baths and Mr Corcoran’s evidence that, if he was asked to design a baby bath, he would “definitely not use [an internally] concave [back]. I may use straight, but convex is a good solution…”. I do so, but of the slipper baby baths I have seen, they generally had externally convex curves, and Mr Corcoran’s evidence begs the question of why most baby baths up to the Shnuggle had been designed as internally concave and not convex. Taking all of the evidence into account, I consider that the inspiration Mr Biesinger obtained from the Shnuggle Mk 2 in respect of the swoop of the sides crossed over into copying it. Where Mr Biesinger sought to introduce differences, such as the rounded base and feet, he was instructed to make changes so that his designs were visually closer to Shnuggle.

Infringement of Shnuggle Design (1)?

165.          The question for infringement is whether Munchkin has copied Shnuggle Design (1) so as to produce articles exactly or substantially to the design. This requires copying the whole design exactly or substantially, and is quite different to the copyright test of infringement, which considers whether the whole or a substantial part of a copyright work has been copied.

166.          In this case I have no doubt that Munchkin has not copied the whole Shnuggle Design (1) exactly or substantially. It has only copied part of it, and that is the shape of the sides of the tub below line “AA” and above where, in the Sit & Soak, the tub curves externally under the flange. I do not consider that to be a substantial copy of the whole design. The curve of the Sit & Soak walls meeting the base is quite different to Shnuggle Design (1) as I have described, although it is seen in Shnuggle Mk 2. The base of the Sit & Soak is either commonplace in its similarities (in its oval shape) or is quite different (in the external shape caused by the interior of the bum bump and the construction of the flange, screwholes and feet which do not appear on Shnuggle Design (1) at all).

167.           For all those reasons, the claim for infringement of UDRs fails.

SUMMARY

Issue (i) – Is RCD-763 valid?

No

Issue (ii) – Is the Sit & Soak bath an infringement of the RCDs?

No

Issue (iii) – Is design right capable of subsisting in the Shnuggle Designs as being designs for the whole or part of an article?

Yes.

Issue (iv) – Are the Shnuggle Designs original (excluding consideration of commonplace)?

Shnuggle Design (1), Yes

Shnuggle Design (2), (3) and (4), No

Shnuggle Design (5) and (6), Yes

Issue (v) – Are the Shnuggle Designs commonplace?

Shnuggle Design (1), Yes at a high level of generality

Shnuggle Design (5) and (6), Yes

Issue (vi) – Is the Sit & Soak an article which has been made by copying the Shnuggle Designs?

Shnuggle Design (1), indirect copying in part.

Shnuggle Designs (5) and (6) No.

Issue (vii) – Is the Sit & Soak an article which has been made to produce articles exactly or substantially to each of the Shnuggle Designs?

No.


 

Annex 1

RCD-196

 

Fig 3: 0001.1

 

Fig 4: 0001.2

 

Fig 5: 0001.3

 

 

Fig 6: 0001.4

 

Fig 7: 0001.5

 

 

Fig 8: 0001.6

 

Fig 9: 0001.7

 


 

Annex 2

RCD-763

 

Fig 10: 0001.1

 

Fig 11: 0001.2

 

 

Fig 12: 0001.3

 

Fig 13: 0001.4

 

Fig 14: 0001.5

 

 

Fig 15: 0001.6

 


 

Annex 3

UDRs

In each case, what is claimed in the relevant design is not coloured pink, and what is excluded is coloured pink.

Design

Example images

Design (1)

The external shape of sides the Mk1 below the line marked “AA” on page 1 of Annex 5. Such external shape includes the generally oval horizontal cross-sectional profile of the sides upwards from the base to the plane “AA”.

 

 

Design (2)

The shape of the whole of the Mk2 excluding the roll top, the padded backrest, and the feet, as shown on page 2 of Annex 5.

 

   

Design (3)

The shape of the sides and underside of the design described at (2) above, below the line marked “AA” on page 3 of Annex 5.

 

    

Design (4)

The design described at (3) above, excluding the area marked “B” on page 4 of Annex 5.

 

  

Design (5)

The design described at (2) above, below the line marked “BB” on page 5 of Annex 5.

  

  

Design (6)

The design described at (5) above, excluding the area marked “B” on page 6 of Annex 5.

 

  

 

It is Shnuggle’s case that Shnuggle Design (1) is the external shape of the sides of the Shnuggle Mk1 below the line marked “AA”. This shape was used as the external shape of the sides of the Shnuggle Mk2. Hence Shnuggle relies upon Shnuggle Design (1) as incorporated in the Shnuggle Mk1, with the consequence that design right will expire in relation to this design at the end of 2024 and become open to licences of right at the end of 2019 (see sections 216 and 237 CDPA).

It is Shnuggle’s case that Shnuggle Designs (2) to (6) all relate to parts of the Shnuggle Mk2 and include or consist exclusively of parts which are new to the Shnuggle Mk2 and which are not found in the Shnuggle Mk1. The Shnuggle Mk2 was launched in early 2015 therefore any unregistered design right in respect of Shnuggle Designs (2) to (6) will expire at the end of 2025 and will become open to licences of right at the end of 2020.


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